Plan S and Open Access (OA) in Quebec: What Does the Revised FRQ OA Policy Mean for Researchers?

Rachel Harris, Jessica Lange, Pierre Lasou
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Abstract

Objective – Our article examines the effects of Quebec’s provincial funding agency (FRQ)’s revised 2022 OA policy on researchers. Following FRQ’s participation as a cOAlition S funding agency, which involves endorsing Plan S principles, we provide an overview of the OA options for researchers. We examine these options under the FRQ 2019 and FRQ 2022 policy years, account for the effect of transformative agreements (TA) on OA publishing options, as well as the financial implications for researchers under the revised policy. Methods – The researchers extracted a list of FRQ-funded publications from years 2020 to 2022 using the DOI registration agency Crossref. Using this sample set, the researchers quantitatively analyzed OA options under the previous policy and the revised one, comparing the two. To determine the effect of transformative agreements (TAs)s, we reviewed current agreements offered through Canada’s national licensing agency Canadian Research Knowledge Network (CRKN). Results ­– We found that the self-archiving method for open access (OA) is reduced under the revised 2022 policy. Our results lead us to anticipate the pressure felt by authors who will be required to pay article processing charges (APCs) to meet grant requirements. Conclusion – The current publishing patterns of FRQ-funded researchers are primarily concentrated in hybrid journals not covered by transformative agreements. As such, researchers will face additional financial costs should these publishing patterns continue. Concerted efforts among all stakeholders (researchers, universities, libraries, and funders) are needed to sustainably transition to immediate OA.
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魁北克的 S 计划和开放获取 (OA):修订后的 FRQ OA 政策对研究人员意味着什么?
目的 - 本文探讨了魁北克省资助机构(FRQ)修订后的 2022 年开放式获取政策对研究人员的影响。在魁北克省作为 S 计划资助机构参与该计划之后,我们概述了研究人员的开放式获取选项。我们研究了 FRQ 2019 和 FRQ 2022 政策年的这些选项,考虑了变革性协议(TA)对 OA 出版选项的影响,以及修订后的政策对研究人员的财务影响。方法 - 研究人员使用 DOI 注册机构 Crossref 提取了 2020 年至 2022 年 FRQ 资助的出版物清单。利用这一样本集,研究人员定量分析了先前政策和修订政策下的 OA 选项,并对两者进行了比较。为了确定变革性协议(TAs)的影响,我们审查了加拿大国家许可机构加拿大研究知识网络(CRKN)提供的当前协议。结果--我们发现,在修订后的2022年政策下,开放存取(OA)的自我存档方法减少了。结果--我们发现,在修订后的 2022 年政策下,开放式获取(OA)的自主存档方式减少了。我们的结果使我们能够预见作者所感受到的压力,他们将需要支付文章处理费(APC)以满足拨款要求。结论--目前 FRQ 资助的研究人员的出版模式主要集中在变革协议未涵盖的混合期刊上。因此,如果这种出版模式继续下去,研究人员将面临额外的财务成本。所有利益相关者(研究人员、大学、图书馆和资助者)需要共同努力,以持续过渡到直接开放式获取。
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