A Tale of Two Doctrines: Revaluating Bifurcation in Substantive Review before the Supreme Court

Timothy Sayer, C. Murray
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Abstract

Debates over bifurcation in substantive review persist; should Wednesbury review subsist alongside a proportionality-based model, or should substantive review depend solely upon proportionality? Drawing on an analysis of UK Supreme Court decisions between 2014 and 2018, we argue that the academic debate and much recent jurisprudence misconstrue substantive review. Both proportionality and Wednesbury display their own internal (“intra-doctrinal”) bifurcation between judge-centric and deferential approaches. Although proportionality’s application under the Human Rights Act 1998 has generated culture of justification in rights cases, fixation on the test’s rights/aims balancing aspects has embroiled judges in value adjudication. Faced with preferring either legal or policy aims, the Court has at times fluctuated between strong and weak oversight. Traditional Wednesbury review, while methodologically distinct, can also swing between highly deferential reasonableness review and more robust review drawing, for example, on statutory purpose. Substantive review thus currently risks contradictory pathologies; deploying legal trumps to preclude political decision making and permitting clear policy failures. These pathologies stem from UK public law’s inadequate engagement with substantive decision making. We therefore re-evaluate functionalist constitutionalism, advancing an active functionalist model which urges public lawyers, outwith instances of illegality, to maximise institutional effectiveness. By prioritising legitimacy as an organising principle for judicial review, this approach sustains political decision making within the bounds of a liberal democratic order.
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两种学说的故事:重新评估最高法院实体审查中的分歧
关于实质性审查分岔的争论仍在继续;威斯特伯里审查是否应该与基于比例的模型一起存在,或者实质性审查是否应该仅仅依赖于比例?根据对2014年至2018年英国最高法院判决的分析,我们认为学术辩论和最近的法理学误解了实质性审查。比例主义和威斯特伯里主义都显示出它们自己内部(“教义内部”)的分歧,即以法官为中心的方法和顺从的方法。尽管《1998年人权法案》对比例性的适用在权利案件中产生了正当性文化,但对测试的权利/目的平衡方面的关注使法官卷入了价值裁决。在选择法律目标还是政策目标之间,法院有时在强有力的监督和软弱的监督之间摇摆不定。传统的威士伯里审查虽然在方法上是不同的,但也可以在高度恭敬的合理性审查和更有力的审查绘图之间摇摆,例如,出于法定目的。因此,实质性审查目前面临矛盾的病理;利用法律手段阻止政治决策,允许明显的政策失误。这些病态源于英国公法对实质性决策的参与不足。因此,我们重新评估功能主义宪政,提出一种积极的功能主义模式,敦促公共律师在违法的情况下,最大限度地提高制度效率。通过优先考虑合法性作为司法审查的组织原则,这种方法将政治决策维持在自由民主秩序的范围内。
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