Response to Seth J. Hill’s Review of Democracy’s Meaning: How the Public Understands Democracy and Why It Matters

IF 4 1区 社会学 Q1 POLITICAL SCIENCE Perspectives on Politics Pub Date : 2023-09-01 DOI:10.1017/s1537592723001330
Nicholas T. Davis, Keith J. Gaddie, Kirby Goidel
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Connecting to my work under review in this Critical Dialogue, if voters care more intensely about the political result than about the democratic norm, their action might follow politics rather than norms. Indeed, one might even define democratic backsliding as a change in relative intensity for political outcomes versus democratic norms. Americans might continue to endorse free speech and fair elections as before, but if their perception is that the policy consequences of elections are of greater salience—as might be the case with increased polarization between the party coalitions— voter willingness to swallow political defeat in deference to democracy might decline. Despite the rhetoric of “Stop the Steal” around election fraud, my suspicion is that many who entered the Capitol on January 6, 2021 did so more to prevent what they saw as an unacceptable Biden presidency than to prevent certification of a stolen election. More broadly, if readers adopted the perspective on public opinion presented in John Zaller’s 1992 book, The Nature and Origins of Mass Opinion, they might be concerned about the empirical enterprise of Democracy’s Meanings. Many Americans have not thought carefully about what features they deem essential to a democratic system. Their opinion survey responses might simply reflect “what they’ve heard” from the elite political rhetoric in their information milieu. Proceduralists might give responses reflecting the rhetoric they hear about the rule of law and fair elections, and indeed the authors find proceduralists more likely identify as conservative and Republican. Maximalists might give responses reflecting the rhetoric they hear about inequality and disenfranchisement, and indeed the authors find that maximalists more likely identify as liberal and Democratic. Under this Zaller-type story, the relevant influence on meanings of democracy would be elite rhetoric, rather than individual opinion. Democratic backsliding would follow, then, from a change in the elite rhetoric surrounding norms of democracy. My sense is that there is ample evidence of this phenomenon taking place. Research documenting and quantifying this trend so we can better understand its causes and evaluate its effect on individual citizens strikes me as a natural and important part of the project started in this book. If elite rhetoric drives public opinion on the meaning of democracy, it does imply a potential problem of accountability, as the authors suggest. Political elites who defy norms of democracy might use rhetoric to influence the public’s definition, upend the evaluative criteria that might have been held against them, and proceed with their action without risk of voter retribution. It is crucial to understand whether voters hold ethical standards for democratic conduct external to elite rhetoric. The authors, on my read, accept the premise that the United States is experiencing democratic backsliding and argue that public opinion is part of the story: “We are struck by the democratic deficit that faces the United States. Americans are socially divided, and yet, they share a set of expectations for good governance that are woefully unfulfilled” (p. xiii). I am not certain why they make this claim. Although it is true that the authors classify 40% of American opinion as maximalist, 50% is either proceduralist or moderate. Therefore, we should not expect that the maximalist position should gain full representation in public policy. We might instead expect some kind of weighted average, which I would suggest is roughly what we have. The American state enacts massive redistribution that counteracts some, though not all, of the recent increase in income inequality. The Congressional Budget Office, for example, estimates that federal taxes and means-tested transfers increase income for households in the lowest quintile by 64% and decrease incomes in the highest quintile by 24% (“The Distribution of Household Income, 2019,” Washington, DC, Exhibit S-1). This is not to say that the extent of federal efforts toward economic equality matches the perceptions of many Americans about what the American democracy should be doing, only to push back on claims that the effort is demonstrably inadequate. Davis, Gåddie, and Goidel’s book pushes scholarly inquiry of democratic decline into the public mind and highlights that how individuals (scholars not excepted) define democracy directly influences any evaluation of its functioning, vibrancy, and backsliding.","PeriodicalId":48097,"journal":{"name":"Perspectives on Politics","volume":"21 1","pages":"1031 - 1032"},"PeriodicalIF":4.0000,"publicationDate":"2023-09-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Perspectives on Politics","FirstCategoryId":"90","ListUrlMain":"https://doi.org/10.1017/s1537592723001330","RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"POLITICAL SCIENCE","Score":null,"Total":0}
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Abstract

norms, their evaluation of democracy in any setting is necessarily more precarious than the evaluation of a proceduralist holding more minimal criteria. A second front of concern is that the opinion survey asks respondents to rate each characteristic of democracy on its own, rather than in relationship with other goals for the respondent. Voters might say that free and fair elections or freedom of association is essential to democracy in the abstract, but when application of those values leads to political results contrary to other values they hold, they must compromise on one of the two. Connecting to my work under review in this Critical Dialogue, if voters care more intensely about the political result than about the democratic norm, their action might follow politics rather than norms. Indeed, one might even define democratic backsliding as a change in relative intensity for political outcomes versus democratic norms. Americans might continue to endorse free speech and fair elections as before, but if their perception is that the policy consequences of elections are of greater salience—as might be the case with increased polarization between the party coalitions— voter willingness to swallow political defeat in deference to democracy might decline. Despite the rhetoric of “Stop the Steal” around election fraud, my suspicion is that many who entered the Capitol on January 6, 2021 did so more to prevent what they saw as an unacceptable Biden presidency than to prevent certification of a stolen election. More broadly, if readers adopted the perspective on public opinion presented in John Zaller’s 1992 book, The Nature and Origins of Mass Opinion, they might be concerned about the empirical enterprise of Democracy’s Meanings. Many Americans have not thought carefully about what features they deem essential to a democratic system. Their opinion survey responses might simply reflect “what they’ve heard” from the elite political rhetoric in their information milieu. Proceduralists might give responses reflecting the rhetoric they hear about the rule of law and fair elections, and indeed the authors find proceduralists more likely identify as conservative and Republican. Maximalists might give responses reflecting the rhetoric they hear about inequality and disenfranchisement, and indeed the authors find that maximalists more likely identify as liberal and Democratic. Under this Zaller-type story, the relevant influence on meanings of democracy would be elite rhetoric, rather than individual opinion. Democratic backsliding would follow, then, from a change in the elite rhetoric surrounding norms of democracy. My sense is that there is ample evidence of this phenomenon taking place. Research documenting and quantifying this trend so we can better understand its causes and evaluate its effect on individual citizens strikes me as a natural and important part of the project started in this book. If elite rhetoric drives public opinion on the meaning of democracy, it does imply a potential problem of accountability, as the authors suggest. Political elites who defy norms of democracy might use rhetoric to influence the public’s definition, upend the evaluative criteria that might have been held against them, and proceed with their action without risk of voter retribution. It is crucial to understand whether voters hold ethical standards for democratic conduct external to elite rhetoric. The authors, on my read, accept the premise that the United States is experiencing democratic backsliding and argue that public opinion is part of the story: “We are struck by the democratic deficit that faces the United States. Americans are socially divided, and yet, they share a set of expectations for good governance that are woefully unfulfilled” (p. xiii). I am not certain why they make this claim. Although it is true that the authors classify 40% of American opinion as maximalist, 50% is either proceduralist or moderate. Therefore, we should not expect that the maximalist position should gain full representation in public policy. We might instead expect some kind of weighted average, which I would suggest is roughly what we have. The American state enacts massive redistribution that counteracts some, though not all, of the recent increase in income inequality. The Congressional Budget Office, for example, estimates that federal taxes and means-tested transfers increase income for households in the lowest quintile by 64% and decrease incomes in the highest quintile by 24% (“The Distribution of Household Income, 2019,” Washington, DC, Exhibit S-1). This is not to say that the extent of federal efforts toward economic equality matches the perceptions of many Americans about what the American democracy should be doing, only to push back on claims that the effort is demonstrably inadequate. Davis, Gåddie, and Goidel’s book pushes scholarly inquiry of democratic decline into the public mind and highlights that how individuals (scholars not excepted) define democracy directly influences any evaluation of its functioning, vibrancy, and backsliding.
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对塞斯·j·希尔《民主的意义:公众如何理解民主及其重要性》一书的回应
规范,他们在任何情况下对民主的评价必然比程序主义者持有更低标准的评价更不稳定。第二个值得关注的方面是,民意调查要求受访者单独评价民主的每个特征,而不是与受访者的其他目标的关系。选民可能会说,自由公正的选举或结社自由对抽象的民主至关重要,但当这些价值观的应用导致与他们所持有的其他价值观相反的政治结果时,他们必须在两者中做出妥协。如果选民更关心政治结果而不是民主规范,那么他们的行动可能会遵循政治而不是规范。事实上,人们甚至可以将民主倒退定义为政治结果相对于民主规范的相对强度的变化。美国人可能会像以前一样继续支持言论自由和公平选举,但如果他们认为选举的政策后果更加突出——就像政党联盟之间日益加剧的两极分化一样——选民为了尊重民主而吞下政治失败的意愿可能会下降。尽管围绕选举欺诈的口号是“阻止窃取”,但我怀疑,2021年1月6日进入国会大厦的许多人,更多的是为了防止他们认为不可接受的拜登当选总统,而不是为了防止证明选举被盗。更广泛地说,如果读者采用约翰·扎勒1992年出版的《大众舆论的性质和起源》一书中提出的公众舆论观点,他们可能会关心民主意义的实证事业。许多美国人没有仔细思考过,他们认为民主制度的基本特征是什么。他们的民意调查回答可能只是反映了他们在信息环境中从精英政治言论中“听到的”。程序主义者的回答可能会反映出他们听到的关于法治和公平选举的修辞,事实上,作者发现程序主义者更有可能被认为是保守派和共和党人。极端主义者的回答可能会反映出他们听到的关于不平等和剥夺公民权的言论,事实上,作者发现极端主义者更有可能被认为是自由主义者和民主党人。在这种扎勒式的故事中,对民主意义的相关影响将是精英的言论,而不是个人的意见。那么,围绕民主规范的精英言论发生变化,民主的倒退就会随之而来。我的感觉是,有充分的证据表明这种现象正在发生。对这一趋势进行记录和量化研究,以便我们能够更好地了解其原因,并评估其对个人公民的影响,这对我来说是本书开始的项目的一个自然而重要的部分。正如作者所指出的那样,如果精英们的言论推动了公众对民主意义的看法,那么这确实意味着一个潜在的问责问题。无视民主规范的政治精英可能会利用修辞来影响公众的定义,颠覆可能对他们不利的评估标准,并在没有选民报复风险的情况下继续他们的行动。了解选民是否将民主行为的道德标准置于精英言论之外是至关重要的。据我所知,作者接受了美国正在经历民主倒退的前提,并认为公众舆论是故事的一部分:“我们对美国面临的民主赤字感到震惊。美国人在社会上是分裂的,然而,他们对良好治理有着共同的期望,而这些期望遗憾地没有实现”(第13页)。我不确定他们为什么会这样说。尽管作者们确实将40%的美国舆论归为极端主义者,但50%的人要么是程序主义者,要么是温和派。因此,我们不应期望最大主义立场在公共政策中获得充分的代表。我们可能会期望某种加权平均,我认为这大致就是我们所拥有的。美国政府制定了大规模的再分配政策,抵消了近期收入不平等加剧的部分(尽管不是全部)影响。例如,国会预算办公室估计,联邦税收和经经济状况调查的转移支付使最低五分之一家庭的收入增加了64%,而使最高五分之一家庭的收入减少了24%(“家庭收入分配,2019年,”华盛顿特区,表S-1)。这并不是说,联邦政府为实现经济平等所做的努力与许多美国人对美国民主应该做什么的看法相符,只是为了反驳那些认为努力明显不足的说法。 Davis、g<s:1>迪和Goidel的书将对民主衰落的学术探究推向了公众的头脑,并强调了个人(学者也不例外)如何定义民主,直接影响了对其功能、活力和倒退的任何评估。
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来源期刊
Perspectives on Politics
Perspectives on Politics POLITICAL SCIENCE-
CiteScore
6.00
自引率
5.30%
发文量
313
期刊介绍: Perspectives on Politics is a journal of broad interest to scholars across many fields, in addition to professional political scientists, political analysts, policy makers, and the informed public. Essays synthesize and extend significant research and developments in all dimensions of political science scholarship. In many cases, the journal aims to connect research findings, conceptual innovations, or theoretical developments to real problems of politics.
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