Entropy-weighted manifold-adjusted transfer learning for cross-condition fault diagnosis with imbalanced and missing labels

IF 3.4 2区 工程技术 Q2 ENGINEERING, ELECTRICAL & ELECTRONIC Signal Processing Pub Date : 2024-11-16 DOI:10.1016/j.sigpro.2024.109806
Ziyou Zhou, Wenhua Chen
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Abstract

In industrial fault diagnosis, data imbalance, missing labels, and cross-condition scenarios increase complexity and challenges. While existing research has made progress in these areas, gaps remain in addressing cross-condition fault diagnosis with imbalanced and incomplete labels. To tackle this, we propose the entropy-weighted manifold alignment (E-WMA) method. First, we use sparse filtering techniques for manifold alignment to extract features with good separability from the source and target domains. Next, we adopt an entropy-weighted maximum mean discrepancy strategy to dynamically adjust sample weights based on label information entropy, which reduces distribution differences and mitigates data imbalance. Finally, we build a softmax regression classifier to train and evaluate the fault diagnosis model using the aligned features and adjusted sample weights, enhancing diagnostic accuracy and robustness. Extensive experiments on wind turbine planetary gearbox and bearing fault datasets validate our approach. The results show that our method effectively addresses cross-condition fault diagnosis amid data imbalance and missing labels. This can lead to more accurate fault detection in real-time operations, minimize unplanned downtime, and significantly reduce maintenance costs in industrial environments.
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针对标签不平衡和缺失的跨条件故障诊断的熵权流形调整迁移学习
在工业故障诊断中,数据不平衡、标签缺失和交叉条件情况增加了复杂性和挑战性。虽然现有研究在这些领域取得了进展,但在解决标签不平衡和不完整的交叉条件故障诊断方面仍存在差距。为此,我们提出了熵加权流形对齐(E-WMA)方法。首先,我们使用稀疏过滤技术进行流形配准,从源域和目标域中提取具有良好分离性的特征。接着,我们采用熵加权最大均值差异策略,根据标签信息熵动态调整样本权重,从而减少分布差异,缓解数据不平衡问题。最后,我们建立了一个软最大回归分类器,利用对齐的特征和调整后的样本权重来训练和评估故障诊断模型,从而提高诊断的准确性和鲁棒性。在风力涡轮机行星齿轮箱和轴承故障数据集上进行的大量实验验证了我们的方法。结果表明,我们的方法能在数据不平衡和标签缺失的情况下有效解决跨条件故障诊断问题。这可以在实时操作中实现更准确的故障检测,最大限度地减少计划外停机时间,并显著降低工业环境中的维护成本。
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来源期刊
Signal Processing
Signal Processing 工程技术-工程:电子与电气
CiteScore
9.20
自引率
9.10%
发文量
309
审稿时长
41 days
期刊介绍: Signal Processing incorporates all aspects of the theory and practice of signal processing. It features original research work, tutorial and review articles, and accounts of practical developments. It is intended for a rapid dissemination of knowledge and experience to engineers and scientists working in the research, development or practical application of signal processing. Subject areas covered by the journal include: Signal Theory; Stochastic Processes; Detection and Estimation; Spectral Analysis; Filtering; Signal Processing Systems; Software Developments; Image Processing; Pattern Recognition; Optical Signal Processing; Digital Signal Processing; Multi-dimensional Signal Processing; Communication Signal Processing; Biomedical Signal Processing; Geophysical and Astrophysical Signal Processing; Earth Resources Signal Processing; Acoustic and Vibration Signal Processing; Data Processing; Remote Sensing; Signal Processing Technology; Radar Signal Processing; Sonar Signal Processing; Industrial Applications; New Applications.
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