The Role of Negative Emotions in the Aetiology of Non-Impact Sports Injuries: Interactions of the Stress Response and Motor Control Systems

SSRN Pub Date : 2020-05-15 DOI:10.2139/ssrn.3601844
D. Lubomirov
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The incidence and severity of sports injuries are related to the competitive level and pre- competition and competition time and are strongly associated with stressful life events. \n \nThe Stress-Injury model, similarly to other psycho-social theories, provides an insightful explanation of the complex interacting factors associated with stress as well as the cognitive/emotional mechanisms, which underlie attentional dysregulation and inadequate control of goal orientated behaviour (in this particular case – execution of complex movements) and predispose athletes to injuries. The weak point in all these theoretical models is the oversimplification of the exact neuro-physiological mechanisms, which link negative emotional states (stress) with motor control regulation of highly skilful, complex and physically challenging movements, as is the reality for athletes from beginner to highly advanced Olympic competitor level. \n \nFrom whole body system’s perspective, the most fundamental principle that underlies behaviour is the principle of dynamic integrity and stability (both structural and functional). The Autonomic nervous system (ANS) through the function of its two branches (Sympathetic and Parasympathetic) and neuro-endocrine and immunological regulation preserves the dynamic stability of the internal environment in the face of constant change, as part of the general activity of the Central nervous system (CNS). The motor control system (MCS), as part of CNS, preserves the mechanical stability and integrity of the body in the face of movement. In these terms the stress response can be viewed as behaviour, which disrupts the dynamic stability of the entire CNS and involves both the ANS and MCS. \n \nEmotion, behaviour and stress response \nIn the past few decades many different stress theories have evolved, approaching the complex interaction stimulus-psychological/physiological response from sometimes opposing angles. All these theories have many valid and common points, but when it comes to the specifics of meaning and use of common terminology like ‘stress’, ‘emotion’, ‘arousal’ and ‘balance/homeostasis’, the differences of their conceptual approaches become apparent, adding further confusion to this, already complex subject-area. \n \nIt is well accepted that the stress response alters the activity of the whole neuro-axis: from sensory and emotional/motivational and memory association cortices; through thalamus, hypothalamus and brainstem structures; to spinal cord and peripheral autonomic and somatic nerves. The principal structures involved with emotional and motivational modulation and memory are the limbic structures of the Amygdala (cAmg), Bed nucleus of the Stria Terminalis (BNST) and the Hippocampus, which initiate and maintain fear and anxiety, while the ventral pre-frontal cortex (PFC) is associated with goal setting and motivation. The general activating (arousal) physiological response is executed by Hypothalamic (mainly, but not exclusively Paraventricular Nucleus, PVN) and mid-brain and brainstem nuclear groups like Locus Coeruleus (LC), Raphe nuclear groups, Central and Para-aquaductal Grey and many parts of the Reticular Formation (RF), which activate the Sympathetic branch of the ANS (SNS) and the systemic secretion of adrenalin from the adrenal medulla. It also leads to activation of the pituitary by CRH, release of ACTH, which triggers the secretion of Glucocorticoids from the adrenal cortex with multi-system alteration of metabolic function. \n \nThe physiological arousal executed by the altered activity of the HPA axis in connection with the activation of the SNS is part of the stress response and should not be equalled with the stress response itself. What defines the stress response in comparison to straightforward SNS-HPA physiological arousal is the elucidation of inadequate behaviour of helplessness, resignation and withdrawal, which is illustrated by a specific activation pattern of the neuro-axis (Autonomic Nervous System – Central Regulator). This maladaptive state of Central-Autonomic dysregulation, well-illustrated in Panic Disorder and severe depression, is also connected with reduced tone of the Para-Sympathetic Nervous System (PSNS), heightened and rigid metabolic state and impaired cognitive/emotional capacity. The most fundamental feature of the stress response is the low activity of the PSNS, which is the principle stabiliser of CNS function - Central-Autonomic regulation, where metabolic stability is the opposite of metabolic rigidity. \n \nEmotion, posture and motor control \nThe Motor Control system (MCS), similar to the autonomic regulation system, is another typical example of an open, non-linear system. The MCS co-ordinates musculo-skeletal function for the dual purpose of maintaining mechanical stability and integrity, while producing movement. Its effectiveness and efficiency are reflected in the strategies it employs to achieve stability without producing rigidity. \n \nMultiple studies have consistently demonstrated that emotional factors, especially negative emotional states, alter Motor Control and posture regulation. The principle features of the dysfunctional motor behaviour, associated with negative emotional states and stress, are shifting the body stabilisation from deep axial muscles to co-contraction of opposing superficial muscles – state of body rigidity rather than stability, which interferes with the fine tuning of the execution of movements, increases the chance of acute injury (abnormal loading of MSK structures) and can lead to chronic degenerative changes. \n \nThe frequent occurrence of clinical co-morbidity of balance disturbances and anxiety has led to groundswell of research in that area. In a 2001 review, Balaban and Thayer refined and extended existing theories of CNS processing of afferent exteroceptive, interoceptive and proprioceptive information, as well as the central-autonomic and central-motor neural connections which control the two aspects of behaviour – metabolic and somatic. Central role in this circuitry is played by the Parabrachial nuclear (PBN) groups in the pons, which on the one hand receive sensory, vestibular, proprioceptive, interoceptive and emotional information, while on the other hand are closely connected with circuits executing autonomic regulation. PBN also integrates ‘gravitational’ information, which is fundamental to the sensory self-determination of the organism and plays a central stabilising and pivotal role in all functions of the CNS and especially in respect to the MCS. The PBN network links the sense of gravity, the affective and metabolic state of the body with the posture stabilising function of the MCS. So any disturbance in either emotional state, metabolic state, or ‘gravitational’ (postural) state simultaneously dis-regulates the fine tuning of control of the CNS. \n \nConclusions \nThe human body is a self-regulating open system, where homeorhesis (dynamic homeostatic balance) is achieved by continuous fluctuations of many inter-related variables around a central axis of stability. The autonomic stability of metabolism relies on robust and resilient PSNS, while the MCS achieves mechanical stability through employing the deep axial musculature. \n \nPBN network is central in the integration of sensory (especially gravitational) and emotional information, as well as regulation of balance and posture. Alteration of the activity of PBN network by negative emotional and mood states in stress is the direct mechanism of dysregulation of the MCS. As modern sport is characterised by performing physically challenging movements in conditions of heightened psychological pressure, it is not surprising the high occurrence of both acute and overuse sports injuries. \n \nApart from athletes, many millions engage in physical exercise on a regular basis in order to reduce stress. It would be interesting to investigate how the rates of sports injuries in non-athletes relate to the specifics of their stress - the potential impact this could have on health resources and effectiveness of implementation of exercise and health promotion programs is substantial.","PeriodicalId":74863,"journal":{"name":"SSRN","volume":" ","pages":""},"PeriodicalIF":0.0000,"publicationDate":"2020-05-15","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"SSRN","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.2139/ssrn.3601844","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 0

Abstract

Athletes of all sports are subject to many injuries, which interfere with their training programs, progress and performance, and are a major cause for career-ending withdrawal from competitive sport. The incidence and severity of sports injuries are related to the competitive level and pre- competition and competition time and are strongly associated with stressful life events. The Stress-Injury model, similarly to other psycho-social theories, provides an insightful explanation of the complex interacting factors associated with stress as well as the cognitive/emotional mechanisms, which underlie attentional dysregulation and inadequate control of goal orientated behaviour (in this particular case – execution of complex movements) and predispose athletes to injuries. The weak point in all these theoretical models is the oversimplification of the exact neuro-physiological mechanisms, which link negative emotional states (stress) with motor control regulation of highly skilful, complex and physically challenging movements, as is the reality for athletes from beginner to highly advanced Olympic competitor level. From whole body system’s perspective, the most fundamental principle that underlies behaviour is the principle of dynamic integrity and stability (both structural and functional). The Autonomic nervous system (ANS) through the function of its two branches (Sympathetic and Parasympathetic) and neuro-endocrine and immunological regulation preserves the dynamic stability of the internal environment in the face of constant change, as part of the general activity of the Central nervous system (CNS). The motor control system (MCS), as part of CNS, preserves the mechanical stability and integrity of the body in the face of movement. In these terms the stress response can be viewed as behaviour, which disrupts the dynamic stability of the entire CNS and involves both the ANS and MCS. Emotion, behaviour and stress response In the past few decades many different stress theories have evolved, approaching the complex interaction stimulus-psychological/physiological response from sometimes opposing angles. All these theories have many valid and common points, but when it comes to the specifics of meaning and use of common terminology like ‘stress’, ‘emotion’, ‘arousal’ and ‘balance/homeostasis’, the differences of their conceptual approaches become apparent, adding further confusion to this, already complex subject-area. It is well accepted that the stress response alters the activity of the whole neuro-axis: from sensory and emotional/motivational and memory association cortices; through thalamus, hypothalamus and brainstem structures; to spinal cord and peripheral autonomic and somatic nerves. The principal structures involved with emotional and motivational modulation and memory are the limbic structures of the Amygdala (cAmg), Bed nucleus of the Stria Terminalis (BNST) and the Hippocampus, which initiate and maintain fear and anxiety, while the ventral pre-frontal cortex (PFC) is associated with goal setting and motivation. The general activating (arousal) physiological response is executed by Hypothalamic (mainly, but not exclusively Paraventricular Nucleus, PVN) and mid-brain and brainstem nuclear groups like Locus Coeruleus (LC), Raphe nuclear groups, Central and Para-aquaductal Grey and many parts of the Reticular Formation (RF), which activate the Sympathetic branch of the ANS (SNS) and the systemic secretion of adrenalin from the adrenal medulla. It also leads to activation of the pituitary by CRH, release of ACTH, which triggers the secretion of Glucocorticoids from the adrenal cortex with multi-system alteration of metabolic function. The physiological arousal executed by the altered activity of the HPA axis in connection with the activation of the SNS is part of the stress response and should not be equalled with the stress response itself. What defines the stress response in comparison to straightforward SNS-HPA physiological arousal is the elucidation of inadequate behaviour of helplessness, resignation and withdrawal, which is illustrated by a specific activation pattern of the neuro-axis (Autonomic Nervous System – Central Regulator). This maladaptive state of Central-Autonomic dysregulation, well-illustrated in Panic Disorder and severe depression, is also connected with reduced tone of the Para-Sympathetic Nervous System (PSNS), heightened and rigid metabolic state and impaired cognitive/emotional capacity. The most fundamental feature of the stress response is the low activity of the PSNS, which is the principle stabiliser of CNS function - Central-Autonomic regulation, where metabolic stability is the opposite of metabolic rigidity. Emotion, posture and motor control The Motor Control system (MCS), similar to the autonomic regulation system, is another typical example of an open, non-linear system. The MCS co-ordinates musculo-skeletal function for the dual purpose of maintaining mechanical stability and integrity, while producing movement. Its effectiveness and efficiency are reflected in the strategies it employs to achieve stability without producing rigidity. Multiple studies have consistently demonstrated that emotional factors, especially negative emotional states, alter Motor Control and posture regulation. The principle features of the dysfunctional motor behaviour, associated with negative emotional states and stress, are shifting the body stabilisation from deep axial muscles to co-contraction of opposing superficial muscles – state of body rigidity rather than stability, which interferes with the fine tuning of the execution of movements, increases the chance of acute injury (abnormal loading of MSK structures) and can lead to chronic degenerative changes. The frequent occurrence of clinical co-morbidity of balance disturbances and anxiety has led to groundswell of research in that area. In a 2001 review, Balaban and Thayer refined and extended existing theories of CNS processing of afferent exteroceptive, interoceptive and proprioceptive information, as well as the central-autonomic and central-motor neural connections which control the two aspects of behaviour – metabolic and somatic. Central role in this circuitry is played by the Parabrachial nuclear (PBN) groups in the pons, which on the one hand receive sensory, vestibular, proprioceptive, interoceptive and emotional information, while on the other hand are closely connected with circuits executing autonomic regulation. PBN also integrates ‘gravitational’ information, which is fundamental to the sensory self-determination of the organism and plays a central stabilising and pivotal role in all functions of the CNS and especially in respect to the MCS. The PBN network links the sense of gravity, the affective and metabolic state of the body with the posture stabilising function of the MCS. So any disturbance in either emotional state, metabolic state, or ‘gravitational’ (postural) state simultaneously dis-regulates the fine tuning of control of the CNS. Conclusions The human body is a self-regulating open system, where homeorhesis (dynamic homeostatic balance) is achieved by continuous fluctuations of many inter-related variables around a central axis of stability. The autonomic stability of metabolism relies on robust and resilient PSNS, while the MCS achieves mechanical stability through employing the deep axial musculature. PBN network is central in the integration of sensory (especially gravitational) and emotional information, as well as regulation of balance and posture. Alteration of the activity of PBN network by negative emotional and mood states in stress is the direct mechanism of dysregulation of the MCS. As modern sport is characterised by performing physically challenging movements in conditions of heightened psychological pressure, it is not surprising the high occurrence of both acute and overuse sports injuries. Apart from athletes, many millions engage in physical exercise on a regular basis in order to reduce stress. It would be interesting to investigate how the rates of sports injuries in non-athletes relate to the specifics of their stress - the potential impact this could have on health resources and effectiveness of implementation of exercise and health promotion programs is substantial.
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消极情绪在非冲击性运动损伤发病机制中的作用:应激反应和运动控制系统的相互作用
所有运动项目的运动员都会受到许多伤病的影响,这些伤病影响了他们的训练计划、进步和表现,也是职业生涯结束后退出竞技运动的主要原因。运动损伤的发生率和严重程度与竞技水平、赛前和比赛时间有关,并与应激性生活事件密切相关。与其他心理社会理论类似,压力-损伤模型对与压力相关的复杂相互作用因素以及认知/情绪机制提供了深刻的解释,这些因素是注意力失调和目标导向行为(在这个特殊情况下-执行复杂动作)控制不足的基础,并使运动员容易受伤。所有这些理论模型的弱点是对确切的神经生理机制的过度简化,这些机制将负面情绪状态(压力)与高技巧、复杂和具有身体挑战性的运动的运动控制调节联系起来,这是从初学者到高水平奥林匹克运动员的现实情况。从整个身体系统的角度来看,行为背后最基本的原则是动态完整性和稳定性(结构和功能)的原则。自主神经系统(ANS)作为中枢神经系统(CNS)一般活动的一部分,通过其两个分支(交感神经和副交感神经)的功能以及神经内分泌和免疫调节,在面对不断变化时保持内部环境的动态稳定性。运动控制系统(MCS)作为中枢神经系统的一部分,在面对运动时保持身体的机械稳定性和完整性。在这些术语中,应激反应可以被视为一种行为,它破坏了整个中枢神经系统的动态稳定性,并涉及到ANS和MCS。在过去的几十年里,许多不同的应激理论不断发展,从相反的角度探讨刺激-心理/生理反应这一复杂的相互作用。所有这些理论都有许多有效的共同点,但当涉及到“压力”、“情感”、“唤醒”和“平衡/体内平衡”等常用术语的具体含义和使用时,它们的概念方法的差异就变得明显了,这给这个已经很复杂的学科领域增加了进一步的混乱。人们普遍认为,应激反应改变了整个神经轴的活动:从感觉和情绪/动机和记忆关联皮层;通过丘脑,下丘脑和脑干结构;到脊髓和周围自主神经和躯体神经。参与情绪和动机调节和记忆的主要结构是杏仁核(cAmg)、终纹床核(BNST)和海马体的边缘结构,它们启动和维持恐惧和焦虑,而腹侧前额叶皮层(PFC)则与目标设定和动机有关。一般的激活(觉醒)生理反应是由下丘脑(主要但不限于室旁核,PVN)和中脑和脑干核群,如蓝斑核(LC)、中缝核群、中央和水导管旁灰核群以及网状结构(RF)的许多部分执行的,它们激活了ANS的交感神经分支(SNS)和肾上腺髓质的全身分泌肾上腺素。它还导致CRH激活垂体,释放ACTH,触发肾上腺皮质分泌糖皮质激素,导致多系统代谢功能改变。下丘脑轴活动的改变与SNS的激活有关,这一生理唤醒是应激反应的一部分,不应等同于应激反应本身。与直接的SNS-HPA生理唤醒相比,定义应激反应的是对无助、放弃和退缩等不适当行为的阐明,这是由神经轴(自主神经系统-中枢调节器)的特定激活模式所说明的。这种中枢自主神经失调的不适应状态,在恐慌症和严重抑郁症中得到了很好的说明,也与副交感神经系统(PSNS)张力降低、代谢状态升高和僵化以及认知/情绪能力受损有关。应激反应的最基本特征是PSNS活性低,PSNS是中枢神经系统功能-中枢自主调节的主要稳定器,其中代谢稳定性与代谢刚性相反。运动控制系统(MCS),类似于自主调节系统,是另一个开放的非线性系统的典型例子。 MCS协调肌肉骨骼功能,在产生运动的同时保持机械稳定性和完整性。它的有效性和效率反映在它为实现稳定而不产生僵化所采用的战略上。多项研究一致表明,情绪因素,尤其是消极情绪状态,会改变运动控制和姿势调节。与消极情绪状态和压力相关的功能失调运动行为的主要特征是将身体稳定从深轴肌转移到相反的浅表肌肉的共同收缩-身体僵硬而不是稳定状态,这干扰了运动执行的微调,增加了急性损伤的机会(MSK结构的异常负荷),并可能导致慢性退行性变化。平衡障碍和焦虑的临床合并症的频繁发生导致了该领域的研究热潮。在2001年的一篇综述中,Balaban和Thayer完善和扩展了现有的CNS处理传入外感受、内感受和本体感受信息的理论,以及控制行为代谢和躯体两个方面的中枢-自主神经和中枢-运动神经连接的理论。脑桥中的旁臂核(PBN)群在这一回路中起着核心作用,它们一方面接收感觉、前庭、本体感受、内感受和情绪信息,另一方面与执行自主调节的回路密切相关。PBN还整合了“引力”信息,这是生物体感觉自我决定的基础,在中枢神经系统的所有功能中起着中心稳定和关键作用,特别是在MCS方面。PBN网络将重力感、身体的情感和代谢状态与MCS的姿势稳定功能联系起来。因此,任何情绪状态、代谢状态或“重力”(姿势)状态的干扰都会同时扰乱中枢神经系统的微调控制。人体是一个自我调节的开放系统,其内稳态(动态内稳态平衡)是通过许多相互关联的变量围绕一个中心稳定轴的连续波动来实现的。代谢的自主稳定性依赖于强健和有弹性的PSNS,而MCS通过使用深轴向肌肉组织来实现机械稳定性。PBN网络在感觉(特别是重力)和情感信息的整合以及平衡和姿势的调节中起着核心作用。应激状态下消极情绪和情绪状态对PBN网络活动的改变是MCS失调的直接机制。由于现代体育运动的特点是在心理压力加剧的情况下进行具有身体挑战性的运动,因此急性和过度使用运动损伤的高发生率并不奇怪。除了运动员之外,数百万人定期进行体育锻炼以减轻压力。调查非运动员的运动损伤率如何与他们的具体压力相关,这将是一件有趣的事情——这可能对健康资源和实施运动和健康促进计划的有效性产生潜在影响。
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