Beyond the campaign-style enforcement: A consensual approach to bridge the environmental policy implementation gap

IF 3 3区 社会学 Q2 ENVIRONMENTAL STUDIES Environmental Policy and Governance Pub Date : 2022-11-13 DOI:10.1002/eet.2040
Fanfan Pan, Jianhua Xu, Lan Xue
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Abstract

Existing studies on environmental policy implementation in China have largely been focused on the inadequacy of environmental policy implementation at local levels and the adversarial campaign-style enforcement used to remedy it, while overlooked other approaches to addressing environmental issues. We present a case in which a consensual approach was used to control water pollution and identify key factors contributing to the adoption and success of such an approach. The research unit is the process of water pollution control in Shandong Province from 2002 to 2011. During the case period, the pulp and paper industry (the leading polluting source) was regulated with gradually tightened water pollution discharge standards which were made and implemented in a consensual way, surface water quality was greatly improved, and the economic output of the regulated industry grew rapidly. Key factors contributing to the adoption and success of such an approach include the presence of a capable policy entrepreneur who played an important role in policy innovation, forging consensus building in policy making and facilitating consensual policy implementation; the deep and wide involvement of the regulated firms in the policy making process which allowed them to share know-how and express preferences; and the strong political support from provincial higher-ups which signaled strong political wills. The findings enrich our understanding of environmental policy enforcement in China by adding a set of internal factors to a literature pool focusing more on the the influence of such external factors as institutional incentiveson policy processes and outcomes.

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超越运动式执法:弥合环境政策执行差距的协商一致方法
现有的中国环境政策执行研究主要集中在地方层面环境政策执行的不足以及用于补救的对抗性运动式执行,而忽视了解决环境问题的其他方法。我们介绍了一个案例,其中使用了一种协商一致的方法来控制水污染,并确定了有助于采用这种方法并取得成功的关键因素。研究单位为2002年至2011年山东省水污染治理过程。在本案期间,纸浆和造纸行业(主要污染源)受到了监管,逐步收紧了水污染排放标准,并以协商一致的方式制定和实施,地表水质量得到了极大改善,受监管行业的经济产出迅速增长。有助于采用这种方法并取得成功的关键因素包括有一位有能力的政策企业家,他在政策创新、在政策制定中建立共识和促进协商一致的政策执行方面发挥了重要作用;受监管企业深入广泛地参与政策制定过程,使它们能够分享知识和表达偏好;以及来自省级上级的强有力的政治支持,这表明了强烈的政治意愿。研究结果丰富了我们对中国环境政策执行的理解,在文献库中添加了一组内部因素,更多地关注制度激励等外部因素对政策过程和结果的影响。
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来源期刊
Environmental Policy and Governance
Environmental Policy and Governance ENVIRONMENTAL STUDIES-
CiteScore
6.10
自引率
13.30%
发文量
67
期刊介绍: Environmental Policy and Governance is an international, inter-disciplinary journal affiliated with the European Society for Ecological Economics (ESEE). The journal seeks to advance interdisciplinary environmental research and its use to support novel solutions in environmental policy and governance. The journal publishes innovative, high quality articles which examine, or are relevant to, the environmental policies that are introduced by governments or the diverse forms of environmental governance that emerge in markets and civil society. The journal includes papers that examine how different forms of policy and governance emerge and exert influence at scales ranging from local to global and in diverse developmental and environmental contexts.
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