Online Capacity Prediction of Lithium-Ion Batteries Based on Physics-Constrained Zonotopic Kalman Filter

IF 5.7 2区 计算机科学 Q1 COMPUTER SCIENCE, HARDWARE & ARCHITECTURE IEEE Transactions on Reliability Pub Date : 2024-09-10 DOI:10.1109/TR.2024.3451650
Zhenhua Wang;Zhenwen Zhao;Meng Zhou;Jing Wang;Yi Shen
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Abstract

This article presents a novel physics-constrained zonotopic Kalman filter method for online capacity prediction of lithium-ion batteries. To describe capacity degradation, a state-space formulation is devised using the autoregressive model and an indirect representation of capacity. The approach consists of three steps: First, a zonotopic Kalman filter is proposed to estimate model parameters and parameter intervals. Subsequently, considering the capacity regeneration phenomenon, a physics-based constraint term is presented to optimize parameters, which updates the estimated model parameters obtained by the zonotopic Kalman filter. Finally, parameters and interval estimation are utilized to predict the future short-term capacity. The case study demonstrates the validity of our approach. Moreover, comparisons with the ellipsoid-based extended Kalman filter and predictive maintenance toolbox suggest that our approach can obtain more precise capacity prediction and tighter capacity interval results.
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基于物理约束的时域卡尔曼滤波器的锂离子电池在线容量预测
提出了一种新的物理约束分区卡尔曼滤波方法,用于锂离子电池容量在线预测。为了描述容量退化,使用自回归模型和容量的间接表示设计了状态空间公式。该方法分为三个步骤:首先,提出一种分区卡尔曼滤波器来估计模型参数和参数区间;随后,考虑容量再生现象,提出基于物理的约束项进行参数优化,对分区卡尔曼滤波得到的模型参数进行更新。最后,利用参数估计和区间估计对未来短期容量进行预测。案例研究证明了该方法的有效性。与基于椭球的扩展卡尔曼滤波和预测维护工具箱的比较表明,该方法可以获得更精确的容量预测和更紧凑的容量区间结果。
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来源期刊
IEEE Transactions on Reliability
IEEE Transactions on Reliability 工程技术-工程:电子与电气
CiteScore
12.20
自引率
8.50%
发文量
153
审稿时长
7.5 months
期刊介绍: IEEE Transactions on Reliability is a refereed journal for the reliability and allied disciplines including, but not limited to, maintainability, physics of failure, life testing, prognostics, design and manufacture for reliability, reliability for systems of systems, network availability, mission success, warranty, safety, and various measures of effectiveness. Topics eligible for publication range from hardware to software, from materials to systems, from consumer and industrial devices to manufacturing plants, from individual items to networks, from techniques for making things better to ways of predicting and measuring behavior in the field. As an engineering subject that supports new and existing technologies, we constantly expand into new areas of the assurance sciences.
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