Preregistration specificity and adherence: A review of preregistered gambling studies and cross-disciplinary comparison

R. Heirene, Debi A. LaPlante, Eric R. Louderback, Brittany Keen, Marjan Bakker, A. Serafimovska, Sally M. Gainsbury
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Abstract

Study preregistration is one of several “open science” practices (e.g., open data, preprints) that researchers use to improve the transparency and rigour of their research. As more researchers adopt preregistration as a regular practice, examining the nature and content of preregistrations can help identify the strengths and weaknesses of current practices. The value of preregistration, in part, relates to the specificity of the study plan and the extent to which investigators adhere to this plan. We identified 53 preregistrations from the gambling studies field meeting our predefined eligibility criteria and scored their level of specificity using a 23-item protocol developed to measure the extent to which a clear and exhaustive preregistration plan restricts various researcher degrees of freedom (RDoF; i.e., the many methodological choices available to researchers when collecting and analysing data, and when reporting their findings). We also scored studies on a 32-item protocol that measured adherence to the preregistered plan in the study manuscript. We found gambling preregistrations had low specificity levels on most RDoF. However, a comparison with a sample of cross-disciplinary preregistrations (N = 52; Bakker et al., 2020) indicated that gambling preregistrations scored higher on 12 (of 29) items. Thirteen (65%) of the 20 associated published articles or preprints deviated from the protocol without declaring as much (the mean number of undeclared deviations per article was 2.25, SD = 2.34). Overall, while we found improvements in specificity and adherence over time (2017-2020), our findings suggest the purported benefits of preregistration—including increasing transparency and reducing RDoF—are not fully achieved by current practices. Using our findings, we provide 10 practical recommendations that can be used to support and refine preregistration practices.
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预注册的特异性和坚持性:预注册赌博研究回顾与跨学科比较
研究预注册是研究人员用来提高研究透明度和严谨性的几种 "开放科学 "实践(如开放数据、预印本)之一。随着越来越多的研究人员将预注册作为常规做法,研究预注册的性质和内容有助于发现当前做法的优缺点。预注册的价值部分取决于研究计划的具体性以及研究人员对计划的遵守程度。我们从赌博研究领域确定了 53 项符合我们预先设定的资格标准的预先注册,并使用 23 个项目的协议对其具体程度进行了评分,该协议旨在衡量清晰详尽的预先注册计划在多大程度上限制了研究人员的各种自由度(RDoF;即研究人员在收集和分析数据以及报告研究结果时可以选择的多种方法)。我们还根据 32 个项目对研究进行了评分,以衡量研究手稿中是否遵守了预注册计划。我们发现,在大多数 RDoF 中,赌博预注册的特异性较低。不过,与跨学科预注册样本(N = 52;Bakker 等人,2020 年)进行比较后发现,赌博预注册在 12 个(共 29 个)项目上得分较高。在 20 篇已发表的相关文章或预印本中,有 13 篇(65%)偏离了协议,但未声明偏离程度(每篇文章未声明偏离的平均次数为 2.25,SD = 2.34)。总体而言,虽然我们发现随着时间的推移(2017-2020 年),特异性和依从性有所改善,但我们的研究结果表明,目前的做法并没有完全实现预注册的所谓益处--包括提高透明度和降低 RDoF。根据我们的研究结果,我们提出了 10 条实用建议,可用于支持和完善预注册实践。
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