Classifying rockburst with confidence: A novel conformal prediction approach

IF 11.7 1区 工程技术 Q1 MINING & MINERAL PROCESSING International Journal of Mining Science and Technology Pub Date : 2024-01-01 DOI:10.1016/j.ijmst.2023.12.005
Bemah Ibrahim, Isaac Ahenkorah
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Abstract

The scientific community recognizes the seriousness of rockbursts and the need for effective mitigation measures. The literature reports various successful applications of machine learning (ML) models for rockburst assessment; however, a significant question remains unanswered: How reliable are these models, and at what confidence level are classifications made? Typically, ML models output single rockburst grade even in the face of intricate and out-of-distribution samples, without any associated confidence value. Given the susceptibility of ML models to errors, it becomes imperative to quantify their uncertainty to prevent consequential failures. To address this issue, we propose a conformal prediction (CP) framework built on traditional ML models (extreme gradient boosting and random forest) to generate valid classifications of rockburst while producing a measure of confidence for its output. The proposed framework guarantees marginal coverage and, in most cases, conditional coverage on the test dataset. The CP was evaluated on a rockburst case in the Sanshandao Gold Mine in China, where it achieved high coverage and efficiency at applicable confidence levels. Significantly, the CP identified several “confident” classifications from the traditional ML model as unreliable, necessitating expert verification for informed decision-making. The proposed framework improves the reliability and accuracy of rockburst assessments, with the potential to bolster user confidence.

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可信的岩爆分类:新型保形预测方法
科学界认识到岩爆的严重性和采取有效缓解措施的必要性。文献报道了机器学习(ML)模型在岩爆评估中的各种成功应用;然而,一个重要的问题仍未得到解答:这些模型的可靠性如何?通常情况下,即使面对错综复杂和超出分布范围的样本,ML 模型也只能输出单一的岩爆等级,而没有任何相关的置信度值。鉴于 ML 模型容易出错,当务之急是量化其不确定性,以防止出现重大失误。为解决这一问题,我们提出了一种基于传统 ML 模型(极梯度提升和随机森林)的保形预测(CP)框架,用于生成有效的岩爆分类,同时为其输出提供置信度。所提出的框架保证了边际覆盖率,并在大多数情况下保证了测试数据集的条件覆盖率。在中国三山岛金矿的岩爆案例中对 "CP "进行了评估,在适用的置信水平下,"CP "实现了高覆盖率和高效率。值得注意的是,CP 将传统 ML 模型中的几个 "可信 "分类确定为不可靠,这就需要专家验证以做出明智的决策。所提出的框架提高了岩爆评估的可靠性和准确性,有可能增强用户的信心。
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来源期刊
International Journal of Mining Science and Technology
International Journal of Mining Science and Technology Earth and Planetary Sciences-Geotechnical Engineering and Engineering Geology
CiteScore
19.10
自引率
11.90%
发文量
2541
审稿时长
44 days
期刊介绍: The International Journal of Mining Science and Technology, founded in 1990 as the Journal of China University of Mining and Technology, is a monthly English-language journal. It publishes original research papers and high-quality reviews that explore the latest advancements in theories, methodologies, and applications within the realm of mining sciences and technologies. The journal serves as an international exchange forum for readers and authors worldwide involved in mining sciences and technologies. All papers undergo a peer-review process and meticulous editing by specialists and authorities, with the entire submission-to-publication process conducted electronically.
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