An improved model combining machine learning and Kalman filtering architecture for state of charge estimation of lithium-ion batteries

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Abstract

Accurate state of charge (SOC) estimation of lithium-ion batteries is a fundamental prerequisite for ensuring the normal and safe operation of electric vehicles, and it is also a key technology component in battery management systems. In recent years, lithium-ion battery SOC estimation methods based on data-driven approaches have gained significant popularity. However, these methods commonly face the issue of poor model generalization and limited robustness. To address such issues, this study proposes a closed-loop SOC estimation method based on simulated annealing-optimized support vector regression (SA-SVR) combined with minimum error entropy based extended Kalman filter (MEE-EKF) algorithm. Firstly, a probability-based SA algorithm is employed to optimize the internal parameters of the SVR, thereby enhancing the precision of original SOC estimation. Secondly, utilizing the framework of the Kalman filter, the optimized SVR results are incorporated as the measurement equation and further processed through the MEE-EKF, while the ampere-hour integral physical model serves as the state equation, effectively attenuating the measurement noise, enhancing the estimation accuracy, and improving generalization ability. The proposed method is validated through battery testing experiments conducted under three typical operating conditions and one complex and random operating condition with wide temperature variations under only one condition training. The results demonstrate that the proposed method achieves a mean absolute error below 0.60% and a root mean square error below 0.73% across all operating conditions, showcasing a significant improvement in estimation accuracy compared to the benchmark algorithms. The high precision and generalization capability of the proposed method are evident, ensuring accurate SOC estimation for electric vehicles.

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结合机器学习和卡尔曼滤波架构的锂离子电池充电状态估计改进模型
准确估算锂离子电池的充电状态(SOC)是确保电动汽车正常安全运行的基本前提,也是电池管理系统的关键技术组成部分。近年来,基于数据驱动的锂离子电池 SOC 估算方法大受欢迎。然而,这些方法普遍面临着模型泛化能力差和鲁棒性有限的问题。为了解决这些问题,本研究提出了一种基于模拟退火优化支持向量回归(SA-SVR)和基于最小误差熵的扩展卡尔曼滤波器(MEE-EKF)算法的闭环 SOC 估算方法。首先,采用基于概率的 SA 算法来优化 SVR 的内部参数,从而提高原始 SOC 估计的精度。其次,利用卡尔曼滤波器的框架,将优化后的 SVR 结果作为测量方程,并通过 MEE-EKF 进一步处理,同时将安培小时积分物理模型作为状态方程,有效削弱了测量噪声,提高了估计精度和泛化能力。通过在三种典型工作条件下进行的电池测试实验,以及仅在一种条件训练下进行的温度变化较大的复杂随机工作条件实验,对所提出的方法进行了验证。结果表明,所提出的方法在所有工作条件下的平均绝对误差低于 0.60%,均方根误差低于 0.73%,与基准算法相比,估算精度有了显著提高。拟议方法的高精度和泛化能力显而易见,确保了电动汽车 SOC 估算的准确性。
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