A state estimation method based on CNN-LSTM for ball screw

Jianxin Lei, Zhinong Jiang, Zhilong Gao, Zhang Wenbo
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Abstract

Ball screw is widely used in the engineering field, and accurate estimation of their state is crucial for the reliability of system operation. However, existing methods often overlook the time series characteristics and spatial correlation of vibration signals, unable to provide complete degradation information and divide the degradation process, resulting in limited prediction accuracy. Therefore, a state estimation method for ball screw based on Convolutional Neural Networks (CNN) and Long Short-Term Memory Neural Networks (LSTM) is proposed. An experiment of ball screw transmission equipment was conducted to collect vibration signals throughout the entire life cycle and verify the proposed method. Firstly, the frequency domain amplitude signal of the transformed ball screw is normalized to eliminate scale differences, which serves as the input for CNN feature extraction. Then, these deep features are input into the LSTM network to capture the fault evolution patterns that reveal the degradation of ball screw performance, and achieve accurate estimation of ball screw state. The final prediction accuracy was 97.87%, verifying the effectiveness of the proposed method.
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基于 CNN-LSTM 的滚珠丝杠状态估计方法
滚珠丝杠在工程领域应用广泛,对其状态的准确估计对系统运行的可靠性至关重要。然而,现有方法往往忽略了振动信号的时间序列特征和空间相关性,无法提供完整的退化信息和划分退化过程,导致预测精度有限。因此,本文提出了一种基于卷积神经网络(CNN)和长短期记忆神经网络(LSTM)的滚珠丝杠状态估计方法。通过对滚珠丝杠传动设备进行实验,采集整个生命周期的振动信号,验证了所提出的方法。首先,对变换后的滚珠丝杠频域振幅信号进行归一化处理,消除尺度差异,作为 CNN 特征提取的输入。然后,将这些深度特征输入 LSTM 网络,以捕捉揭示滚珠丝杠性能退化的故障演变模式,实现对滚珠丝杠状态的精确估计。最终的预测准确率为 97.87%,验证了所提出方法的有效性。
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