Dark Patterns in the Opt-Out Process and Compliance with the California Consumer Privacy Act (CCPA)

Van Hong Tran, Aarushi Mehrotra, Ranya Sharma, Marshini Chetty, Nick Feamster, Jens Frankenreiter, Lior Strahilevitz
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Abstract

To protect consumer privacy, the California Consumer Privacy Act (CCPA) mandates that businesses provide consumers with a straightforward way to opt out of the sale and sharing of their personal information. However, the control that businesses enjoy over the opt-out process allows them to impose hurdles on consumers aiming to opt out, including by employing dark patterns. Motivated by the enactment of the California Privacy Rights Act (CPRA), which strengthens the CCPA and explicitly forbids certain dark patterns in the opt-out process, we investigate how dark patterns are used in opt-out processes and assess their compliance with CCPA regulations. Our research reveals that websites employ a variety of dark patterns. Some of these patterns are explicitly prohibited under the CCPA; others evidently take advantage of legal loopholes. Despite the initial efforts to restrict dark patterns by policymakers, there is more work to be done.
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选择退出程序中的黑暗模式与加州消费者隐私法案 (CCPA) 的合规性
为保护消费者隐私,《加利福尼亚消费者隐私法》(CCPA)规定,企业应向消费者提供一种直接的方式,让消费者选择不出售和分享其个人信息。然而,企业对选择退出程序的控制使其能够对希望退出的消费者设置障碍,包括采用暗箱操作。加州隐私权法案》(California Privacy Rights Act,简称 CPRA)的颁布加强了《加州隐私权法案》(CCPA),并明确禁止在退出过程中使用某些暗模式,受此推动,我们调查了暗模式在退出过程中的使用情况,并评估了它们是否符合《加州隐私权法案》的规定。我们的研究显示,网站采用了多种暗模式。其中一些模式是 CCPA 明令禁止的,另一些则明显利用了法律漏洞。尽管政策制定者为限制暗箱操作模式做出了初步努力,但仍有更多工作要做。
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