What is Microhistory?

IF 0.3 Q4 SOCIAL ISSUES Social Evolution & History Pub Date : 2018-09-01 DOI:10.30884/seh/2018.02.04
J. Paul
{"title":"What is Microhistory?","authors":"J. Paul","doi":"10.30884/seh/2018.02.04","DOIUrl":null,"url":null,"abstract":"The following paper is a michrohistorical intervention in one aspect of David Graeber’s meta-narrative in Debt: the First 5,000 years. Graeber posits four overarching cycles of world history based on the alternation of the systematic use of coinage and virtual credit money. This grand narrative is set explicitly in the context of world-systems analysis and has received surprisingly little attention from scholars. In this intervention, I define what microhistorical practice is, I situate microhistory in the intellectual context of intervening in large grand narratives – either to shed light on them, problematize them, raise new questions about them, or perhaps even in some cases overturn them. Microhistorians do not avoid narrative, but they seek a return to narrative through a close analysis of small events situated within larger frameworks. Finally, I explore preliminary and approximate applications of microhistory to the Axial Age bullion cycle, one cycle in the great alternations between credit and coin. I focus on one specific philosopher – Plato, and create a microhistorical account of his actual relationship with Archytas, a Pythagorean philosopher, who I claim, is the living inspiration for the philosopher king’s in Plato’s utopian imaginary Kallipolis, the famous ideal city-state of his Republic. Microhistory is a historical practice aimed at a return to narrative through detailed analysis of primary documents. Microhistorians are generally concerned with overlooked persons, and marginalized voices. They wish to gain understanding and insight into the properties of large-scale global processes and events by looking at the finely textured details of everyday life during the chosen time period under study. Ideally, a microhistory will not simply be a biography, nor will it be primarily the analysis of a small village, although a person's life or village can serve as a site of analysis. Instead, microhistorical practice is about developing an observational lens, or a point of view, onto larger landscapes and structures of history. Paul / What is Microhistory? 65 The larger the landscape, the more important it is to have several sets of eyes, arranged at certain potentially illuminating positions, in order to appreciate the full range and complexity of the historical structures we wish to understand. If we extend this metaphor to the field of all written history, then the role of microhistorians would be to find those points of view from which our limited gaze onto the past can survey such a landscape in its richest diversity (see Levi 1991: 93–113). As the name suggests, a point of view is microscopic and limited. However it may be that it is precisely through those limited, marginalized, and forgotten points of view in history that we stand to gain clear insight into the past. Unlike the geographical landscape in our metaphor, however, the field of time and the passing of events may not be best understood from above. The metaphor fails us because history is not like the Grand Canyon or Mount Everest, large overarching structures best viewed from photographs taken inside the safety and comfort of planes or helicopters. Conceptual frameworks like longue dureés, or class conflict, are like trying to fly over and above history, and photograph enormous features. But, by looking down from these great heights, we can often overlook the human elements below. The structures of history are not simply like the structures of geology. Tectonic plates do not appreciate the beauty of the mountains they form, nor can they experience them. It is the human being who interacts with the structures of geology and in the domain of history, humans also create and fashion those structures in a reciprocal relationship. Social, cultural, and material structures are created by and in turn help create the human world: homes, relationships, universities, cities, links of trade, and written words. Sometimes it may do no good flying above these structures in order to view their complicated interactions. At crucial junctures, we may have to look at all the details of the paths surrounding the sojourns below, and once again change our scale of analysis. Some features we saw from the helicopter no longer matter, while other features we overlooked (perhaps, the wind and the cold) play a role and interact strongly inside the small scale. By moving down from the safe hierarchy of the photographer in the plane to the person who has to make the journey, we gain insight into how the large is felt by the small. Given enough context, we might even be able to recreate the mental life of the participant. If we knew the rocks were razor sharp, the wind was turbulent, and the temperature was below freezing, we can begin to surmise how a climber may have felt. Of course, we would never have direct evidence of how they felt, but through a detailed analysis of the various features and obstacles surrounding the climb, we can make reasonable inferences as to what it might have been like. Perhaps, we can even uncover a narrative, or discover a truth. Social Evolution & History / September 2018 66 The canonical books of microhistory are precisely those works that uncover narratives and shed light on larger historical structures. Natalie Zemon Davis's Return of Martin Guerre, for example, recreates the lives of the sixteenth-century peasants and sheds new light on the social structures of the time. Crucially, it illustrates how peasant women were able to exploit aspects of this patriarchal world to their favor. This comes to light over the course of telling a story about Arnauld du Tihl, a peasant who is able for quite sometime to pretend to be Martin Guerre, fooling most of the villagers and living in every way as if he were the Real Martin Guerre. Through a detailed analysis of inquisitorial records, Davis is able to recreate this drama and unveil a really existing narrative – a story that really happened – and use this story as a way of asking questions about social history (Davis 1983). In this work, Davis is not so much concerned with overarching structures like world-systems, or revolutionary moments, but is choosing to intervene in a well-known story through a close examination of court records. By showing how Arnauld knew almost impossible details about everyone he met, how he was physically different in size, and how the behavior of Bertrande and Arnauld changed over the course of their invented marriage, and the later court case, Davis is able to show that Bertrande was a collaborator who was choosing to go against certain accepted mores in order to maintain a happy relationship (Davis 1988). In choosing this particular point of view, Davis intervenes on certain assumptions about women in the sixteenth-century village life. This was a specific intervention aimed at overturning certain assumptions, but there are broader interventions in microhistory as well. Donald Wright's The World and a Very Small Place in Africa is such a text. By focusing on a small place over a long time period, Wright overturns assumptions about the Atlantic slave trade and sheds new light on how global processes affected the political and social structures in Niumi of The Gambia (Wright 2010). The chosen technique of analysis here is a reduction of spatial scale, while the temporal scale is from the fifteenth through the twenty-first century. In Davis's case we had a reduction of scale spatially, temporally, and structurally (by focusing on a relationship) whereas in Wright's case the reduction of scale is only spatial, and is not concerned with focusing on an individual. However, in both cases we find a detailed analysis aimed at shedding light on larger structures: in one case social structure, in the other case, a world-system/economic structure. The choice of reduction in analysis is up to the microhistorian, and there are probably as many choices as there are historical events. The aim however is the same: to see the world in a grain of sand. 3 There are microhistorical works that combine aspects of both social and economic structure as well. Le Roy Ladurie's Montaillou is a thick description of a fourteenth-century village and discusses economics, culPaul / What is Microhistory? 67 ture, the inquisition, religion, magic, power, marriage, and medieval perceptions regarding the fate of the human soul. After reading Ladurie's work one feels as if this French professor succeeded in creating a literary time machine. In this case we have certain assumptions overturned about the past as well. From the perspective developed in Montaillou, life did not seem all that bad in the dark ages – except for maybe the lice. Of course, the inquisition eventually intervenes savagely, but it seems that for most of the time, some of the great centers of power encircling the village and its environment, like the church and the monarchs, more or less kept from intermingling in the villagers' everyday affairs (Le Roy Ladurie 1978). There are also canonical works of microhistory that shed light on the intellectual aspects of global structures. Carlo Ginzburg's The Cheese and the Worms, for example, investigates the world-view of a sixteenth-century miller and shows how his philosophy refuses neat categorization into the dominant systems of sixteenth century thought (Ginzburg 1980). This work challenges the intellectual trickle-down theories of philosophical development: as if peasants, workers, or villagers develop their views only to the extent that they can internalize and understand the views of the contemporary literati. Ginzburg shows that there is a rich tradition of peasant culture, replete with honorable and complex ideas, and that these can interact with the dominant systems of power/knowledge of the day from the bottom up. We can see how the microhistorian is confronted with a number of crucial choices. 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引用次数: 13

Abstract

The following paper is a michrohistorical intervention in one aspect of David Graeber’s meta-narrative in Debt: the First 5,000 years. Graeber posits four overarching cycles of world history based on the alternation of the systematic use of coinage and virtual credit money. This grand narrative is set explicitly in the context of world-systems analysis and has received surprisingly little attention from scholars. In this intervention, I define what microhistorical practice is, I situate microhistory in the intellectual context of intervening in large grand narratives – either to shed light on them, problematize them, raise new questions about them, or perhaps even in some cases overturn them. Microhistorians do not avoid narrative, but they seek a return to narrative through a close analysis of small events situated within larger frameworks. Finally, I explore preliminary and approximate applications of microhistory to the Axial Age bullion cycle, one cycle in the great alternations between credit and coin. I focus on one specific philosopher – Plato, and create a microhistorical account of his actual relationship with Archytas, a Pythagorean philosopher, who I claim, is the living inspiration for the philosopher king’s in Plato’s utopian imaginary Kallipolis, the famous ideal city-state of his Republic. Microhistory is a historical practice aimed at a return to narrative through detailed analysis of primary documents. Microhistorians are generally concerned with overlooked persons, and marginalized voices. They wish to gain understanding and insight into the properties of large-scale global processes and events by looking at the finely textured details of everyday life during the chosen time period under study. Ideally, a microhistory will not simply be a biography, nor will it be primarily the analysis of a small village, although a person's life or village can serve as a site of analysis. Instead, microhistorical practice is about developing an observational lens, or a point of view, onto larger landscapes and structures of history. Paul / What is Microhistory? 65 The larger the landscape, the more important it is to have several sets of eyes, arranged at certain potentially illuminating positions, in order to appreciate the full range and complexity of the historical structures we wish to understand. If we extend this metaphor to the field of all written history, then the role of microhistorians would be to find those points of view from which our limited gaze onto the past can survey such a landscape in its richest diversity (see Levi 1991: 93–113). As the name suggests, a point of view is microscopic and limited. However it may be that it is precisely through those limited, marginalized, and forgotten points of view in history that we stand to gain clear insight into the past. Unlike the geographical landscape in our metaphor, however, the field of time and the passing of events may not be best understood from above. The metaphor fails us because history is not like the Grand Canyon or Mount Everest, large overarching structures best viewed from photographs taken inside the safety and comfort of planes or helicopters. Conceptual frameworks like longue dureés, or class conflict, are like trying to fly over and above history, and photograph enormous features. But, by looking down from these great heights, we can often overlook the human elements below. The structures of history are not simply like the structures of geology. Tectonic plates do not appreciate the beauty of the mountains they form, nor can they experience them. It is the human being who interacts with the structures of geology and in the domain of history, humans also create and fashion those structures in a reciprocal relationship. Social, cultural, and material structures are created by and in turn help create the human world: homes, relationships, universities, cities, links of trade, and written words. Sometimes it may do no good flying above these structures in order to view their complicated interactions. At crucial junctures, we may have to look at all the details of the paths surrounding the sojourns below, and once again change our scale of analysis. Some features we saw from the helicopter no longer matter, while other features we overlooked (perhaps, the wind and the cold) play a role and interact strongly inside the small scale. By moving down from the safe hierarchy of the photographer in the plane to the person who has to make the journey, we gain insight into how the large is felt by the small. Given enough context, we might even be able to recreate the mental life of the participant. If we knew the rocks were razor sharp, the wind was turbulent, and the temperature was below freezing, we can begin to surmise how a climber may have felt. Of course, we would never have direct evidence of how they felt, but through a detailed analysis of the various features and obstacles surrounding the climb, we can make reasonable inferences as to what it might have been like. Perhaps, we can even uncover a narrative, or discover a truth. Social Evolution & History / September 2018 66 The canonical books of microhistory are precisely those works that uncover narratives and shed light on larger historical structures. Natalie Zemon Davis's Return of Martin Guerre, for example, recreates the lives of the sixteenth-century peasants and sheds new light on the social structures of the time. Crucially, it illustrates how peasant women were able to exploit aspects of this patriarchal world to their favor. This comes to light over the course of telling a story about Arnauld du Tihl, a peasant who is able for quite sometime to pretend to be Martin Guerre, fooling most of the villagers and living in every way as if he were the Real Martin Guerre. Through a detailed analysis of inquisitorial records, Davis is able to recreate this drama and unveil a really existing narrative – a story that really happened – and use this story as a way of asking questions about social history (Davis 1983). In this work, Davis is not so much concerned with overarching structures like world-systems, or revolutionary moments, but is choosing to intervene in a well-known story through a close examination of court records. By showing how Arnauld knew almost impossible details about everyone he met, how he was physically different in size, and how the behavior of Bertrande and Arnauld changed over the course of their invented marriage, and the later court case, Davis is able to show that Bertrande was a collaborator who was choosing to go against certain accepted mores in order to maintain a happy relationship (Davis 1988). In choosing this particular point of view, Davis intervenes on certain assumptions about women in the sixteenth-century village life. This was a specific intervention aimed at overturning certain assumptions, but there are broader interventions in microhistory as well. Donald Wright's The World and a Very Small Place in Africa is such a text. By focusing on a small place over a long time period, Wright overturns assumptions about the Atlantic slave trade and sheds new light on how global processes affected the political and social structures in Niumi of The Gambia (Wright 2010). The chosen technique of analysis here is a reduction of spatial scale, while the temporal scale is from the fifteenth through the twenty-first century. In Davis's case we had a reduction of scale spatially, temporally, and structurally (by focusing on a relationship) whereas in Wright's case the reduction of scale is only spatial, and is not concerned with focusing on an individual. However, in both cases we find a detailed analysis aimed at shedding light on larger structures: in one case social structure, in the other case, a world-system/economic structure. The choice of reduction in analysis is up to the microhistorian, and there are probably as many choices as there are historical events. The aim however is the same: to see the world in a grain of sand. 3 There are microhistorical works that combine aspects of both social and economic structure as well. Le Roy Ladurie's Montaillou is a thick description of a fourteenth-century village and discusses economics, culPaul / What is Microhistory? 67 ture, the inquisition, religion, magic, power, marriage, and medieval perceptions regarding the fate of the human soul. After reading Ladurie's work one feels as if this French professor succeeded in creating a literary time machine. In this case we have certain assumptions overturned about the past as well. From the perspective developed in Montaillou, life did not seem all that bad in the dark ages – except for maybe the lice. Of course, the inquisition eventually intervenes savagely, but it seems that for most of the time, some of the great centers of power encircling the village and its environment, like the church and the monarchs, more or less kept from intermingling in the villagers' everyday affairs (Le Roy Ladurie 1978). There are also canonical works of microhistory that shed light on the intellectual aspects of global structures. Carlo Ginzburg's The Cheese and the Worms, for example, investigates the world-view of a sixteenth-century miller and shows how his philosophy refuses neat categorization into the dominant systems of sixteenth century thought (Ginzburg 1980). This work challenges the intellectual trickle-down theories of philosophical development: as if peasants, workers, or villagers develop their views only to the extent that they can internalize and understand the views of the contemporary literati. Ginzburg shows that there is a rich tradition of peasant culture, replete with honorable and complex ideas, and that these can interact with the dominant systems of power/knowledge of the day from the bottom up. We can see how the microhistorian is confronted with a number of crucial choices. These decisions involve change of scale, aim of intervention, and collection and
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什么是Microhistory?
当然,我们永远不会有直接的证据表明他们的感受,但通过对攀登过程中的各种特征和障碍物的详细分析,我们可以做出合理的推断。也许,我们甚至可以揭开一个故事,或者发现一个真相。社会进化与历史/2018年9月66微观历史的经典书籍正是那些揭示叙事并揭示更大历史结构的作品。例如,娜塔莉·泽蒙·戴维斯的《马丁·盖尔的归来》再现了16世纪农民的生活,并为当时的社会结构提供了新的视角。至关重要的是,它说明了农民妇女如何能够利用这个父权制世界的各个方面来对她们有利。这是在讲述一个关于阿诺德·杜蒂尔的故事的过程中曝光的,他是一个农民,在很长一段时间内能够假装成马丁·盖尔,愚弄了大多数村民,在各个方面都像真正的马丁·盖尔一样生活。通过对审问记录的详细分析,戴维斯能够重现这部戏剧,揭示一个真正存在的叙事——一个真正发生的故事——并将这个故事作为一种询问社会历史问题的方式(Davis 1983)。在这部作品中,戴维斯并不太关心世界体系或革命时刻等总体结构,而是选择通过仔细检查法庭记录来干预一个众所周知的故事。通过展示阿诺尔德是如何知道他遇到的每个人几乎不可能的细节的,他的身体大小是如何不同的,伯特兰和阿诺尔德的行为在他们虚构的婚姻过程中是如何变化的,以及后来的法庭案件,Davis能够证明Bertrande是一个合作者,他选择违背某些公认的习俗来维持幸福的关系(Davis 1988)。在选择这一特定观点时,戴维斯对16世纪乡村生活中的女性进行了某些假设。这是一项旨在推翻某些假设的具体干预措施,但在微观历史中也有更广泛的干预措施。唐纳德·赖特的《非洲的世界和一个很小的地方》就是这样一本书。通过长期关注一个小地方,Wright推翻了关于大西洋奴隶贸易的假设,并为全球进程如何影响冈比亚纽米的政治和社会结构提供了新的线索(Wright,2010)。这里选择的分析技术是缩小空间尺度,而时间尺度是从十五世纪到二十一世纪。在Davis的案例中,我们在空间、时间和结构上(通过关注一种关系)减少了规模,而在Wright的例子中,规模的减少只是空间上的,与关注个人无关。然而,在这两种情况下,我们都发现了旨在揭示更大结构的详细分析:在一种情况下是社会结构,在另一种情况中是世界体系/经济结构。还原分析的选择取决于微观历史学家,可能有多少历史事件就有多少选择。然而,目的是一样的:在一粒沙子里看世界。3还有一些微观历史作品,既结合了社会结构,也结合了经济结构。勒罗伊·拉杜里(Le Roy Ladurie)的《蒙太洛》(Montaillou)对一个14世纪的村庄进行了详尽的描述,并讨论了经济学,因为保罗/什么是微观历史?67真相、宗教裁判所、宗教、魔法、权力、婚姻,以及中世纪对人类灵魂命运的看法。读完拉杜里的作品,人们会觉得这位法国教授成功地创造了一台文学时间机器。在这种情况下,我们对过去的某些假设也被推翻了。从蒙太鲁的观点来看,黑暗时代的生活似乎并没有那么糟糕——也许除了虱子。当然,宗教裁判所最终进行了野蛮的干预,但似乎在大多数时间里,围绕村庄及其环境的一些伟大的权力中心,如教堂和君主,或多或少都没有参与村民的日常事务(Le Roy Ladurie 1978)。微观历史的经典著作也揭示了全球结构的智力方面。例如,卡洛·金茨堡(Carlo Ginzburg)的《奶酪与蠕虫》(The Cheese and The Worms)探讨了一位16世纪磨坊主的世界观,并展示了他的哲学如何拒绝将其整齐地归类为16世纪的主导思想体系(金茨堡,1980年)。这部作品挑战了哲学发展的知识涓滴理论:就好像农民、工人或村民的观点发展到了他们能够内化和理解当代文人观点的程度。
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