Towards a Cosmopolitan Vision of Conflict of Laws: Redefining Governmental Interests in a Global Era

IF 2.5 2区 社会学 Q1 Social Sciences University of Pennsylvania Law Review Pub Date : 2005-05-19 DOI:10.2307/4150651
P. Berman
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引用次数: 41

Abstract

It has now been ten years since the idea of global online communication first entered the popular consciousness. And while the internet has undoubtedly opened up new worlds of interaction and cooperation across borders, this increased transnational activity has also at times inspired parochialism, at least among the legislatures and courts of nation-states around the globe. Such assertions of national authority have helped to reawaken scholarly interest in the classic triumvirate of topics historically grouped together under the rubric of conflicts of laws: jurisdiction, choice of law, and recognition of judgments. In a previous article, I argued that territorially-based conceptions of legal jurisdiction may no longer be adequate in an era when ideas of bounded nation-state communities operating within fixed territorial borders are under challenge. I offered instead what I called a cosmopolitan pluralist conception of jurisdiction: cosmopolitan because it recognized the possibility that people can hold multiple, sometimes non-territorial, community affiliations; and pluralist because it acknowledged that forms of legal (or quasi-legal) jurisdiction can be asserted by communities that are not official state-sanctioned courts. This essay turns the focus to choice of law and recognition of judgments. Analyzing three recent U.S. cases (two involving choice of law and one addressing recognition of judgments), I seek to apply some of the principles of cosmopolitanism to consider how courts should understand their institutional role in cases raising multinational concerns. Taking seriously the observation that in conflicts scholarship there is nothing truly new under the sun, the cosmopolitan perspective I offer here does not purport to create a new theory of choice of law. Instead, it combines aspects of each of the three major choice-of-law regimes of the twentieth century-vested rights, governmental interests, and the substantive law method - to shape an overall attitude with which judges can approach cases involving conflicting transnational legal norms. This attitude starts from the idea that governments have an interest not only in helping in-state litigants win the particular litigation at issue, but a more important longer-term interest in being cooperative members of an international system and sharing in its reciprocal benefits and burdens. Similarly, with regard to judgment recognition, the cosmopolitan perspective asks judges to consider the independent value of enforcing a foreign judgment, even when that judgment is contrary to local policy choices. Moreover, the cosmopolitan approach focuses less on literal contacts with a territorially-based sovereign entity and more on the extent to which the various parties might be deemed to have affiliations with the possible communities seeking to impose their norms. Thus, while derived from various extant conflicts theories, the cosmopolitan perspective yields a distinctive approach, and one that I believe is better suited to a world of interconnection, interrelationship, and multiple community affiliations.
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走向法律冲突的世界主义视野:全球化时代政府利益的重新定义
自从全球在线交流的概念首次进入大众意识以来,已经过去了十年。虽然互联网无疑开辟了跨境互动与合作的新世界,但这种跨国活动的增加有时也会激发狭隘主义,至少在全球民族国家的立法机构和法院中是这样。这种国家权威的主张有助于重新唤醒学者对历史上在法律冲突的标题下组合在一起的经典三大主题的兴趣:管辖权,法律选择和判决的承认。在之前的一篇文章中,我认为,在一个在固定领土边界内运作的有限民族国家社区的观念受到挑战的时代,基于领土的法律管辖权概念可能不再足够。相反,我提出了我所谓的世界多元主义的管辖权概念:世界主义是因为它认识到人们可以拥有多重的,有时是非领土的,社区关系的可能性;多元主义是因为它承认合法(或准合法)管辖权的形式可以由非官方国家认可的法院的社区来维护。本文将重点放在法律的选择和判决的承认上。分析最近美国的三个案例(两个涉及法律选择,一个涉及判决的承认),我试图运用世界主义的一些原则来考虑法院应该如何理解他们在引起跨国关注的案件中的制度作用。认真地观察一下,在冲突研究中,太阳底下没有什么真正的新东西,我在这里提供的世界主义观点并不打算创造一种新的法律选择理论。相反,它结合了20世纪三种主要的法律选择制度——既得权利、政府利益和实体法方法——的各个方面,形成了一种总体态度,法官可以用这种态度来处理涉及相互冲突的跨国法律规范的案件。这种态度源于这样一种观点,即政府不仅有兴趣帮助州内诉讼当事人在有争议的特定诉讼中获胜,而且更重要的是,政府有兴趣成为国际体系的合作成员,并分享其互惠互利和负担。同样,在承认判决方面,世界主义观点要求法官考虑执行外国判决的独立价值,即使该判决与当地政策选择相悖。此外,世界主义方法较少侧重于与以领土为基础的主权实体的字面接触,而更多地侧重于各方可能被视为与寻求强加其规范的可能社区有联系的程度。因此,虽然从各种现存的冲突理论中衍生出来,但世界主义视角产生了一种独特的方法,我认为这种方法更适合于一个相互联系、相互关系和多种社区隶属关系的世界。
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