A deep learning model based on the combination of convolutional and recurrent neural networks to enhance pulse oximetry ability to classify sleep stages in children with sleep apnea.

Fernando Vaquerizo-Villar, Daniel Alvarez, Gonzalo C Gutierrez-Tobal, Felix Del Campo, David Gozal, Leila Kheirandish-Gozal, Thomas Penzel, Roberto Hornero
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Abstract

Characterization of sleep stages is essential in the diagnosis of sleep-related disorders but relies on manual scoring of overnight polysomnography (PSG) recordings, which is onerous and labor-intensive. Accordingly, we aimed to develop an accurate deep-learning model for sleep staging in children suffering from pediatric obstructive sleep apnea (OSA) using pulse oximetry signals. For this purpose, pulse rate (PR) and blood oxygen saturation (SpO2) from 429 childhood OSA patients were analyzed. A CNN-RNN architecture fed with PR and SpO2 signals was developed to automatically classify wake (W), non-Rapid Eye Movement (NREM), and REM sleep stages. This architecture was composed of: (i) a convolutional neural network (CNN), which learns stage-related features from raw PR and SpO2 data; and (ii) a recurrent neural network (RNN), which models the temporal distribution of the sleep stages. The proposed CNN-RNN model showed a high performance for the automated detection of W/NREM/REM sleep stages (86.0% accuracy and 0.743 Cohen's kappa). Furthermore, the total sleep time estimated for each children using the CNN-RNN model showed high agreement with the manually derived from PSG (intra-class correlation coefficient = 0.747). These results were superior to previous works using CNN-based deep-learning models for automatic sleep staging in pediatric OSA patients from pulse oximetry signals. Therefore, the combination of CNN and RNN allows to obtain additional information from raw PR and SpO2 data related to sleep stages, thus being useful to automatically score sleep stages in pulse oximetry tests for children evaluated for suspected OSA.Clinical Relevance-This research establishes the usefulness of a CNN-RNN architecture to automatically score sleep stages in pulse oximetry tests for pediatric OSA diagnosis.

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基于卷积和递归神经网络相结合的深度学习模型,提高脉搏血氧仪对睡眠呼吸暂停儿童的睡眠阶段进行分类的能力。
在诊断睡眠相关疾病时,睡眠阶段的特征描述至关重要,但这有赖于对通宵多导睡眠图(PSG)记录进行人工评分,这既繁重又耗费人力。因此,我们的目标是利用脉搏血氧仪信号开发一种精确的深度学习模型,用于对患有小儿阻塞性睡眠呼吸暂停(OSA)的儿童进行睡眠分期。为此,我们分析了 429 名儿童 OSA 患者的脉搏(PR)和血氧饱和度(SpO2)。利用 PR 和 SpO2 信号开发了一个 CNN-RNN 架构,用于自动分类清醒(W)、非快速眼动(NREM)和快速眼动睡眠阶段。该架构由以下部分组成:(i) 卷积神经网络(CNN),用于从原始 PR 和 SpO2 数据中学习与阶段相关的特征;(ii) 循环神经网络(RNN),用于模拟睡眠阶段的时间分布。所提出的 CNN-RNN 模型在自动检测 W/NREM/REM 睡眠阶段方面表现出色(准确率为 86.0%,Cohen's kappa 为 0.743)。此外,使用 CNN-RNN 模型估算出的每个儿童的总睡眠时间与通过 PSG 人工得出的睡眠时间具有很高的一致性(类内相关系数 = 0.747)。这些结果优于之前使用基于 CNN 的深度学习模型根据脉搏血氧仪信号对小儿 OSA 患者进行自动睡眠分期的研究。因此,CNN 和 RNN 的结合可以从原始 PR 和 SpO2 数据中获得与睡眠分期相关的额外信息,从而有助于在脉搏血氧仪测试中自动为疑似 OSA 患儿的睡眠分期评分。
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