A reluctant additive model framework for interpretable nonlinear individualized treatment rules

Jacob M. Maronge, J. Huling, Guanhua Chen
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Abstract

Individualized treatment rules (ITRs) for treatment recommendation is an important topic for precision medicine as not all beneficial treatments work well for all individuals. Interpretability is a desirable property of ITRs, as it helps practitioners make sense of treatment decisions, yet there is a need for ITRs to be flexible to effectively model complex biomedical data for treatment decision making. Many ITR approaches either focus on linear ITRs, which may perform poorly when true optimal ITRs are nonlinear, or black-box nonlinear ITRs, which may be hard to interpret and can be overly complex. This dilemma indicates a tension between interpretability and accuracy of treatment decisions. Here we propose an additive model-based nonlinear ITR learning method that balances interpretability and flexibility of the ITR. Our approach aims to strike this balance by allowing both linear and nonlinear terms of the covariates in the final ITR. Our approach is parsimonious in that the nonlinear term is included in the final ITR only when it substantially improves the ITR performance. To prevent overfitting, we combine cross-fitting and a specialized information criterion for model selection. Through extensive simulations, we show that our methods are data-adaptive to the degree of nonlinearity and can favorably balance ITR interpretability and flexibility. We further demonstrate the robust performance of our methods with an application to a cancer drug sensitive study.
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可解释非线性个体化治疗规则的勉强加法模型框架
用于治疗建议的个体化治疗规则(ITR)是精准医学的一个重要课题,因为并非所有有益的治疗方法都对所有人都有效。可解释性是个体化治疗规则的一个理想特性,因为它能帮助从业人员理解治疗决策,但个体化治疗规则需要具有灵活性,以便为复杂的生物医学数据建立有效的模型,从而做出治疗决策。许多 ITR 方法要么专注于线性 ITR,而当真正的最优 ITR 是非线性时,线性 ITR 的表现可能很差;要么专注于黑箱非线性 ITR,而黑箱非线性 ITR 可能难以解释,而且过于复杂。这种两难局面表明,治疗决策的可解释性和准确性之间存在矛盾。在这里,我们提出了一种基于加法模型的非线性 ITR 学习方法,它能在 ITR 的可解释性和灵活性之间取得平衡。我们的方法旨在通过在最终 ITR 中允许协变量的线性和非线性项来实现这种平衡。我们的方法非常简洁,只有当非线性项能显著提高 ITR 性能时,才会将其纳入最终的 ITR 中。为了防止过度拟合,我们结合了交叉拟合和专门的信息准则来选择模型。通过大量的模拟,我们证明了我们的方法对非线性程度具有数据适应性,并能在 ITR 的可解释性和灵活性之间取得有利的平衡。我们还将我们的方法应用于一项癌症药物敏感性研究,进一步证明了这些方法的稳健性能。
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