Connecting algorithmic fairness to quality dimensions in machine learning in official statistics and survey production

Patrick Oliver Schenk, Christoph Kern
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Abstract

National Statistical Organizations (NSOs) increasingly draw on Machine Learning (ML) to improve the timeliness and cost-effectiveness of their products. When introducing ML solutions, NSOs must ensure that high standards with respect to robustness, reproducibility, and accuracy are upheld as codified, e.g., in the Quality Framework for Statistical Algorithms (QF4SA; Yung et al. 2022, Statistical Journal of the IAOS). At the same time, a growing body of research focuses on fairness as a pre-condition of a safe deployment of ML to prevent disparate social impacts in practice. However, fairness has not yet been explicitly discussed as a quality aspect in the context of the application of ML at NSOs. We employ the QF4SA quality framework and present a mapping of its quality dimensions to algorithmic fairness. We thereby extend the QF4SA framework in several ways: First, we investigate the interaction of fairness with each of these quality dimensions. Second, we argue for fairness as its own, additional quality dimension, beyond what is contained in the QF4SA so far. Third, we emphasize and explicitly address data, both on its own and its interaction with applied methodology. In parallel with empirical illustrations, we show how our mapping can contribute to methodology in the domains of official statistics, algorithmic fairness, and trustworthy machine learning.

Little to no prior knowledge of ML, fairness, and quality dimensions in official statistics is required as we provide introductions to these subjects. These introductions are also targeted to the discussion of quality dimensions and fairness.

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将算法公平性与官方统计和调查制作中机器学习的质量维度联系起来
国家统计机构(NSO)越来越多地利用机器学习(ML)来提高其产品的及时性和成本效益。在引入 ML 解决方案时,国家统计局必须确保在稳健性、可重复性和准确性方面坚持高标准,例如在统计算法质量框架(QF4SA;Yung 等人,2022 年,IAOS 统计期刊)中。与此同时,越来越多的研究将公平性作为安全部署人工智能的先决条件,以防止在实践中产生不同的社会影响。然而,在国家统计局应用人工智能的背景下,公平性尚未作为一个质量方面得到明确讨论。我们采用了 QF4SA 质量框架,并将其质量维度与算法公平性进行了映射。因此,我们从几个方面扩展了 QF4SA 框架:首先,我们研究了公平性与每个质量维度之间的相互作用。其次,我们主张将公平性作为 QF4SA 迄今为止所包含的质量维度之外的额外质量维度。第三,我们强调并明确论述了数据本身及其与应用方法的相互作用。在进行实证说明的同时,我们还展示了我们的映射如何有助于官方统计、算法公平性和可信机器学习等领域的方法论。由于我们对这些主题进行了介绍,因此几乎不需要事先了解官方统计中的 ML、公平性和质量维度。这些介绍也针对质量维度和公平性的讨论。
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