Cybersecurity, Multilateral Export Control, and Standard Setting Arrangements

Elaine Korzak
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Abstract

This chapter focuses on two trade mechanisms and their role in pursuing the policy imperatives of promoting international trade in information and communication technologies (ICTs) while seeking to mitigate cybersecurity risks. The first mechanism, international standard setting and certification efforts, aims to facilitate international trade by providing benchmarks and assurances for security features. In contrast, the second mechanism, international export controls, explicitly seeks to restrict the trade in certain ICT goods for national and international security purposes. The chapter begins by introducing the concepts of standards and certification, and surveying the landscape of cybersecurity standard setting before providing a discussion of the major intergovernmental certification scheme, the Common Criteria Recognition Arrangement. It then looks at the Wassenaar Arrangement and examines its recent experience in bringing two types of technologies, intellectual property (IP) surveillance systems and intrusion software, under the purview of export controls.
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网络安全、多边出口管制和标准制定安排
本章重点介绍两种贸易机制及其在促进信息通信技术(ict)国际贸易、同时寻求降低网络安全风险的政策要求方面的作用。第一个机制是国际标准制定和认证工作,旨在通过提供安全特征的基准和保证来促进国际贸易。相比之下,第二种机制,即国际出口管制,明确寻求出于国家和国际安全目的限制某些信息通信技术产品的贸易。本章首先介绍了标准和认证的概念,并调查了网络安全标准制定的情况,然后讨论了主要的政府间认证计划,即共同标准认可安排。然后,本文研究了《瓦森纳协定》(Wassenaar Arrangement),并分析了其最近在将两种技术——知识产权监控系统和入侵软件——纳入出口管制范围方面的经验。
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