Comment on Ferejohn's "Judicializing Politics, Politicizing Law".(response to Article by John Ferejohn in This Issue, P. 41)

Q2 Social Sciences Law and Contemporary Problems Pub Date : 2002-06-22 DOI:10.2307/1192404
Michael C. Munger
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引用次数: 1

Abstract

I INTRODUCTION Professor John Ferejohn's article is a preliminary, yet provocative, examination of some key issues raised by the exercise of legislative power by the judicial branch. (1) Ferejohn argues for a broader perspective on this problem, and includes a comparison of European and United States judicial activity; Ferejohn, however, ultimately restricts his analysis almost exclusively to the situation in the United States. Let us begin with Ferejohn's definition of legislative power as the capacity to generate binding norms. (2) A grossly simplified outline of Ferejohn's argument might be: (1) If legislation can happen anywhere in government, and (2) If legislative power is the most dangerous to liberty and justice, then (3) The issue of how to control legislative power is the central problem of institutional design in democracies; however there is no single answer. In other words, the solution must be "institutionally unspecific." (3) The real question, given Ferejohn's real interest, is identifying the circumstances under which, and the extent to which, courts exercise legislative power. Read literally, Ferejohn's article depicts the courts' capacity to exercise legislative power as a kind of Brigadoon: (4) If conditions are right, the capacity appears. (5) If the conditions change, then the capacity of courts to legislate may disappear again, perhaps for a long period. (6) It struck me that the best way to represent Ferejohn's claims is to use a two-by-two matrix, the classic political science representation for a conditional theoretical claim. I was disappointed to see that, since Professor Ferejohn has been spending more time at law schools, he missed an obvious opportunity to use one of political science's hallmark tools. I hope, however, that I am not too late to save the day with this representation. Table 1, below, is the representation that comes to mind. TABLE 1 THE DILEMMA OF JUDICIAL LEGISLATION: TOO WEAK, OR TOO BROAD? It is Appropriate for the Court to Legislate? Does Court Have Power Yes to Legislate? Yes Court exercises power by generating binding norms in areas appropriate for such exercise: GOOD No Court is so weak that it cannot exercise legislative power even in areas where it would be appropriate: BAD It is Appropriate for the Court to Legislate? Does Court Have Power No to Legislate? Yes Court exercises too much power in areas inappropriate to such exercise: BAD No Court is unable to exercise power outside of appropriate areas: GOOD Table 1 represents the dilemma that the judiciary presents to institutional designers. (7) If, in fact, most legislative power is initially vested in the legislature, then the court may well be too weak. There are, after all (and as Ferejohn rightly points out), some settings in which the generation of binding norms by the judiciary is quite appropriate: "rules that need to be developed in light of repeated experience in use, and that should answer to concerns about equality, due process, and Justice." (8) In fact, the capacity of courts to legislate in such settings may be crucial to the proper functioning of the government. The dilemma illustrated in Table 1 is that the court either has power or it does not. There is an important normative element to the tradeoff being illustrated. In fact, I expect that, though it may not be obvious, this normative tradeoff undergirds many of the key debates in the role of the courts. …
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评费约翰的“政治司法化,法律政治化”。(回应John Ferejohn在本期第41页的文章)
John Ferejohn教授的文章对司法部门行使立法权所引发的一些关键问题进行了初步但具有挑衅性的考察。(1) Ferejohn主张从更广泛的角度看待这个问题,并对欧洲和美国的司法活动进行了比较;然而,Ferejohn最终将他的分析几乎完全局限于美国的情况。让我们从费约翰将立法权定义为产生具有约束力的规范的能力开始。(2) Ferejohn的论点可以大致简化为:(1)如果立法可以发生在政府的任何地方,(2)如果立法权是对自由和正义的最危险的,那么(3)如何控制立法权的问题是民主制度设计的中心问题;然而,没有单一的答案。换句话说,解决方案必须是“制度上不具体的”。(3)考虑到费约翰的真正利益,真正的问题是确定法院行使立法权的情况和程度。从字面上看,Ferejohn的文章将法院行使立法权的能力描述为一种旅队:(4)如果条件合适,这种能力就会出现。如果条件发生变化,那么法院的立法能力可能会再次消失,可能会持续很长一段时间。(6)我突然想到,表述费约翰主张的最佳方式是使用2乘2矩阵,这是对条件理论主张的经典政治学表示。我很失望地看到,由于费约翰教授花了更多的时间在法学院,他错过了一个明显的机会来使用政治学的标志性工具之一。不过,我希望我用这一陈述来挽救局面还不算太晚。下面的表1是我想到的表示。表1司法立法的困境:太弱,还是太宽泛?法院立法是否合适?法院有立法的权力吗?是的,法院通过在适当的领域制定具有约束力的规范来行使权力:好的,没有法院如此软弱,以至于即使在适当的领域也不能行使立法权:坏,法院立法合适吗?法院有立法权吗?是的,法院在不适合行使权力的领域行使了太多的权力:不好,不,法院无法在适当的领域之外行使权力:好,表1代表了司法机构给制度设计者带来的困境。(7)事实上,如果大多数立法权最初被赋予立法机关,那么法院很可能太弱了。毕竟(正如费约翰正确指出的那样),在某些情况下,司法部门制定具有约束力的规范是非常合适的:“需要根据反复使用的经验来制定规则,并且应该回应对平等、正当程序和正义的关注。”(8)事实上,法院在这种情况下的立法能力可能对政府的正常运作至关重要。表1所示的困境是,法院要么有权力,要么没有权力。这其中有一个重要的规范因素。事实上,我认为,尽管这可能不太明显,但这种规范性的权衡巩固了许多关于法院角色的关键辩论。…
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来源期刊
Law and Contemporary Problems
Law and Contemporary Problems Social Sciences-Law
CiteScore
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期刊介绍: Law and Contemporary Problems was founded in 1933 and is the oldest journal published at Duke Law School. It is a quarterly, interdisciplinary, faculty-edited publication of Duke Law School. L&CP recognizes that many fields in the sciences, social sciences, and humanities can enhance the development and understanding of law. It is our purpose to seek out these areas of overlap and to publish balanced symposia that enlighten not just legal readers, but readers from these other disciplines as well. L&CP uses a symposium format, generally publishing one symposium per issue on a topic of contemporary concern. Authors and articles are selected to ensure that each issue collectively creates a unified presentation of the contemporary problem under consideration. L&CP hosts an annual conference at Duke Law School featuring the authors of one of the year’s four symposia.
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