Using simulation and machine learning to maximise the benefit of intravenous thrombolysis in acute stroke in England and Wales: the SAMueL modelling and qualitative study

Michael Allen, C. James, J. Frost, K. Liabo, K. Pearn, T. Monks, Z. Zhelev, S. Logan, R. Everson, M. James, Ken Stein
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Currently, 11–12% of patients in England and Wales receive this treatment, ranging between 2% and 24% between hospitals.\n \n \n \n We sought to enhance the national stroke audit by providing further analysis of the key sources of inter-hospital variation to determine how a target of 20% of stroke patients receiving thrombolysis may be reached.\n \n \n \n We modelled three aspects of the thrombolysis pathway, using machine learning and clinical pathway simulation. In addition, the project had a qualitative research arm, with the objective of understanding clinicians’ attitudes to use of modelling and machine learning applied to the national stroke audit.\n \n \n \n Anonymised data were collected for 246,676 emergency stroke admissions to acute stroke teams in England and Wales between 2016 and 2018, obtained from the Sentinel Stroke National Audit Programme.\n \n \n \n Use of thrombolysis could be predicted with 85% accuracy for those patients with a chance of receiving thrombolysis (i.e. those arriving within 4 hours of stroke onset). Machine learning models allowed prediction of likely treatment choice for each patient at all hospitals. A clinical pathway simulation predicted hospital thrombolysis use with an average absolute error of 0.5 percentage points. We found that about half of the inter-hospital variation in thrombolysis use came from differences in local patient populations, and half from in-hospital processes and decision-making. Three changes were applied to all hospitals in the model: (1) arrival to treatment in 30 minutes, (2) proportion of patients with determined stroke onset times set to at least the national upper quartile and (3) thrombolysis decisions made based on majority vote of a benchmark set of 30 hospitals. Any single change alone was predicted to increase national thrombolysis use from 11.6% to between 12.3% and 14.5% (with clinical decision-making having the most effect). Combined, these changes would be expected to increase thrombolysis to 18.3% (and to double the clinical benefit of thrombolysis, as speed increases also improve clinical benefit independently of the proportion of patients receiving thrombolysis); however, there would still be significant variation between hospitals depending on local patient population. For each hospital, the effect of each change could be predicted alone or in combination. Qualitative research with 19 clinicians showed that engagement with, and trust in, the model was greatest in physicians from units with higher thrombolysis rates. Physicians also wanted to see a machine learning model predicting outcome with probability of adverse effect of thrombolysis to counter a fear that driving thrombolysis use up may cause more harm than good.\n \n \n \n Models may be built using data available in the Sentinel Stroke National Audit Programme only. Not all factors affecting use of thrombolysis are contained in Sentinel Stroke National Audit Programme data and the model, therefore, provides information on patterns of thrombolysis use in hospitals, but is not suitable for, or intended as, a decision aid to thrombolysis.\n \n \n \n Machine learning and clinical pathway simulation may be applied at scale to national audit data, allowing extended use and analysis of audit data. Stroke thrombolysis rates of at least 18% look achievable in England and Wales, but each hospital should have its own target.\n \n \n \n Future studies should extend machine learning modelling to predict the patient-level outcome and probability of adverse effects of thrombolysis, and apply co-production techniques, with clinicians and other stakeholders, to communicate model outputs.\n \n \n \n This project was funded by the National Institute for Health and Care Research (NIHR) Health and Social Care Delivery Research programme and will be published in full in Health and Social Care Delivery Research; Vol. 10, No. 31. 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引用次数: 2

Abstract

Stroke is a common cause of adult disability. Expert opinion is that about 20% of patients should receive thrombolysis to break up a clot causing the stroke. Currently, 11–12% of patients in England and Wales receive this treatment, ranging between 2% and 24% between hospitals. We sought to enhance the national stroke audit by providing further analysis of the key sources of inter-hospital variation to determine how a target of 20% of stroke patients receiving thrombolysis may be reached. We modelled three aspects of the thrombolysis pathway, using machine learning and clinical pathway simulation. In addition, the project had a qualitative research arm, with the objective of understanding clinicians’ attitudes to use of modelling and machine learning applied to the national stroke audit. Anonymised data were collected for 246,676 emergency stroke admissions to acute stroke teams in England and Wales between 2016 and 2018, obtained from the Sentinel Stroke National Audit Programme. Use of thrombolysis could be predicted with 85% accuracy for those patients with a chance of receiving thrombolysis (i.e. those arriving within 4 hours of stroke onset). Machine learning models allowed prediction of likely treatment choice for each patient at all hospitals. A clinical pathway simulation predicted hospital thrombolysis use with an average absolute error of 0.5 percentage points. We found that about half of the inter-hospital variation in thrombolysis use came from differences in local patient populations, and half from in-hospital processes and decision-making. Three changes were applied to all hospitals in the model: (1) arrival to treatment in 30 minutes, (2) proportion of patients with determined stroke onset times set to at least the national upper quartile and (3) thrombolysis decisions made based on majority vote of a benchmark set of 30 hospitals. Any single change alone was predicted to increase national thrombolysis use from 11.6% to between 12.3% and 14.5% (with clinical decision-making having the most effect). Combined, these changes would be expected to increase thrombolysis to 18.3% (and to double the clinical benefit of thrombolysis, as speed increases also improve clinical benefit independently of the proportion of patients receiving thrombolysis); however, there would still be significant variation between hospitals depending on local patient population. For each hospital, the effect of each change could be predicted alone or in combination. Qualitative research with 19 clinicians showed that engagement with, and trust in, the model was greatest in physicians from units with higher thrombolysis rates. Physicians also wanted to see a machine learning model predicting outcome with probability of adverse effect of thrombolysis to counter a fear that driving thrombolysis use up may cause more harm than good. Models may be built using data available in the Sentinel Stroke National Audit Programme only. Not all factors affecting use of thrombolysis are contained in Sentinel Stroke National Audit Programme data and the model, therefore, provides information on patterns of thrombolysis use in hospitals, but is not suitable for, or intended as, a decision aid to thrombolysis. Machine learning and clinical pathway simulation may be applied at scale to national audit data, allowing extended use and analysis of audit data. Stroke thrombolysis rates of at least 18% look achievable in England and Wales, but each hospital should have its own target. Future studies should extend machine learning modelling to predict the patient-level outcome and probability of adverse effects of thrombolysis, and apply co-production techniques, with clinicians and other stakeholders, to communicate model outputs. This project was funded by the National Institute for Health and Care Research (NIHR) Health and Social Care Delivery Research programme and will be published in full in Health and Social Care Delivery Research; Vol. 10, No. 31. See the NIHR Journals Library website for further project information.
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使用模拟和机器学习最大限度地提高英格兰和威尔士急性卒中静脉溶栓的益处:SAMueL建模和定性研究
中风是导致成人残疾的常见原因。专家认为,大约20%的患者应该接受溶栓治疗,以打破导致中风的血栓。目前,英格兰和威尔士有11-12%的患者接受这种治疗,医院之间的比例在2%到24%之间。我们试图通过对医院间差异的关键来源进行进一步分析来加强国家中风审计,以确定如何实现20%的中风患者接受溶栓治疗的目标。我们使用机器学习和临床路径模拟对溶栓途径的三个方面进行了建模。此外,该项目还有一个定性研究部门,目的是了解临床医生对将建模和机器学习应用于国家中风审计的态度。从哨兵中风国家审计计划获得的2016年至2018年间,英格兰和威尔士急性中风团队共收集了246676例紧急中风入院患者的匿名数据。对于那些有机会接受溶栓治疗的患者(即那些在中风发作后4小时内到达的患者),可以以85%的准确率预测溶栓的使用。机器学习模型可以预测所有医院每位患者可能的治疗选择。临床路径模拟预测了医院溶栓的使用,平均绝对误差为0.5个百分点。我们发现,溶栓使用的医院间差异约有一半来自当地患者群体的差异,一半来自医院内的流程和决策。模型中的所有医院都进行了三项更改:(1)在30分钟内到达治疗地点,(2)确定的中风发作时间至少设置为全国上四分位数的患者比例,以及(3)基于30家医院的多数投票做出的溶栓决定。任何单一的变化都会使全国溶栓使用率从11.6%增加到12.3%-14.5%(其中临床决策的效果最大)。综合起来,这些变化预计将使溶栓增加到18.3%(并使溶栓的临床效益翻倍,因为速度的增加也会提高临床效益,而与接受溶栓的患者比例无关);然而,根据当地患者群体的不同,医院之间仍存在显著差异。对于每家医院来说,每一项变化的影响都可以单独预测,也可以组合预测。对19名临床医生进行的定性研究表明,来自溶栓率较高单位的医生对该模型的参与度和信任度最高。医生们还希望看到一个机器学习模型,用溶栓不良反应的概率来预测结果,以消除人们对推动溶栓使用可能弊大于利的担忧。模型只能使用Sentinel Stroke国家审计计划中的可用数据来构建。并非所有影响溶栓使用的因素都包含在Sentinel中风国家审计计划的数据中,因此,该模型提供了医院溶栓使用模式的信息,但不适合或不打算作为溶栓的决策辅助。机器学习和临床路径模拟可以大规模应用于国家审计数据,允许审计数据的扩展使用和分析。在英格兰和威尔士,中风溶栓率至少达到18%似乎是可以实现的,但每家医院都应该有自己的目标。未来的研究应该扩展机器学习建模,以预测患者水平的结果和溶栓不良反应的概率,并与临床医生和其他利益相关者应用联合生产技术来交流模型输出。该项目由国家卫生与护理研究所(NIHR)卫生与社会护理提供研究计划资助,并将在《卫生与社会保健提供研究》上全文发表;第10卷,第31期。有关更多项目信息,请访问NIHR期刊图书馆网站。
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