Non-Borda elections under relaxed IIA conditions

Gabriel Gendler
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Abstract

Arrow's celebrated Impossibility Theorem asserts that an election rule, or Social Welfare Function (SWF), between three or more candidates meeting a set of strict criteria cannot exist. Maskin suggests that Arrow's conditions for SWFs are too strict. In particular he weakens the "Independence of Irrelevant Alternatives" condition (IIA), which states that if in two elections, each voter's binary preference between candidates $c_i$ and $c_j$ is the same, then the two results must agree on their preference between $c_i$ and $c_j$. Instead, he proposes a modified IIA condition (MIIA). Under this condition, the result between $c_i$ and $c_j$ can be affected not just by the order of $c_i$ and $c_j$ in each voter's ranking, but also the number of candidates between them. More candidates between $c_i$ and $c_j$ communicates some information about the strength of a voter's preference between the two candidates, and Maskin argues that it should be admissible evidence in deciding on a final ranking. We construct SWFs for three-party elections which meet the MIIA criterion along with other sensibility criteria, but are far from being Borda elections (where each voter assigns a score to each candidate linearly according to their ranking). On the other hand, we give cases in which any SWF must be the Borda rule.
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放宽国际投资协定条件下的非博尔达选举
阿罗著名的 "不可能定理 "断言,在三个或三个以上符合一系列严格标准的候选人之间,不可能存在选举规则或社会福利函数(SWF)。马斯金认为,阿罗关于社会福利函数的条件过于严格。该条件规定,如果在两次选举中,每个选民对候选人 $c_i$ 和 $c_j$ 的二元偏好相同,那么两次选举结果必须在候选人 $c_i$ 和 $c_j$ 之间的偏好上达成一致。在这个条件下,$c_i$和$c_j$之间的结果不仅会受到每个投票人的排序中$c_i$和$c_j$的先后顺序的影响,还会受到它们之间候选者数量的影响。在$c_i$和$c_j$之间有更多的候选者,这传递了选民在两个候选者之间偏好强度的一些信息,马斯金认为,在决定最终排名时,这应该是可接受的证据。我们为三方选举构建了 SWFs,这些选举符合 MIIA 标准和其他感性标准,但远非博尔达选举(即每位选民根据每位候选人的排名线性地给每位候选人打分)。另一方面,我们也给出了一些情况,在这些情况下,任何 SWF 都必须是博达尔选举。
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