Can We Count on LLMs? The Fixed-Effect Fallacy and Claims of GPT-4 Capabilities

Thomas Ball, Shuo Chen, Cormac Herley
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Abstract

In this paper we explore evaluation of LLM capabilities. We present measurements of GPT-4 performance on several deterministic tasks; each task involves a basic calculation and takes as input parameter some element drawn from a large well-defined population (e.g., count elements in a list, multiply two k-digit numbers, etc). We examine several conditions per-task and perform enough trials so that statistically significant differences can be detected. This allows us to investigate the sensitivity of task-accuracy both to query phrasing and input parameter population. We find that seemingly trivial modifications in the task-prompt or input population can yield differences far larger than can be explained by sampling effects. For example, performance on a simple list-counting task varies with query-phrasing and list-length, but also with list composition (i.e., the thing-to-be-counted) and object frequency (e.g., success when an element accounts for $\approx$ 50\% of a list is different from when it accounts for $\approx$ 70\% etc). We conclude that efforts to quantify LLM capabilities easily succumb to the language-as-fixed-effect fallacy, where experimental observations are improperly generalized beyond what the data supports. A consequence appears to be that intuitions that have been formed based on interactions with humans form a very unreliable guide as to which input modifications should ``make no difference'' to LLM performance.
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我们能指望法律硕士吗?固定效应谬误与 GPT-4 能力主张
本文探讨了对 LLM 能力的评估。我们展示了 GPT-4 在几项确定性任务上的性能测量结果;每项任务都涉及基本计算,并将从一个定义明确的大群体中抽取的某些元素作为输入参数(例如,计算列表中的元素、两个 k 位数相乘等)。这样,我们就可以研究任务准确性对问句和输入参数群的敏感性。我们发现,对任务提示或输入参数进行看似微不足道的修改,所产生的差异却远远大于抽样效应所能解释的差异。例如,在简单的列表计数任务中,表现会随着查询措辞和列表长度的变化而变化,但也会随着列表组成(即要计数的事物)和对象频率的变化而变化(例如,当一个元素占列表的 50% 左右时,其成功率与占 70% 左右时的成功率是不同的)。我们的结论是,量化 LLM 能力的努力很容易陷入 "语言即固定效应"(language-as-fixed-effect)的谬误,即实验观察结果被适当地概括为超出了数据所支持的范围。其后果似乎是,基于与人类互动而形成的直觉,对于哪些输入修改应该 "对 LLM 性能产生影响",是一种非常不可靠的指导。
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