Preventing overfitting in infrared ellipsometry using temperature dependence: fused silica as a case study

Shenwei Yin, Jin-Woo Cho, Demeng Feng, Hongyan Mei, Tanuj Kumar, Chenghao Wan, Yeonghoon Jin, Minjeong Kim, Mikhail A. Kats
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Abstract

The dispersive linear optical properties of materials are frequently described using oscillator models, where the oscillators represent interactions between light and various material resonances (vibrational, free-carrier, interband, etc.). The state-of-the-art measurement of the complex refractive index is variable-angle spectroscopic ellipsometry (VASE), where additional measurement angles and the measured depolarization of light provides much more information compared to simpler measurements such as single-angle reflectance and transmittance. Nevertheless, even state-of-the-art VASE data can be hard to uniquely fit using oscillator models, and the resulting models may be hard to interpret physically. Here, we demonstrate the use of an additional degree of freedom, temperature, to improve the accuracy, uniqueness, and physicality of oscillator models of materials. Our approach relies on the well-understood temperature dependence of material resonances, and in particular vibrational resonances in amorphous SiO2, which are expected to change monotonically from room temperature to hundreds of degrees C. We performed VASE measurements at different temperatures, independently fitted the data at each temperature, and then confirmed that our models are unique and physical by monitoring the temperature dependence of the resulting fitting parameters. Using this technique, we generated highly accurate and precise data sets and material models describing the mid-infrared complex refractive index of three different grades of fused SiO2, which can then be used for modeling of mid-infrared optical components such as thermal emitters.
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利用温度依赖性防止红外椭偏仪过度拟合:熔融石英案例研究
材料的色散线性光学特性经常使用振荡器模型来描述,其中振荡器代表光与各种材料共振(振动、自由载流子、带间等)之间的相互作用。复折射率的最新测量方法是变角光谱椭偏仪 (VASE),与单角反射率和透射率等简单测量方法相比,VASE 的额外测量角度和测量的光去极化可提供更多信息。然而,即使是最先进的 VASE 数据也很难使用振荡器模型进行精确拟合,而且所得到的模型也很难进行物理解释。在这里,我们展示了如何利用温度这一额外的自由度来提高材料振荡器模型的准确性、唯一性和物理性。我们在不同温度下进行了 VASE 测量,在每个温度下独立拟合数据,然后通过监测拟合参数的温度依赖性来证实我们的模型是唯一和物理的。利用这一技术,我们生成了描述三种不同等级熔融二氧化硅的中红外复折射率的高精度数据集和材料模型,可用于中红外光学元件(如热发射器)的建模。
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