Systematic Assessment of Calibration Strategies in Spectroscopic Analysis: A Case Study of Paracetamol Crystallization

IF 3.5 3区 化学 Q2 CHEMISTRY, APPLIED Organic Process Research & Development Pub Date : 2025-02-07 DOI:10.1021/acs.oprd.4c00496
Cha Yong Jong, Geordi Tristan, Lee Jun Jie Felix, Eunice Wan Qi Yeap, Srinivas Reddy Dubbaka, Harsha Nagesh Rao, Shin Yee Wong
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Abstract

Converting spectral data to concentration is beneficial for effective crystallization process monitoring, enabling timely insights into supersaturation profiles. Calibration models are essential in this process, as they transform spectral information into concentration data. While various calibration strategies exist in the literature, they typically involve three stages: Stage 1 for baseline correction, Stage 2 for regressor selection, and Stage 3 for model form selection. In this study, we systematically evaluated all common strategies within each stage, combining them through a Design of Experiments (DoE) approach using a single paracetamol (PCM) and p-acetoxyacetanilide (PAA) crystallization system. The results showed that Savitzky–Golay Second Derivative (SGSD) performed best for baseline correction (Stage 1), while selecting spectral data from a specific range yielded the highest accuracy in regressor selection (Stage 2). For model selection (Stage 3), Partial Least Squares Regression (PLSR), Principal Component Regression (PCR), and Artificial Neural Network (ANN) were assessed with three optimized models deployed to monitor four crystallization runs in real time. During deployment, PLSR demonstrated the most moderate concentration prediction. However, when comparing all three model forms, the standard deviation of predicted concentrations ranged from 4% to 6% for PCM and 10% to 30% for PAA, with similar performance across all models. Validation against offline High-Performance Liquid Chromatography (HPLC) data showed relative errors of 0–12% for PCM, while PAA predictions had higher errors ranging from 0 to 50+%, largely due to PAA’s lower concentration range (10–20 g/L) compared to that of PCM (100–350 g/L). These findings indicate that while online models provide useful real-time approximations, precise measurements still require offline validation.

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光谱分析中校准策略的系统评估:以扑热息痛结晶为例
将光谱数据转换为浓度有利于有效的结晶过程监测,从而及时了解过饱和剖面。校准模型在这一过程中是必不可少的,因为它们将光谱信息转换为浓度数据。虽然文献中存在各种校准策略,但它们通常涉及三个阶段:第1阶段用于基线校正,第2阶段用于回归量选择,第3阶段用于模型形式选择。在这项研究中,我们系统地评估了每个阶段的所有常见策略,并通过使用单一扑热息痛(PCM)和对乙酰氧基乙酰苯胺(PAA)结晶系统的实验设计(DoE)方法将它们结合起来。结果表明,Savitzky-Golay二阶导数(SGSD)在基线校正(第一阶段)中表现最佳,而在回归量选择(第二阶段)中,从特定范围选择光谱数据的准确度最高。对于模型选择(第三阶段),偏最小二乘回归(PLSR)、主成分回归(PCR)和人工神经网络(ANN)使用三种优化模型进行评估,以实时监测四次结晶运行。在部署过程中,PLSR表现出最温和的浓度预测。然而,当比较所有三种模型形式时,预测浓度的标准差范围为PCM的4%至6%,PAA的10%至30%,所有模型的性能相似。对离线高效液相色谱(HPLC)数据的验证表明,PCM预测的相对误差在0 - 12%之间,而PAA预测的相对误差在0 - 50%之间,这主要是由于PAA的浓度范围(10-20 g/L)低于PCM (100-350 g/L)。这些发现表明,虽然在线模型提供了有用的实时近似值,但精确的测量仍然需要离线验证。
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来源期刊
CiteScore
6.90
自引率
14.70%
发文量
251
审稿时长
2 months
期刊介绍: The journal Organic Process Research & Development serves as a communication tool between industrial chemists and chemists working in universities and research institutes. As such, it reports original work from the broad field of industrial process chemistry but also presents academic results that are relevant, or potentially relevant, to industrial applications. Process chemistry is the science that enables the safe, environmentally benign and ultimately economical manufacturing of organic compounds that are required in larger amounts to help address the needs of society. Consequently, the Journal encompasses every aspect of organic chemistry, including all aspects of catalysis, synthetic methodology development and synthetic strategy exploration, but also includes aspects from analytical and solid-state chemistry and chemical engineering, such as work-up tools,process safety, or flow-chemistry. The goal of development and optimization of chemical reactions and processes is their transfer to a larger scale; original work describing such studies and the actual implementation on scale is highly relevant to the journal. However, studies on new developments from either industry, research institutes or academia that have not yet been demonstrated on scale, but where an industrial utility can be expected and where the study has addressed important prerequisites for a scale-up and has given confidence into the reliability and practicality of the chemistry, also serve the mission of OPR&D as a communication tool between the different contributors to the field.
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