A Deployed Online Reinforcement Learning Algorithm In An Oral Health Clinical Trial

Anna L. Trella, Kelly W. Zhang, Hinal Jajal, Inbal Nahum-Shani, Vivek Shetty, Finale Doshi-Velez, Susan A. Murphy
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Abstract

Dental disease is a prevalent chronic condition associated with substantial financial burden, personal suffering, and increased risk of systemic diseases. Despite widespread recommendations for twice-daily tooth brushing, adherence to recommended oral self-care behaviors remains sub-optimal due to factors such as forgetfulness and disengagement. To address this, we developed Oralytics, a mHealth intervention system designed to complement clinician-delivered preventative care for marginalized individuals at risk for dental disease. Oralytics incorporates an online reinforcement learning algorithm to determine optimal times to deliver intervention prompts that encourage oral self-care behaviors. We have deployed Oralytics in a registered clinical trial. The deployment required careful design to manage challenges specific to the clinical trials setting in the U.S. In this paper, we (1) highlight key design decisions of the RL algorithm that address these challenges and (2) conduct a re-sampling analysis to evaluate algorithm design decisions. A second phase (randomized control trial) of Oralytics is planned to start in spring 2025.
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在口腔健康临床试验中部署在线强化学习算法
牙病是一种普遍存在的慢性疾病,与巨大的经济负担、个人痛苦和全身性疾病风险增加有关。尽管人们普遍建议每天刷牙两次,但由于注意力不集中和脱离等因素,坚持建议的口腔自我护理行为的情况仍然不理想。为了解决这个问题,我们开发了Oralytics口腔保健干预系统,该系统旨在补充临床医生为有牙病风险的边缘化人群提供的预防保健服务。Oralytics口腔保健干预系统采用了在线强化学习算法,以确定提供干预提示的最佳时间,从而鼓励口腔自我保健行为。我们已在一项注册临床试验中部署了 Oralytics。在本文中,我们(1)强调了应对这些挑战的 RL 算法的关键设计决策;(2)进行了抽样分析,以评估算法设计决策。Oralytics 的第二阶段(随机对照试验)计划于 2025 年春季开始。
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