Seeing No Evil: The Archival Profession's Failure to Respond to the National Archives' Breaches of Professional and Ethical Duties

Q2 Arts and Humanities Journal of Information Ethics Pub Date : 2010-04-01 DOI:10.3172/JIE.19.1.157
K. Eriksen
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引用次数: 1

Abstract

Eric Ketelaar (1998) has argued that the primary duty of archivists is to maintain the integrity of the archives. This principle is included in the mission statement of the National Archives and Records Administration (NARA), which reads in part: "[NARA] serves American democracy by safeguarding and preserving the records of our Government, ensuring that the people can discover, use, and learn from this documentary heritage. We ensure continuing access to the essential documentation of the rights of American citizens and the actions of their government." The Society of American Archivists (SAA), in accordance with its status as the largest archival professional association in the U.S., declares that its mission is "to provide leadership to ensure the identification, preservation, and use of records of historical value."Some commentators believe that SAA has turned a corner and in recent years has taken more of a leadership role in speaking out on matters of import to the archival profession (Montgomery, 2009a). However, two recent controversies involving NARA suggest otherwise, indeed, suggest that SAA lacks the will to take any role whatsoever in matters involving archival ethics and professional standards of practice. In 2006, an independent researcher brought to light that NARA had entered into secret agreements with several government agencies to pull and reclassify publicly available records from its open shelves; the agreements stipulated that NARA would hide the reclassification program from the public. In 2008, another independent researcher made public his unsuccessful attempts to access NARA's own records, those of the Office of Presidential Libraries. He documented a course of improper handling of the records, unprofessional responses to his requests for information, and inappropriate withholding of these records.SAA's failures to take a leadership stance with respect to these situations were compounded and enabled by the majority of individual archivists who chose to remain uninformed, and silent, about issues raised that were of critical importance to their profession. Howard Zinn commented on this phenomenon thirty years ago, arguing that "professionalism is a powerful form of social control" (Zinn, 1977). He described professionalism as "the almost total immersion in one's craft, being so absorbed in the day-to-day exercise of those skills, as to have little time, energy or will to consider what part those skills play in the total social scheme" (Zinn, 1977). He defined social control as "maintaining things as they are, preserving traditional arrangements, preventing any sharp change in how the society distributes wealth and power" (Zinn, 1977). Zinn's conception of professionalism as social control is played out in the failures of archivists to speak up and take action when confronted with activities antithetical to the foundational principles of their profession.The Reclassification ScandalBackgroundIn 1995, President Clinton signed Executive Order (E.O.) 12958, requiring government agencies to declassify all of their historical records that were 25 years old or older by the end of 1999. The E.O. provided exemptions for certain categories of records, such as those relating to intelligence sources and methods. A few agencies, notably the State Department and the Department of Energy (DOE), acted quickly to comply with the E.O.'s comprehensive mandate, making significant headway in declassifying many of their older records (Aid, 2006). By 1999, however, the tide had turned in the Clinton administration's approach to security classification issues. DOE officials became concerned that implementation of the E.O. had resulted in the release of classified data on nuclear weapons by other agencies; Defense Department and intelligence community agencies were also resisting the mandatory declassification requirements of the E.O. (Aftergood, 2005).Beginning in the late 1990s, these agencies, concerned that sensitive information may have been improperly declassified under the provisions of the E. …
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看不见邪恶:档案行业对国家档案馆违反职业和道德责任的反应不力
Eric Ketelaar(1998)认为档案保管员的首要职责是维护档案的完整性。这一原则包括在美国国家档案和记录管理局(NARA)的使命声明中,其中部分内容是:“[NARA]通过保护和保存我们政府的记录,确保人民能够发现、使用和学习这些文献遗产,为美国民主服务。”我们确保继续获得有关美国公民权利及其政府行动的基本文件。”美国档案工作者协会(SAA),根据其作为美国最大的档案专业协会的地位,宣称其使命是“提供领导以确保具有历史价值的记录的识别、保存和使用。”一些评论家认为,SAA已经扭转了局面,近年来在对档案行业重要的问题上发挥了更多的领导作用(Montgomery, 2009a)。然而,最近两起涉及NARA的争议表明情况并非如此,事实上,这表明SAA缺乏在涉及档案道德和专业实践标准的问题上发挥任何作用的意愿。2006年,一名独立研究人员揭露,NARA与几个政府机构签订了秘密协议,从其开放的书架上取出公开的记录并重新分类;协议规定NARA将对公众隐瞒重新分类计划。2008年,另一名独立研究人员公开了他试图获取NARA自己的记录(即总统图书馆办公室的记录)的失败尝试。他记录了一系列不当处理记录的过程,对他的信息要求的不专业回应,以及不恰当地隐瞒这些记录。SAA未能在这些情况下采取领导立场,这是由于大多数档案工作者选择对他们的职业至关重要的问题保持无知和沉默而加剧的。霍华德·津恩(Howard Zinn)在30年前就评论过这种现象,认为“专业主义是一种强大的社会控制形式”(津恩,1977)。他将专业主义描述为“几乎完全沉浸在自己的手艺中,如此专注于那些技能的日常练习,以至于很少有时间、精力或意愿去考虑这些技能在整个社会计划中扮演的角色”(Zinn, 1977)。他将社会控制定义为“维持事物的现状,保留传统的安排,防止社会分配财富和权力的任何急剧变化”(Zinn, 1977)。津恩的职业化作为社会控制的概念,在档案工作者面对与他们职业的基本原则相对立的活动时,未能大声说出并采取行动。重新分类丑闻背景1995年,克林顿总统签署了12958号行政命令,要求政府机构在1999年底前解密其所有25年或以上的历史记录。行政令对某些类别的记录提供了豁免,例如与情报来源和方法有关的记录。一些机构,特别是国务院和能源部(DOE),迅速采取行动遵守行政令在解密许多旧记录方面取得了重大进展(Aid, 2006)。然而,到1999年,克林顿政府处理安全机密问题的方式发生了转变。能源部官员开始担心,执行该行政命令会导致其他机构泄露有关核武器的机密数据;国防部和情报机构也在抵制行政令的强制性解密要求(Aftergood, 2005)。从20世纪90年代末开始,这些机构担心敏感信息可能已根据E. ...的规定被不当解密
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Journal of Information Ethics
Journal of Information Ethics Arts and Humanities-Philosophy
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