{"title":"Hybrid Input–Output Probabilistic Slow Feature Analysis for adaptive process monitoring","authors":"Junhao Chen , Hao Wang , Chunhui Zhao , Min Xie","doi":"10.1016/j.conengprac.2025.106254","DOIUrl":null,"url":null,"abstract":"<div><div>Industrial process data are usually dynamic due to closed-loop control systems. Current dynamic latent-variable methods generally assume that the dynamics of the process are fixed. This assumption has two implications. First, the system is not influenced by external inputs. Second, the system parameters remain time-invariant. However, in real industrial scenarios, systems are often regulated by manipulated variables and their parameters may drift over time. Failure to account for these time-varying factors will result in an increasing disparity between existing models and the actual system, ultimately leading to unreliable monitoring results. To address this issue, a Hybrid Input–Output Probabilistic Slow Feature Analysis (H-IOPSFA) model is proposed along with an adaptive process monitoring approach. The H-IOPSFA model is designed to account for the directed effect of the manipulated variables on the system dynamics and process variables in the presence of continuous and binary variables. A recursive model updating method is then introduced to accommodate normal process changes, offering significantly faster convergence than training from scratch. Additionally, by simultaneously monitoring dynamic and static variations, an adaptive monitoring strategy is developed to effectively differentiate between real faults and operating condition changes. Finally, the H-IOPSFA model and the adaptive monitoring method are applied to the TE process and a practical industrial process. Compared with classical dynamic monitoring methods, the proposed method achieves the highest fault detection rate (98.63% on the TE and 96.61% on the practical process) while realizing an acceptable fault alarm rata (8.23% on the TE and 7.33% on the practical process), which demonstrates its superior performance.</div></div>","PeriodicalId":50615,"journal":{"name":"Control Engineering Practice","volume":"157 ","pages":"Article 106254"},"PeriodicalIF":5.4000,"publicationDate":"2025-01-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Control Engineering Practice","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0967066125000176","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
Industrial process data are usually dynamic due to closed-loop control systems. Current dynamic latent-variable methods generally assume that the dynamics of the process are fixed. This assumption has two implications. First, the system is not influenced by external inputs. Second, the system parameters remain time-invariant. However, in real industrial scenarios, systems are often regulated by manipulated variables and their parameters may drift over time. Failure to account for these time-varying factors will result in an increasing disparity between existing models and the actual system, ultimately leading to unreliable monitoring results. To address this issue, a Hybrid Input–Output Probabilistic Slow Feature Analysis (H-IOPSFA) model is proposed along with an adaptive process monitoring approach. The H-IOPSFA model is designed to account for the directed effect of the manipulated variables on the system dynamics and process variables in the presence of continuous and binary variables. A recursive model updating method is then introduced to accommodate normal process changes, offering significantly faster convergence than training from scratch. Additionally, by simultaneously monitoring dynamic and static variations, an adaptive monitoring strategy is developed to effectively differentiate between real faults and operating condition changes. Finally, the H-IOPSFA model and the adaptive monitoring method are applied to the TE process and a practical industrial process. Compared with classical dynamic monitoring methods, the proposed method achieves the highest fault detection rate (98.63% on the TE and 96.61% on the practical process) while realizing an acceptable fault alarm rata (8.23% on the TE and 7.33% on the practical process), which demonstrates its superior performance.
期刊介绍:
Control Engineering Practice strives to meet the needs of industrial practitioners and industrially related academics and researchers. It publishes papers which illustrate the direct application of control theory and its supporting tools in all possible areas of automation. As a result, the journal only contains papers which can be considered to have made significant contributions to the application of advanced control techniques. It is normally expected that practical results should be included, but where simulation only studies are available, it is necessary to demonstrate that the simulation model is representative of a genuine application. Strictly theoretical papers will find a more appropriate home in Control Engineering Practice''s sister publication, Automatica. It is also expected that papers are innovative with respect to the state of the art and are sufficiently detailed for a reader to be able to duplicate the main results of the paper (supplementary material, including datasets, tables, code and any relevant interactive material can be made available and downloaded from the website). The benefits of the presented methods must be made very clear and the new techniques must be compared and contrasted with results obtained using existing methods. Moreover, a thorough analysis of failures that may happen in the design process and implementation can also be part of the paper.
The scope of Control Engineering Practice matches the activities of IFAC.
Papers demonstrating the contribution of automation and control in improving the performance, quality, productivity, sustainability, resource and energy efficiency, and the manageability of systems and processes for the benefit of mankind and are relevant to industrial practitioners are most welcome.