Offenheit und Geschlossenheit als Funktionen des unzuverlässigen Erzählens. Mit Interpretationsbeispielen anhand von Texten von Ernst Weiß, Paul Zech und Stefan Zweig

IF 0.6 0 LITERARY THEORY & CRITICISM Journal of Literary Theory Pub Date : 2018-06-04 DOI:10.1515/jlt-2018-0008
Matthias Aumüller
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Another effect will be introduced. It is related to narratives in which it is impossible to find out what is true in the fiction. In those cases, readers will be perplex or helpless. In the next step, these effects – that of deception and that of helplessness – being effects of reception shall be substituted by their hermeneutic counterparts. If one is deceived by an unreliable narration, one finally finds out what is the case in the fiction (with regard to the reason for the deception); if one is left helpless by an unreliable narration, one cannot find out what is the case in the fiction (with regard to the unexplained fact that is the reason for the helplessness). The first one of these hermeneutic counterparts of the reception functions will be called the closed function of unreliability, since a gap of explanation can be closed by an interpretation; the second one will be called the open function of unreliability, since a gap of explanation is left open and cannot be closed. The remaining parts of the paper deal with literary examples which show different cases fulfilling those functions. The first two examples are taken from stories by Stefan Zweig. In »The Fowler Snared« (»Sommernovellette«, 1911), the closed function is fulfilled because the trustworthy extradiegetic narrator finally corrects the unreliable intradiegetic narrator. The next example of Zweig, »The Woman and the Landscape« (»Die Frau und die Landschaft«, 1922), lacks an explicit correction, since the narrator deceives not only the reader but also himself. A thorough interpretation, however, shows that it is more plausible to assume that the narrator’s account referring to certain facts is not true than to assume that it is correct. In this case, the gap can be closed, too, although there are more assumptions required than in the first case as the second text gives no explicit trustworthy evidence. The evidence must be inferred by hermeneutic conclusions. In contrast to the closed function, the open function of unreliability is much more complicated to ascribe. The first case, the (very) short novel The Castle of the Brothers Zanowsky (Das Schloß der Brüder Zanowsky, 1933) by Paul Zech presents several contradicting versions of a fact of the fiction (narrated world). The narrator renders them without preferring one of them. He is even unable to account for, let alone to recognize the fact that these versions are contradicting each other. So, it seems impossible to determine which one of these versions is true in the fiction. The version the narrator believes to be true may be true or not. On the one hand, the narrator can be considered to be plainly unreliable; on the other hand, his unreliability is not the point of the story. It is its point that what the narrator tells us is inevitably vague; it is not its point that he lies or is not able to find out what is true in his world. – The last example stems from the novel The Poor Squanderer (Der arme Verschwender, 1936) by Ernst Weiß. In this case, the narrator’s discourse is full of single contradictions and omissions. Some of the gaps can be closed, some of them not. However, there is no explanation which accounts for the narrator’s misreporting and underreporting tout court. The overall setting of the narrator’s putative unreliability is left open due to the lack of self-awareness the narrator reveals in his discourse. – The paper closes with a short outlook on the literary/poetical difference between the closed and the open function of unreliable narration. Texts that close the gaps caused by the unreliability of their narrators display other literary properties than texts that leave the gaps, caused by the unreliability of their narrators, open. 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引用次数: 4

Abstract

Abstract The paper surveys two different functions that may be ascribed to unreliable narratives. Derived from the notion of technique (Russian »priëm«, German »Verfahren«), function is a key concept of literary theory, which relates textual properties to effects. One of the functions, in recent time related to unreliable narration, is deception. In order to appreciate the literary effect of deception, the reader must finally understand that s/he has been deceived for a certain time. In other words, in order to recognize that s/he has been deceived, the reader must find out what is the case in the narrated world, i. e. fiction, and distinguish it from what was told without being the case. Another effect will be introduced. It is related to narratives in which it is impossible to find out what is true in the fiction. In those cases, readers will be perplex or helpless. In the next step, these effects – that of deception and that of helplessness – being effects of reception shall be substituted by their hermeneutic counterparts. If one is deceived by an unreliable narration, one finally finds out what is the case in the fiction (with regard to the reason for the deception); if one is left helpless by an unreliable narration, one cannot find out what is the case in the fiction (with regard to the unexplained fact that is the reason for the helplessness). The first one of these hermeneutic counterparts of the reception functions will be called the closed function of unreliability, since a gap of explanation can be closed by an interpretation; the second one will be called the open function of unreliability, since a gap of explanation is left open and cannot be closed. The remaining parts of the paper deal with literary examples which show different cases fulfilling those functions. The first two examples are taken from stories by Stefan Zweig. In »The Fowler Snared« (»Sommernovellette«, 1911), the closed function is fulfilled because the trustworthy extradiegetic narrator finally corrects the unreliable intradiegetic narrator. The next example of Zweig, »The Woman and the Landscape« (»Die Frau und die Landschaft«, 1922), lacks an explicit correction, since the narrator deceives not only the reader but also himself. A thorough interpretation, however, shows that it is more plausible to assume that the narrator’s account referring to certain facts is not true than to assume that it is correct. In this case, the gap can be closed, too, although there are more assumptions required than in the first case as the second text gives no explicit trustworthy evidence. The evidence must be inferred by hermeneutic conclusions. In contrast to the closed function, the open function of unreliability is much more complicated to ascribe. The first case, the (very) short novel The Castle of the Brothers Zanowsky (Das Schloß der Brüder Zanowsky, 1933) by Paul Zech presents several contradicting versions of a fact of the fiction (narrated world). The narrator renders them without preferring one of them. He is even unable to account for, let alone to recognize the fact that these versions are contradicting each other. So, it seems impossible to determine which one of these versions is true in the fiction. The version the narrator believes to be true may be true or not. On the one hand, the narrator can be considered to be plainly unreliable; on the other hand, his unreliability is not the point of the story. It is its point that what the narrator tells us is inevitably vague; it is not its point that he lies or is not able to find out what is true in his world. – The last example stems from the novel The Poor Squanderer (Der arme Verschwender, 1936) by Ernst Weiß. In this case, the narrator’s discourse is full of single contradictions and omissions. Some of the gaps can be closed, some of them not. However, there is no explanation which accounts for the narrator’s misreporting and underreporting tout court. The overall setting of the narrator’s putative unreliability is left open due to the lack of self-awareness the narrator reveals in his discourse. – The paper closes with a short outlook on the literary/poetical difference between the closed and the open function of unreliable narration. Texts that close the gaps caused by the unreliability of their narrators display other literary properties than texts that leave the gaps, caused by the unreliability of their narrators, open. Additionally, the difference between texts whose open gaps are caused by unreliable narration and texts with similar gaps, which are not unreliably narrated, is hard to explain.
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开放性和封闭性是不可靠叙述的功能。Ernst Weiß、Paul Zech和Stefan Zweig基于文本的解释示例
摘要本文调查了两种不同的功能,可能归因于不可靠的叙述。功能是文学理论的一个关键概念,源于技术的概念(俄语“priëm”,德语“Verfahren”),它将文本属性与效果联系起来。最近与不可靠叙述有关的功能之一是欺骗。为了欣赏欺骗的文学效果,读者必须最终明白他/她被欺骗了一段时间。换句话说,为了认识到他/她被欺骗了,读者必须找出在叙述的世界里是什么情况。虚构,并将其与不真实的故事区分开来。另一个效应将被引入。它与叙事有关,在这种叙事中,不可能发现小说中的真实情况。在这种情况下,读者会感到困惑或无助。在接下来的步骤中,这些影响——欺骗和无助——作为接受的影响将被它们的解释学对应物所取代。如果一个人被一个不可靠的叙述欺骗了,他最终会发现小说中的情况(关于欺骗的原因);如果一个人因为一个不可靠的叙述而感到无助,他就无法发现小说中的情况是什么(关于无法解释的事实,这是无助的原因)。第一个与接收函数相对应的解释学上的函数将被称为不可靠性的封闭函数,因为解释的缺口可以通过解释来弥补;第二个函数将被称为不可靠性的开放函数,因为解释的空白是开放的,无法关闭。本文的其余部分处理的文学实例,显示不同的情况下履行这些职能。前两个例子摘自斯蒂芬·茨威格的故事。在《捕虫人的圈套》(《索默中篇小说》,1911)中,封闭功能得以实现,因为值得信赖的超叙事叙述者最终纠正了不可靠的超叙事叙述者。茨威格的下一个例子,“女人与风景”(“Die Frau und Die Landschaft”,1922),缺乏明确的纠正,因为叙述者不仅欺骗了读者,也欺骗了他自己。然而,一个彻底的解释表明,假设叙述者关于某些事实的叙述是不真实的比假设它是正确的更有可能。在这种情况下,差距也可以缩小,尽管比第一种情况需要更多的假设,因为第二种文本没有提供明确的可信证据。证据必须由解释学结论推断出来。与不可靠性的封闭函数相比,不可靠性的开放函数的归属要复杂得多。第一个例子是保罗·泽克(Paul Zech)的(非常)短篇小说《扎诺夫斯基兄弟的城堡》(Das Schloß der br der Zanowsky, 1933),它呈现了小说(叙事世界)中一个事实的几个相互矛盾的版本。叙述者把它们呈现出来,但并不偏爱其中一个。他甚至无法解释,更不用说承认这些版本相互矛盾的事实了。因此,似乎不可能确定这些版本中哪一个是真实的。叙述者相信的那个版本可能是真的,也可能不是。一方面,叙述者显然是不可靠的;另一方面,他的不可靠不是故事的重点。它的要点是,叙述者告诉我们的东西不可避免地是模糊的;他说谎或不能发现他的世界里什么是真实的,这不是重点。最后一个例子来自恩斯特·韦斯1936年的小说《可怜的挥霍者》(Der arme Verschwender)。在这种情况下,叙述者的话语充满了单一的矛盾和遗漏。有些差距是可以弥补的,有些则不行。然而,没有任何解释可以解释叙述者在法庭上的误报和少报。叙述者在他的话语中表现出的自我意识的缺失,使得叙述者假定的不可靠性的整体设置是开放的。文章最后对不可靠叙事的封闭功能和开放功能在文学/诗学上的区别作了简要的展望。填补叙述者不可靠造成的空白的文本,比留下叙述者不可靠造成的空白的文本显示出其他文学属性。另外,由于不可靠的叙述而产生开放空隙的文本与具有类似空隙但不是不可靠叙述的文本之间的差异很难解释。
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Journal of Literary Theory
Journal of Literary Theory LITERARY THEORY & CRITICISM-
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