Overturning a Catch-22 in the Knick of Time: Knick v. Township of Scott and the Doctrine of Precedent

I. Somin, S. Saxer
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Abstract

The Supreme Court’s decision in Knick v. Township of Scott was an important milestone in takings jurisprudence. But for many observers, it was even more significant because of its potential implications for the doctrine of stare decisis. Knick overruled a key part of a 34-year-old decision, Williamson County Regional Planning Commission v. Hamilton Bank, that had barred most takings cases from getting a hearing in federal court. Some fear that the Knick decision signals the start of a campaign by the conservative majority on the Court that will lead to the ill-advised overruling of other precedents. In this article, we explain why such fears are misguided, because Knick’s overruling of Williamson County was amply justified under the Supreme Court’s established rules for overruling precedent, and also under leading alternative theories of stare decisis, both originalist and living constitutionalist. Part I of this Article briefly summarizes the reasons why Williamson County was wrongly decided, and why the Knick Court was justified in overruling it on the merits — at least aside from the doctrine of stare decisis. The purpose of this Article is not to defend Knick’s rejection of Williamson County against those who believe the latter was correctly decided. For present purposes, we assume that Williamson County was indeed wrong, and consider whether the Knick Court should have nonetheless refused to overrule it because of the doctrine of stare decisis. But the reasons why Williamson County was wrong are relevant to assessing the Knick Court’s decision to reverse it rather than keeping it in place out of deference to precedent. Part II shows that Knick’s overruling of Williamson County was amply justified based on the Supreme Court’s existing criteria for overruling constitutional decisions, which may be called its “precedent on overruling precedent.” It also addresses Justice Elena Kagan’s claim, in her Knick dissent, that the majority’s conclusion requires reversing numerous cases that long predate Knick. Part III explains why the overruling of Williamson County was justified based on leading current originalist theories of precedent advanced by prominent legal scholars, and by Supreme Court Justice Clarence Thomas in his recent concurring opinion in Gamble v. United States. In Part IV, we assess the overruling of Williamson County from the standpoint of prominent modern “living constitutionalist” theories of precedent. Here too, it turns out that overruling was well-founded. Other recent decisions reversing established precedent may be more troubling. But Knick was amply justified.
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推翻尼克时代的第22条军规:尼克诉斯科特镇案和判例原则
最高法院在尼克诉斯科特镇案中的判决是征收法理学的一个重要里程碑。但对许多观察人士来说,它的意义更为重大,因为它对“先治后治”的教义有潜在的影响。尼克驳回了34年前威廉森县地区规划委员会诉汉密尔顿银行案判决的关键部分,该判决禁止大多数征收案件在联邦法院举行听证会。一些人担心尼克案的判决标志着最高法院保守派多数派发起的一场运动的开始,这场运动将导致对其他先例的不明智的推翻。在这篇文章中,我们解释了为什么这种担忧是被误导的,因为尼克推翻威廉姆森县的判决在最高法院推翻先例的既定规则下是充分合理的,而且在原旨主义者和活着的宪法主义者的主导替代理论下也是如此。本文的第一部分简要总结了为什么威廉姆森县被错误判决的原因,以及为什么尼克法院在案情上推翻它是合理的——至少撇开先例原则不谈。这篇文章的目的不是为尼克斯队拒绝威廉姆森县的决定辩护,反对那些认为后者是正确决定的人。就目前的目的而言,我们假设威廉姆森县确实是错的,并考虑尼克法院是否应该因为先例原则而拒绝推翻它。但威廉姆森县之所以错误,与评估尼克法院推翻该判决的决定有关,而不是出于对先例的尊重而维持该判决。第二部分表明,根据最高法院现有的推翻宪法决定的标准,尼克对威廉姆森县的推翻是充分合理的,这可以被称为“推翻先例的先例”。它还回应了法官埃琳娜·卡根(Elena Kagan)在尼克案异议中提出的主张,即多数人的结论需要推翻许多早在尼克案之前的案件。第三部分解释了为什么威廉姆森县案的判决是合理的,其依据是由著名法律学者和最高法院大法官克拉伦斯·托马斯在他最近的甘布尔诉美国案的同意意见中提出的当前主要的原意主义先例理论。在第四部分中,我们从著名的现代“活着的宪政”先例理论的角度来评估威廉姆森县的推翻。在这一点上,事实证明,否决的理由也是充分的。最近其他推翻既有先例的决定可能更令人不安。但尼克有充分的理由。
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