Which Preferences Can Democracy Serve?

Alon Harel, Moses Shayo
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Abstract

Democracy is often perceived or justified as a means to realizing voters' preferences. Two major difficulties have received much attention: how to aggregate votes and how to align the interests of representatives with the preferences of voters. This paper identifies a third difficulty which stems from the fact that some voters care not only about the electoral outcome (Outcome preferences) but also about the act of voting itself (Voting preferences). If Voting and Outcome preferences are incongruent, then democracy may not be able to satisfy voters’ preferences even if all voters have identical preferences and if all representatives scrupulously implement the policies voters choose. Indeed, as no voter is likely to be pivotal, rational voters would tend to vote primarily on the basis of their Voting preferences. In this case, the person elected (or the policy executed) may not be the one voters wish to see elected (or executed). Taking Voting preferences seriously sheds new light on classical controversies in political theory, e.g., the delegate/trustee controversy, the democratic deficit, and judicial review. We show that, at times, seemingly undemocratic practices could be understood as a means to facilitate the simultaneous satisfaction of both Outcome and Voting preferences.
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民主能服务于哪些偏好?
民主经常被认为是实现选民偏好的一种手段。两个主要的困难受到了很多关注:如何汇总选票,以及如何使代表的利益与选民的偏好保持一致。本文确定了第三个困难,它源于一些选民不仅关心选举结果(结果偏好),而且关心投票行为本身(投票偏好)。如果投票偏好和结果偏好不一致,那么即使所有选民都有相同的偏好,即使所有代表都严格执行选民选择的政策,民主也可能无法满足选民的偏好。事实上,由于没有选民可能是关键的,理性的选民倾向于主要根据他们的投票偏好来投票。在这种情况下,当选的人(或执行的政策)可能不是选民希望看到当选(或执行)的人。对投票偏好的认真研究,为代表/受托人争议、民主赤字、司法审查等政治理论中的经典争议提供了新的视角。我们表明,有时看似不民主的做法可以被理解为促进同时满足结果和投票偏好的手段。
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