“The Human Must Remain the Central Focus”: Subjective Fairness Perceptions in Automated Decision-Making

IF 4.2 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Minds and Machines Pub Date : 2024-06-19 DOI:10.1007/s11023-024-09684-y
Daria Szafran, Ruben L. Bach
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Abstract

The increasing use of algorithms in allocating resources and services in both private industry and public administration has sparked discussions about their consequences for inequality and fairness in contemporary societies. Previous research has shown that the use of automated decision-making (ADM) tools in high-stakes scenarios like the legal justice system might lead to adverse societal outcomes, such as systematic discrimination. Scholars have since proposed a variety of metrics to counteract and mitigate biases in ADM processes. While these metrics focus on technical fairness notions, they do not consider how members of the public, as most affected subjects by algorithmic decisions, perceive fairness in ADM. To shed light on subjective fairness perceptions of individuals, this study analyzes individuals’ answers to open-ended fairness questions about hypothetical ADM scenarios that were embedded in the German Internet Panel (Wave 54, July 2021), a probability-based longitudinal online survey. Respondents evaluated the fairness of vignettes describing the use of ADM tools across different contexts. Subsequently, they explained their fairness evaluation providing a textual answer. Using qualitative content analysis, we inductively coded those answers (N = 3697). Based on their individual understanding of fairness, respondents addressed a wide range of aspects related to fairness in ADM which is reflected in the 23 codes we identified. We subsumed those codes under four overarching themes: Human elements in decision-making, Shortcomings of the data, Social impact of AI, and Properties of AI. Our codes and themes provide a valuable resource for understanding which factors influence public fairness perceptions about ADM.

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"人必须仍然是中心焦点":自动决策中的主观公平感
算法在私营企业和公共管理部门分配资源和服务中的使用越来越多,这引发了人们对算法在当代社会中对不平等和公平的影响的讨论。以往的研究表明,在法律司法系统等高风险场景中使用自动决策(ADM)工具可能会导致不利的社会结果,如系统性歧视。此后,学者们提出了各种衡量标准,以抵消和减轻 ADM 流程中的偏见。虽然这些衡量标准侧重于技术上的公平性概念,但它们并没有考虑到作为受算法决策影响最大的主体--公众是如何看待 ADM 中的公平性的。为了揭示个人的主观公平性认知,本研究分析了个人对有关假设 ADM 情景的开放式公平性问题的回答,这些问题被嵌入到德国互联网面板(Wave 54,2021 年 7 月)中,这是一项基于概率的纵向在线调查。受访者对描述在不同情境下使用 ADM 工具的小故事的公平性进行了评估。随后,他们通过文字回答来解释其公平性评价。通过定性内容分析,我们对这些答案进行了归纳编码(N = 3697)。根据受访者个人对公平性的理解,他们对 ADM 中与公平性相关的广泛方面进行了回答,这反映在我们确定的 23 个代码中。我们将这些代码归纳为四大主题:决策中的人为因素、数据的缺陷、人工智能的社会影响以及人工智能的特性。我们的代码和主题为了解哪些因素会影响公众对人工智能公平性的看法提供了宝贵的资源。
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来源期刊
Minds and Machines
Minds and Machines 工程技术-计算机:人工智能
CiteScore
12.60
自引率
2.70%
发文量
30
审稿时长
>12 weeks
期刊介绍: Minds and Machines, affiliated with the Society for Machines and Mentality, serves as a platform for fostering critical dialogue between the AI and philosophical communities. With a focus on problems of shared interest, the journal actively encourages discussions on the philosophical aspects of computer science. Offering a global forum, Minds and Machines provides a space to debate and explore important and contentious issues within its editorial focus. The journal presents special editions dedicated to specific topics, invites critical responses to previously published works, and features review essays addressing current problem scenarios. By facilitating a diverse range of perspectives, Minds and Machines encourages a reevaluation of the status quo and the development of new insights. Through this collaborative approach, the journal aims to bridge the gap between AI and philosophy, fostering a tradition of critique and ensuring these fields remain connected and relevant.
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