Federated Fairness Analytics: Quantifying Fairness in Federated Learning

Oscar Dilley, Juan Marcelo Parra-Ullauri, Rasheed Hussain, Dimitra Simeonidou
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Abstract

Federated Learning (FL) is a privacy-enhancing technology for distributed ML. By training models locally and aggregating updates - a federation learns together, while bypassing centralised data collection. FL is increasingly popular in healthcare, finance and personal computing. However, it inherits fairness challenges from classical ML and introduces new ones, resulting from differences in data quality, client participation, communication constraints, aggregation methods and underlying hardware. Fairness remains an unresolved issue in FL and the community has identified an absence of succinct definitions and metrics to quantify fairness; to address this, we propose Federated Fairness Analytics - a methodology for measuring fairness. Our definition of fairness comprises four notions with novel, corresponding metrics. They are symptomatically defined and leverage techniques originating from XAI, cooperative game-theory and networking engineering. We tested a range of experimental settings, varying the FL approach, ML task and data settings. The results show that statistical heterogeneity and client participation affect fairness and fairness conscious approaches such as Ditto and q-FedAvg marginally improve fairness-performance trade-offs. Using our techniques, FL practitioners can uncover previously unobtainable insights into their system's fairness, at differing levels of granularity in order to address fairness challenges in FL. We have open-sourced our work at: https://github.com/oscardilley/federated-fairness.
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联合公平分析:量化联合学习中的公平性
联邦学习(FL)是一种用于分布式人工智能的隐私增强技术。通过本地训练模型和聚合更新--联邦共同学习,同时绕过集中数据收集。FL 在医疗保健、金融和个人计算领域越来越受欢迎。然而,FL 继承了经典 ML 的公平性挑战,并引入了新的挑战,这些挑战来自数据质量、客户参与、通信限制、聚合方法和底层硬件的差异。公平性仍然是 FL 中一个悬而未决的问题,社区已经发现缺乏量化公平性的简明定义和衡量标准;为了解决这个问题,我们提出了联邦公平性分析--一种衡量公平性的方法。我们对公平性的定义包括四个概念和相应的新指标。它们是渐进定义的,并利用了源自 XAI、合作博弈论和网络工程的技术。我们测试了一系列实验设置,改变了 FL 方法、ML 任务和数据设置。结果表明,统计异质性和客户端参与会影响公平性,而诸如 Ditto 和 q-FedAvg 等注重公平性的方法可在一定程度上改善公平性-性能权衡。利用我们的技术,FL 实践者可以在不同的粒度水平上发现以前无法获得的系统公平性洞察力,从而解决 FL 中的公平性挑战。我们已将我们的工作开源:https://github.com/oscardilley/federated-fairness。
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