The Unbearable Wrongness of Bush v. Gore

L. Tribe
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He relies almost exclusively on the statement in Reynolds that the Constitution forbids weighing \"votes of citizens differently, by any method or means.\" Professor Lund (conveniently unwilling to embrace this principle as a proper reading of the Equal Protection Clause) treats this statement as establishing a precedent so sweeping and amorphous that it cannot be taken seriously, particularly in the context of ballot counting. Professor Lund apparently would extrapolate the statement to encompass virtually all disparities, not only between classes of voters, but among methods of recording and tallying votes and interpreting ballots. Far from a \"disinterested\" analysis, this absurdly literal fidelity to \"one-ballot, one-vote\" is the essence of jurisprudence by slogan. Any coherent approach to \"one-person, one-vote\" must incorporate a structural theory of how votes should be aggregated. Nothing in Reynolds or any other case suggests that a state cannot be selective in deciding which types of ballot errors are worth recounting in a particular circumstance, subject only to a requirement of rationality. Bush v. Gore did not involve a problem of valuing or weighing some votes more than others, much less deliberately packing or diluting groups of voters, but instead involved the obviously distinct problem of differentially treating ballots as evidence of votes. The Florida Supreme Court's remedy did nothing to alter the manner in which legally cast votes were weighed in the overall state scheme to choose presidential electors. At most, the scheme created the possibility that different standards would be used for determining what constituted a legal vote. But the much maligned \"intent of the voter\" standard on its face treated all voters equally. It was only in the application of that standard that equal protection violations could have arisen - and even those violations were correctable under the supervision of a single, impartial state judge. Thus, even if the Florida Supreme Court's plan for a statewide recounting of ballots to discern voters' intent could be said to have launched a scheme under which the \"weight\" of some votes cast in Florida would in some sense be less than the \"weight\" of others, that would not by itself describe the sort of deviation that would suffice to invalidate - either conclusively or presumptively - a scheme designed to ensure the legality and completeness of the total vote count. Strikingly, under the Court's own equal protection theory, the vote count previously certified in Florida - a tally that, because of the Court's decision to stop the recount in its tracks, effectively determined the outcome of a Presidential election - would itself be a manifest denial of equal protection, in light of the many votes that remained uncounted, and the undisputed fact (common to virtually every statewide method of voting and manner of tallying votes) that the voting process and the vote-count itself included a dizzying array of arbitrary and/or easily correctable inequalities. I argue that the Court's failure to grapple with the underlying equal protection issues, or to grasp the breathtaking implications of its equal protection holding (including the inconsistency between that holding and the outcome that it endorsed in Florida itself), evince the almost embarrassing bankruptcy of the rationale that the Court's majority adopted and that Professor Lund defends. Part II argues that Bush v. Gore presented a question that most likely never should have been decided by a federal court. Properly applied, justiciability is inextricably linked both with the institutional context in which judicial intervention is sought (including the remedial character such intervention would have to take) and with the substantive constitutional principles that undergird the allegedly \"political\" question at issue. Unless it is demonstrable that the political and administrative process itself is so structured that the political branches cannot be trusted to abide by constitutional norms preventing an impermissible form of exclusion or dilution of an identifiable individual's or group's rights of political participation without adequate opportunity for timely correction within the process itself, the case for judicial intervention that pretermits the political process is extremely weak. There is thus a strong connection between the veritable culture shock set off by the Supreme Court's intervention in the presidential election of 2000 and the proper characterization of the Court's action as a violation of the implicit \"political process\" doctrine that has governed our national life without much interruption from the outset. The structure of the Florida Supreme Court's recount order of December 8, including the role it assigned to the state court judge in addressing alleged inequalities, left open numerous avenues for correcting procedural inequities in ballot counting. And the alleged inequities were so complicated and so attenuated that to argue that the U.S. Supreme Court had before it a completed constitutional harm notwithstanding what the Florida courts and legislature, followed by Congress, might have done, seems bizarre.","PeriodicalId":81001,"journal":{"name":"Constitutional commentary","volume":"19 1","pages":"571-607"},"PeriodicalIF":0.0000,"publicationDate":"2003-08-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"1","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Constitutional commentary","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.2139/SSRN.431080","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 1

Abstract

Professor Lund is virtually alone in defending not only the Supreme Court's equal protection rationale in Bush v. Gore, but also the Court's startling decision to shut down the Florida recount process and thereby foreclose any opportunity for the State of Florida to actually implement the equal protection principles the Court purported to be enforcing. Professor Lund even characterizes Bush v. Gore as "simply not a close case." If the case was not close, the reasons are not those Lund so cavalierly assays. Part I defends my argument that the Court's per curiam opinion cannot be grounded in any previously recognizable form of equal protection doctrine. Professor Lund's argument to the contrary is that Bush v. Gore was but a logical extension of the "one-person, one-vote" jurisprudence illustrated by Reynolds v. Sims. He relies almost exclusively on the statement in Reynolds that the Constitution forbids weighing "votes of citizens differently, by any method or means." Professor Lund (conveniently unwilling to embrace this principle as a proper reading of the Equal Protection Clause) treats this statement as establishing a precedent so sweeping and amorphous that it cannot be taken seriously, particularly in the context of ballot counting. Professor Lund apparently would extrapolate the statement to encompass virtually all disparities, not only between classes of voters, but among methods of recording and tallying votes and interpreting ballots. Far from a "disinterested" analysis, this absurdly literal fidelity to "one-ballot, one-vote" is the essence of jurisprudence by slogan. Any coherent approach to "one-person, one-vote" must incorporate a structural theory of how votes should be aggregated. Nothing in Reynolds or any other case suggests that a state cannot be selective in deciding which types of ballot errors are worth recounting in a particular circumstance, subject only to a requirement of rationality. Bush v. Gore did not involve a problem of valuing or weighing some votes more than others, much less deliberately packing or diluting groups of voters, but instead involved the obviously distinct problem of differentially treating ballots as evidence of votes. The Florida Supreme Court's remedy did nothing to alter the manner in which legally cast votes were weighed in the overall state scheme to choose presidential electors. At most, the scheme created the possibility that different standards would be used for determining what constituted a legal vote. But the much maligned "intent of the voter" standard on its face treated all voters equally. It was only in the application of that standard that equal protection violations could have arisen - and even those violations were correctable under the supervision of a single, impartial state judge. Thus, even if the Florida Supreme Court's plan for a statewide recounting of ballots to discern voters' intent could be said to have launched a scheme under which the "weight" of some votes cast in Florida would in some sense be less than the "weight" of others, that would not by itself describe the sort of deviation that would suffice to invalidate - either conclusively or presumptively - a scheme designed to ensure the legality and completeness of the total vote count. Strikingly, under the Court's own equal protection theory, the vote count previously certified in Florida - a tally that, because of the Court's decision to stop the recount in its tracks, effectively determined the outcome of a Presidential election - would itself be a manifest denial of equal protection, in light of the many votes that remained uncounted, and the undisputed fact (common to virtually every statewide method of voting and manner of tallying votes) that the voting process and the vote-count itself included a dizzying array of arbitrary and/or easily correctable inequalities. I argue that the Court's failure to grapple with the underlying equal protection issues, or to grasp the breathtaking implications of its equal protection holding (including the inconsistency between that holding and the outcome that it endorsed in Florida itself), evince the almost embarrassing bankruptcy of the rationale that the Court's majority adopted and that Professor Lund defends. Part II argues that Bush v. Gore presented a question that most likely never should have been decided by a federal court. Properly applied, justiciability is inextricably linked both with the institutional context in which judicial intervention is sought (including the remedial character such intervention would have to take) and with the substantive constitutional principles that undergird the allegedly "political" question at issue. Unless it is demonstrable that the political and administrative process itself is so structured that the political branches cannot be trusted to abide by constitutional norms preventing an impermissible form of exclusion or dilution of an identifiable individual's or group's rights of political participation without adequate opportunity for timely correction within the process itself, the case for judicial intervention that pretermits the political process is extremely weak. There is thus a strong connection between the veritable culture shock set off by the Supreme Court's intervention in the presidential election of 2000 and the proper characterization of the Court's action as a violation of the implicit "political process" doctrine that has governed our national life without much interruption from the outset. The structure of the Florida Supreme Court's recount order of December 8, including the role it assigned to the state court judge in addressing alleged inequalities, left open numerous avenues for correcting procedural inequities in ballot counting. And the alleged inequities were so complicated and so attenuated that to argue that the U.S. Supreme Court had before it a completed constitutional harm notwithstanding what the Florida courts and legislature, followed by Congress, might have done, seems bizarre.
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布什对戈尔的不可忍受的错误
实际上,伦德教授不仅在布什诉戈尔案中捍卫最高法院的平等保护原则,而且捍卫最高法院关闭佛罗里达州重新计票程序的惊人决定,从而剥夺了佛罗里达州实际执行最高法院声称要执行的平等保护原则的任何机会。伦德教授甚至把布什诉戈尔的案子描述为“根本不是一个势均力敌的案子”。如果案件没有接近,原因不是隆德如此傲慢的分析。第一部分为我的论点辩护,即法院的法庭意见不能以任何先前公认的平等保护原则的形式为基础。Lund教授的观点与此相反,他认为布什诉戈尔案只不过是雷诺兹诉西姆斯案中“一人一票”判例的逻辑延伸。他几乎完全依赖于雷诺兹案的陈述,即宪法禁止“以任何方法或手段对公民的投票进行不同的权衡”。Lund教授(很方便地不愿意接受这一原则作为对平等保护条款的正确解读)将这一陈述视为建立了一个如此笼统和模糊的先例,以至于不能认真对待,特别是在计票的背景下。伦德教授显然将这句话推断为涵盖了几乎所有的差异,不仅是选民阶层之间的差异,还有记录、计票和解释选票的方法之间的差异。这种对“一票一票”的荒谬的字面忠实,远非“无私”的分析,而是法理学口号的本质。任何连贯的“一人一票”方法都必须包含一个关于如何汇集选票的结构性理论。雷诺兹案或任何其他案件都没有表明,一个州不能选择性地决定在特定情况下哪些类型的选票错误值得重新计算,只受理性要求的限制。布什诉戈尔案不涉及重视或权衡某些选票多于其他选票的问题,更不涉及故意包装或稀释选民群体的问题,而是涉及将选票作为投票证据区别对待的明显问题。佛罗里达州最高法院的补救措施并没有改变合法投票在该州选出总统选举人的整体方案中被权衡的方式。至多,该方案创造了一种可能性,即使用不同的标准来确定什么构成合法投票。但是,饱受诟病的“选民意图”标准表面上对所有选民一视同仁。只有在适用这一标准时才会出现违反平等保护规定的情况- -甚至这些违反规定的情况也可以在一名公正的州法官的监督下得到纠正。因此,即使佛罗里达州最高法院的计划投票的州际讲述辨别选民的意图可能是启动了一个计划下的“重量”一些佛罗里达州的选票将在某种程度上小于他人的“重量”,本身不会描述的那种偏差就足够了——最终或自动失效——计划旨在确保投票总数的合法性和完整性。引人注目的是,根据法院自己的平等保护理论,先前在佛罗里达州证实的计票结果- -由于法院决定停止重新计票,实际上决定了总统选举的结果- -鉴于仍有许多选票未计算在内,这本身就是明显否认平等保护。还有一个不争的事实(几乎每个州的投票方式和计票方式都是如此),即投票过程和计票本身包含了一系列令人眼花缭乱的任意和/或容易纠正的不平等。我认为,最高法院未能解决潜在的平等保护问题,也未能把握其平等保护裁决的惊人含义(包括该裁决与它在佛罗里达州本身所支持的结果之间的不一致),这表明,最高法院多数人采用的、伦德教授捍卫的基本原理几乎令人尴尬地破产了。第二部分认为,布什诉戈尔案提出了一个很可能永远不应该由联邦法院裁决的问题。如果适用得当,可诉性与寻求司法干预的体制背景(包括这种干预必须具有的补救性质)以及支持所讨论的所谓“政治”问题的实质性宪法原则密不可分。 实际上,伦德教授不仅在布什诉戈尔案中捍卫最高法院的平等保护原则,而且捍卫最高法院关闭佛罗里达州重新计票程序的惊人决定,从而剥夺了佛罗里达州实际执行最高法院声称要执行的平等保护原则的任何机会。伦德教授甚至把布什诉戈尔的案子描述为“根本不是一个势均力敌的案子”。如果案件没有接近,原因不是隆德如此傲慢的分析。第一部分为我的论点辩护,即法院的法庭意见不能以任何先前公认的平等保护原则的形式为基础。Lund教授的观点与此相反,他认为布什诉戈尔案只不过是雷诺兹诉西姆斯案中“一人一票”判例的逻辑延伸。他几乎完全依赖于雷诺兹案的陈述,即宪法禁止“以任何方法或手段对公民的投票进行不同的权衡”。Lund教授(很方便地不愿意接受这一原则作为对平等保护条款的正确解读)将这一陈述视为建立了一个如此笼统和模糊的先例,以至于不能认真对待,特别是在计票的背景下。伦德教授显然将这句话推断为涵盖了几乎所有的差异,不仅是选民阶层之间的差异,还有记录、计票和解释选票的方法之间的差异。这种对“一票一票”的荒谬的字面忠实,远非“无私”的分析,而是法理学口号的本质。任何连贯的“一人一票”方法都必须包含一个关于如何汇集选票的结构性理论。雷诺兹案或任何其他案件都没有表明,一个州不能选择性地决定在特定情况下哪些类型的选票错误值得重新计算,只受理性要求的限制。布什诉戈尔案不涉及重视或权衡某些选票多于其他选票的问题,更不涉及故意包装或稀释选民群体的问题,而是涉及将选票作为投票证据区别对待的明显问题。佛罗里达州最高法院的补救措施并没有改变合法投票在该州选出总统选举人的整体方案中被权衡的方式。至多,该方案创造了一种可能性,即使用不同的标准来确定什么构成合法投票。但是,饱受诟病的“选民意图”标准表面上对所有选民一视同仁。只有在适用这一标准时才会出现违反平等保护规定的情况- -甚至这些违反规定的情况也可以在一名公正的州法官的监督下得到纠正。因此,即使佛罗里达州最高法院的计划投票的州际讲述辨别选民的意图可能是启动了一个计划下的“重量”一些佛罗里达州的选票将在某种程度上小于他人的“重量”,本身不会描述的那种偏差就足够了——最终或自动失效——计划旨在确保投票总数的合法性和完整性。引人注目的是,根据法院自己的平等保护理论,先前在佛罗里达州证实的计票结果- -由于法院决定停止重新计票,实际上决定了总统选举的结果- -鉴于仍有许多选票未计算在内,这本身就是明显否认平等保护。还有一个不争的事实(几乎每个州的投票方式和计票方式都是如此),即投票过程和计票本身包含了一系列令人眼花缭乱的任意和/或容易纠正的不平等。我认为,最高法院未能解决潜在的平等保护问题,也未能把握其平等保护裁决的惊人含义(包括该裁决与它在佛罗里达州本身所支持的结果之间的不一致),这表明,最高法院多数人采用的、伦德教授捍卫的基本原理几乎令人尴尬地破产了。第二部分认为,布什诉戈尔案提出了一个很可能永远不应该由联邦法院裁决的问题。如果适用得当,可诉性与寻求司法干预的体制背景(包括这种干预必须具有的补救性质)以及支持所讨论的所谓“政治”问题的实质性宪法原则密不可分。 除非能够证明政治和行政程序本身的结构如此之好,以至于不能相信政治部门会遵守宪法规范,防止以不允许的形式排除或稀释可识别的个人或群体的政治参与权利,而没有充分的机会在程序本身进行及时纠正,否则,司法干预阻碍政治进程的理由是极其薄弱的。因此,在最高法院干预2000年总统选举所引发的真正的文化冲击与将最高法院的行为恰当地定性为违反了从一开始就没有多少中断地支配着我们国家生活的隐含的“政治程序”原则之间存在着密切的联系。佛罗里达州最高法院12月8日重新计票命令的结构,包括它赋予州法院法官在解决所谓不平等问题方面的作用,为纠正计票过程中的不公平现象开辟了许多途径。所谓的不平等是如此复杂,如此微不足道,以至于尽管佛罗里达州的法院和立法机构以及随后的国会可能会做些什么,但认为美国最高法院之前已经对宪法造成了彻底的损害,这似乎很奇怪。 除非能够证明政治和行政程序本身的结构如此之好,以至于不能相信政治部门会遵守宪法规范,防止以不允许的形式排除或稀释可识别的个人或群体的政治参与权利,而没有充分的机会在程序本身进行及时纠正,否则,司法干预阻碍政治进程的理由是极其薄弱的。因此,在最高法院干预2000年总统选举所引发的真正的文化冲击与将最高法院的行为恰当地定性为违反了从一开始就没有多少中断地支配着我们国家生活的隐含的“政治程序”原则之间存在着密切的联系。佛罗里达州最高法院12月8日重新计票命令的结构,包括它赋予州法院法官在解决所谓不平等问题方面的作用,为纠正计票过程中的不公平现象开辟了许多途径。所谓的不平等是如此复杂,如此微不足道,以至于尽管佛罗里达州的法院和立法机构以及随后的国会可能会做些什么,但认为美国最高法院之前已经对宪法造成了彻底的损害,这似乎很奇怪。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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