Explainable Neural Network for Sensitivity Analysis of Lithium-Ion Battery Smart Production

IF 15.3 1区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Ieee-Caa Journal of Automatica Sinica Pub Date : 2024-08-15 DOI:10.1109/JAS.2024.124539
Kailong Liu;Qiao Peng;Yuhang Liu;Naxin Cui;Chenghui Zhang
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Abstract

Battery production is crucial for determining the quality of electrode, which in turn affects the manufactured battery performance. As battery production is complicated with strongly coupled intermediate and control parameters, an efficient solution that can perform a reliable sensitivity analysis of the production terms of interest and forecast key battery properties in the early production phase is urgently required. This paper performs detailed sensitivity analysis of key production terms on determining the properties of manufactured battery electrode via advanced data-driven modelling. To be specific, an explainable neural network named generalized additive model with structured interaction (GAM-SI) is designed to predict two key battery properties, including electrode mass loading and porosity, while the effects of four early production terms on manufactured batteries are explained and analysed. The experimental results reveal that the proposed method is able to accurately predict battery electrode properties in the mixing and coating stages. In addition, the importance ratio ranking, global interpretation and local interpretation of both the main effects and pairwise interactions can be effectively visualized by the designed neural network. Due to the merits of interpretability, the proposed GAM-SI can help engineers gain important insights for understanding complicated production behavior, further benefitting smart battery production.
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用于锂离子电池智能生产敏感性分析的可解释神经网络
电池生产对确定电极质量至关重要,而电极质量反过来又会影响电池的性能。由于电池生产非常复杂,中间参数和控制参数耦合度很高,因此迫切需要一种高效的解决方案,对相关生产条件进行可靠的敏感性分析,并在生产早期阶段预测关键的电池性能。本文通过先进的数据驱动建模,对确定电池电极性能的关键生产条件进行了详细的敏感性分析。具体而言,本文设计了一个名为 "具有结构化交互作用的广义相加模型(GAM-SI)"的可解释神经网络,用于预测包括电极质量负荷和孔隙率在内的两项关键电池性能,同时解释和分析了四项早期生产条件对制成品电池的影响。实验结果表明,所提出的方法能够准确预测混合和涂覆阶段的电池电极特性。此外,所设计的神经网络还能有效地可视化主效应和成对交互作用的重要性比率排序、全局解释和局部解释。由于具有可解释性的优点,所提出的 GAM-SI 可以帮助工程师获得理解复杂生产行为的重要见解,从而进一步促进智能电池的生产。
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来源期刊
Ieee-Caa Journal of Automatica Sinica
Ieee-Caa Journal of Automatica Sinica Engineering-Control and Systems Engineering
CiteScore
23.50
自引率
11.00%
发文量
880
期刊介绍: The IEEE/CAA Journal of Automatica Sinica is a reputable journal that publishes high-quality papers in English on original theoretical/experimental research and development in the field of automation. The journal covers a wide range of topics including automatic control, artificial intelligence and intelligent control, systems theory and engineering, pattern recognition and intelligent systems, automation engineering and applications, information processing and information systems, network-based automation, robotics, sensing and measurement, and navigation, guidance, and control. Additionally, the journal is abstracted/indexed in several prominent databases including SCIE (Science Citation Index Expanded), EI (Engineering Index), Inspec, Scopus, SCImago, DBLP, CNKI (China National Knowledge Infrastructure), CSCD (Chinese Science Citation Database), and IEEE Xplore.
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