Anticipatory action in self-defence: essence and limits under international law

P. Dupont
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Abstract

The controversies in international legal scholarship on the permissible modalities of use of self-defence by states have not ceased since the adoption of the Charter of the United Nations, which embodied in Article 51 the ‘inherent right of individual or collective self-defence if an armed attack occurs against a Member of the United Nations’. Divergent interpretations of Article 51 itself, and of the relation of the latter with the pre-existing customary (‘inherent’) right of self-defence arguably left ‘unimpaired’ by the Charter, result in uncertainties regarding the precise qualification, and thus the international legality, of most incidents since 1945 where self-defence has been actually invoked by states, often in relation to threats or imminent attacks. These incidents range from early claims of preventive self-defence of Pakistan in Kashmir in 1947–8, and of Israel in 1948, to the recent case of intervention of the Arab coalition led by Saudi Arabia in Yemen in 2015. This uncertainty in turn can be said to undermine the international rule of law, and has thus understandably long attracted the attention of legal scholars. The book under review is structured in three parts: Part I is devoted to preCharter customary international law on self-defence, and Part II to postCharter customary international law. Part III then builds on the findings of parts I and II to set out conclusions on the legality of anticipatory action in self-defence, as well as its limits. The author of Anticipatory Action in Self-Defence: Essence and Limits under International Law attempts at clarifying the debates surrounding the temporal dimension of self-defence by focussing on two research questions: first, is anticipatory action in self-defence part of customary international law? And, second, if so, what are its limits? At the outset, the author correctly identifies in Chapter 1 three main groups of authors, based on their views on the temporal dimension of self-defence. The first group ‘adopts the view that Article 51 [of the Charter], as an
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自卫的预期行动:国际法的本质和限制
自《联合国宪章》第51条规定“联合国会员国受到武装攻击时享有单独或集体自卫的固有权利”以来,国际法律学界关于各国可使用自卫方式的争论一直没有停止过。对第51条本身的不同解释,以及后者与《宪章》“未受损害”的既存习惯(“固有”)自卫权之间的关系,导致了自1945年以来各国实际援引自卫权的大多数事件的确切资格以及国际合法性的不确定性,这些事件通常与威胁或迫在眉睫的攻击有关。这些事件包括1947年至1948年巴基斯坦在克什米尔的预防性自卫,以及1948年以色列的预防性自卫,以及2015年沙特阿拉伯领导的阿拉伯联盟在也门的干预。这种不确定性反过来又可以说破坏了国际法治,因此可以理解,长期以来一直吸引着法律学者的注意。正在审查的这本书分为三部分:第一部分专门讨论宪章前关于自卫的习惯国际法,第二部分讨论宪章后的习惯国际法。然后,第三部分以第一和第二部分的调查结果为基础,提出关于自卫中预期行动的合法性及其限制的结论。《自卫的预期行动:国际法的本质和限制》的作者试图通过集中于两个研究问题来澄清围绕自卫的时间维度的辩论:第一,自卫的预期行动是习惯国际法的一部分吗?其次,如果是这样,它的限制是什么?首先,根据作者对自卫的时间维度的看法,作者在第一章中正确地指出了三个主要的作者群体。第一类人“认为(《宪章》)第五十一条作为一种法律
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