Rolling bearing fault diagnosis based on multi-domain features and whale optimized support vector machine

Bing Wang, HuiMin Li, Xiong Hu, Wei Wang
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Abstract

Rolling bearing is an important rotating support component in mechanical equipment. It is very prone to wear, defects, and other faults, which directly affect the reliable operation of mechanical equipment. Its running condition monitoring and fault diagnosis have always been a matter of concern to engineers and researchers. A rolling bearing fault diagnosis technique based on multi-domain feature and whale optimization algorithm-support vector machine (MDF-WOA-SVM) is proposed. Firstly, recursive analysis is performed on vibration signal and the recursive features are employed as nonlinear recursive feature vector including recursive rate (RR), deterministic rate (DET), recursive entropy (RE), and diagonal average length (DAL). Then, a comprehensive multi-domain feature vector is constructed by combining three time-domain features including root mean square, variance, and peak to peak. Finally, whale optimization algorithm (WOA) is introduced to optimize the penalty factor C and kernel function parameter g to construct the optimal WOA-SVM model. The rolling bearing datasets of Jiangnan University is employed for instance analysis, and the results show that the 10-CV accuracy of the technique proposed is good with an accuracy of 99%. Compared with recursive features or time-domain features, multi-domain features are more accurate and comprehensive in describing characters of the signal. Some popular supervised learning models are also introduced for comparison including K-nearest neighbor (KNN) and decision tree (DT), and the result shows that the proposed method has a higher accuracy and certain advantages.
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基于多域特征和鲸鱼优化支持向量机的滚动轴承故障诊断
滚动轴承是机械设备中重要的旋转支撑部件。它极易出现磨损、缺陷等故障,直接影响机械设备的可靠运行。其运行状态监测和故障诊断一直是工程师和研究人员关注的问题。本文提出了一种基于多域特征和鲸鱼优化算法-支持向量机(MDF-WOA-SVM)的滚动轴承故障诊断技术。首先,对振动信号进行递归分析,采用递归特征作为非线性递归特征向量,包括递归率(RR)、确定率(DET)、递归熵(RE)和对角线平均长度(DAL)。然后,结合三个时域特征(包括均方根、方差和峰峰值),构建综合的多域特征向量。最后,引入鲸鱼优化算法(WOA)来优化惩罚因子 C 和核函数参数 g,从而构建最优的 WOA-SVM 模型。采用江南大学的滚动轴承数据集进行实例分析,结果表明所提技术的 10-CV 精度较好,准确率达 99%。与递归特征或时域特征相比,多域特征在描述信号特征方面更加准确和全面。此外,还引入了一些常用的监督学习模型进行比较,包括 K 近邻(KNN)和决策树(DT),结果表明所提出的方法具有更高的准确率和一定的优势。
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