Transition to agriculture and first state presence: A global analysis

IF 2.6 1区 历史学 Q1 ECONOMICS Explorations in Economic History Pub Date : 2021-10-01 DOI:10.1016/j.eeh.2021.101404
Oana Borcan , Ola Olsson , Louis Putterman
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Abstract

It has often been observed that the emergence of states in a region is typically preceded by an earlier transition to agricultural production. Using new data on the date of first state emergence within contemporary countries, we present a global scale analysis of the chronological relationship between the transition to agriculture and the subsequent emergence of states. We find statistically significant relationships between early reliance on agriculture and state age in all sub-samples and also when we use alternative sources of data at different levels of geographical aggregation. A one millennium earlier transition to agriculture among non-pristine states predicts a 317-430 year earlier state emergence. We uncover differences in cases where states were imposed from outside or when they emerged through internal origination. The agriculture-state lag is on average 3.1 millennia in internally originated (including pristine) states, and 2.7 millennia in externally originated states. We also explore some of the mechanisms through which agriculture is believed to have influenced the emergence of states. Our results indicate that the rise of social classes was often an intermediate step towards the presence of early states.

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向农业转型和首次国家存在:全球分析
人们经常观察到,在一个地区出现国家之前,通常会较早地向农业生产过渡。利用当代国家中第一个国家出现日期的新数据,我们对农业转型与随后国家出现之间的时间关系进行了全球范围的分析。我们发现,在所有子样本中,早期对农业的依赖与国家年龄之间存在统计学上显著的关系,当我们在不同的地理聚集水平上使用替代数据来源时也是如此。非原始状态国家向农业过渡的时间提前一千年,预示着国家的出现时间提前317-430年。我们发现了国家是由外部强加的还是由内部产生的差异。农业州在内部起源州(包括原始)平均滞后3.1千年,在外部起源州平均滞后2.7千年。我们还探讨了农业被认为影响国家出现的一些机制。我们的研究结果表明,社会阶层的崛起往往是早期国家出现的中间步骤。
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来源期刊
CiteScore
2.50
自引率
8.70%
发文量
27
期刊介绍: Explorations in Economic History provides broad coverage of the application of economic analysis to historical episodes. The journal has a tradition of innovative applications of theory and quantitative techniques, and it explores all aspects of economic change, all historical periods, all geographical locations, and all political and social systems. The journal includes papers by economists, economic historians, demographers, geographers, and sociologists. Explorations in Economic History is the only journal where you will find "Essays in Exploration." This unique department alerts economic historians to the potential in a new area of research, surveying the recent literature and then identifying the most promising issues to pursue.
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