{"title":"Originalism and its Discontents (Plus a Thought Or Two About Abortion)","authors":"Mitchell N. Berman","doi":"10.2139/SSRN.957630","DOIUrl":null,"url":null,"abstract":"In Abortion and Original Meaning, Jack Balkin presents a new argument, based on his reconstruction of the principles that animated the Fourteenth Amendment, for the soundness of the result, though not the reasoning, of Roe v. Wade. That argument, however, serves the larger purpose of demonstrating why the debate between originalism and living constitutionalism rests on a false dichotomy. Once we reject the assumption that fidelity to the [constitutional] text means fidelity to original expected application, Balkin contends, we ought instead to agree that constitutional interpretation requires fidelity to the original meaning of the Constitution and to the principles that underlie the text. In maintaining such fidelity, moreover, [e]ach generation makes the Constitution their Constitution by calling upon its text and its principles and arguing about what they mean in their own time. It follows, Balkin claims, that [t]he choice between original meaning and living constitutionalism ... is a false choice. This short reply essay, to appear in a symposium devoted to Balkin's article, argues that Balkin mischaracterizes contemporary originalism and that his false choice claim cannot be maintained. Although Balkin is not alone in asserting that originalists believe that courts ought to be faithful to the originally expected applications of the constitutional text, almost no contemporary originalist theorist takes that view, and many have categorically rejected it. More important, though, is what follows once we all reject expectation originalism. Balkin's conclusion that originalism and non-originalism present a false choice rests squarely on his contention that fidelity to the Constitution requires fidelity to its original meaning and precludes contemporary interpreters from interpreting its text in accordance with other principles that the text can bear. Of course, it is precisely this claim that non-originalists deny. Yet Balkin presents precious little argument to support it, and nothing adequate to convince non-originalists that what they see as a true choice is in fact a false one. Not only is Balkin's proposed originalist method surprisingly undefended, but it seems inconsistent with his appreciation of the way that extra-judicial actors - especially social movements - shape constitutional meaning. Ironically, that understanding strongly suggests (though it does not entail) that the non-originalists have the better view of judicial constitutional interpretation. In short, this brief essay argues that, despite much in his article that is fresh and interesting, Balkin's empirical claim about the state of originalist argumentation rings false and his normative or conceptual claims about constitutional interpretation fail to persuade. The essay concludes by offering a few thoughts as well about the problem of abortion.","PeriodicalId":81001,"journal":{"name":"Constitutional commentary","volume":"24 1","pages":"383-404"},"PeriodicalIF":0.0000,"publicationDate":"2008-03-05","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"4","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Constitutional commentary","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.2139/SSRN.957630","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 4
Abstract
In Abortion and Original Meaning, Jack Balkin presents a new argument, based on his reconstruction of the principles that animated the Fourteenth Amendment, for the soundness of the result, though not the reasoning, of Roe v. Wade. That argument, however, serves the larger purpose of demonstrating why the debate between originalism and living constitutionalism rests on a false dichotomy. Once we reject the assumption that fidelity to the [constitutional] text means fidelity to original expected application, Balkin contends, we ought instead to agree that constitutional interpretation requires fidelity to the original meaning of the Constitution and to the principles that underlie the text. In maintaining such fidelity, moreover, [e]ach generation makes the Constitution their Constitution by calling upon its text and its principles and arguing about what they mean in their own time. It follows, Balkin claims, that [t]he choice between original meaning and living constitutionalism ... is a false choice. This short reply essay, to appear in a symposium devoted to Balkin's article, argues that Balkin mischaracterizes contemporary originalism and that his false choice claim cannot be maintained. Although Balkin is not alone in asserting that originalists believe that courts ought to be faithful to the originally expected applications of the constitutional text, almost no contemporary originalist theorist takes that view, and many have categorically rejected it. More important, though, is what follows once we all reject expectation originalism. Balkin's conclusion that originalism and non-originalism present a false choice rests squarely on his contention that fidelity to the Constitution requires fidelity to its original meaning and precludes contemporary interpreters from interpreting its text in accordance with other principles that the text can bear. Of course, it is precisely this claim that non-originalists deny. Yet Balkin presents precious little argument to support it, and nothing adequate to convince non-originalists that what they see as a true choice is in fact a false one. Not only is Balkin's proposed originalist method surprisingly undefended, but it seems inconsistent with his appreciation of the way that extra-judicial actors - especially social movements - shape constitutional meaning. Ironically, that understanding strongly suggests (though it does not entail) that the non-originalists have the better view of judicial constitutional interpretation. In short, this brief essay argues that, despite much in his article that is fresh and interesting, Balkin's empirical claim about the state of originalist argumentation rings false and his normative or conceptual claims about constitutional interpretation fail to persuade. The essay concludes by offering a few thoughts as well about the problem of abortion.
在《堕胎与原意》一书中,杰克·巴尔金(Jack Balkin)基于他对赋予第十四修正案生命力的原则的重构,提出了一种新的论点,以证明罗伊诉韦德案(Roe v. Wade)结果的合理性,而不是推理的合理性。然而,这一论点更大的目的是证明为什么原旨主义和现行宪政主义之间的争论建立在一个错误的二分法之上。巴尔金认为,一旦我们拒绝忠实于(宪法)文本就意味着忠实于最初的预期适用的假设,我们就应该同意,宪法解释要求忠实于宪法的最初含义和构成宪法文本的原则。此外,在保持这种忠诚的过程中,每一代人都通过引用宪法的文本和原则,并争论它们在自己时代的意义,使宪法成为自己的宪法。因此,巴尔金声称,在原初意义和活生生的宪政之间做出选择……是一个错误的选择。这篇简短的回答文章,将出现在一个专门讨论巴尔金文章的研讨会上,认为巴尔金错误地描述了当代原旨主义,他的错误选择主张无法维持。虽然巴尔金不是唯一主张原意主义者认为法院应该忠实于宪法文本最初预期的应用的人,但几乎没有当代原意主义者持这种观点,而且许多人断然拒绝了这一观点。然而,更重要的是,一旦我们都拒绝了期望原旨主义,接下来会发生什么。巴尔金认为原旨主义和非原旨主义是一种错误的选择,这一结论完全基于他的论点,即忠于宪法要求忠于宪法的原意,并阻止当代的解释者根据宪法所能接受的其他原则来解释宪法文本。当然,非原旨主义者恰恰否认这种说法。然而,巴尔金几乎没有提出什么宝贵的论据来支持这一观点,也没有什么足以让非原旨主义者相信,他们所认为的正确选择实际上是错误的。巴尔金提出的原旨主义方法不仅出人意料地没有得到辩护,而且似乎与他对法外行为者——尤其是社会运动——塑造宪法意义的方式的欣赏不一致。具有讽刺意味的是,这种理解强烈暗示(尽管并不必然)非原旨主义者对司法宪法解释有更好的看法。简而言之,这篇简短的文章认为,尽管巴尔金的文章中有很多新鲜有趣的地方,但他关于原旨主义论证状态的经验主义主张听起来是错误的,他关于宪法解释的规范性或概念性主张也无法令人信服。文章最后提出了一些关于堕胎问题的想法。