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The Influence of Re-Selection on Independent Decision Making in State Supreme Courts 重选对州最高法院独立决策的影响
Q2 Social Sciences Pub Date : 2019-03-22 DOI: 10.2139/ssrn.3243498
Ann Timmer
Soon after I was appointed to the Arizona Court of Appeals in 2000, I attended a two-week session for new appellate court judges at the National Judicial College in Reno, Nevada. Among the speakers was former Tennessee Supreme Court Justice Penny White, who spoke about the need to consider how language used in opinions is understood by the public. She related her experience of losing her retention election in 1996 in the wake of the Tennessee Supreme Court’s controversial decision reversing a death sentence. Justice White pointed out that some language used in the opinion—for example, stating that the murder of a grandmother wasn’t “cruel”—was misunderstood and prompted misplaced outrage. Justice White’s message was to be careful with word choices. My takeaway was that Justices could be fired for doing their jobs if the public is unhappy with a single opinion. Having just surrendered a lucrative law practice to take the bench, I found Justice White’s cautionary tale chilling. As the years progressed and I found myself deciding publicly controversial cases, the ghost of Justice White’s retention loss occasionally hovered in my peripheral vision, taking more definite shape at times—for example when three Iowa Supreme Court Justices lost their retention elections in 2010 following a divisive same-sex marriage decision. But whenever that menace reappeared, I consciously, and hopefully successfully, banished it by considering the importance of adhering to my oath of office, preserving my integrity, and reminding myself that the worst thing that could happen is that I would be voted out of office and forced to return to the practice of law with my head held high.
2000年我被任命为亚利桑那州上诉法院法官后不久,我参加了内华达州里诺市国家司法学院为新上诉法院法官举行的为期两周的培训。前田纳西州最高法院法官佩妮·怀特(Penny White)也是演讲者之一,她谈到有必要考虑公众如何理解意见中使用的语言。她讲述了1996年田纳西州最高法院推翻死刑判决后,她在连任选举中失利的经历。怀特法官指出,意见书中使用的一些语言——例如,声称谋杀祖母并不“残忍”——被误解了,并引发了不必要的愤怒。怀特法官传达的信息是要小心用词。我的结论是,如果公众对某一种意见不满,法官可能会因为履行职责而被解雇。我刚刚放弃了一份利润丰厚的法律工作,转而担任法官,我觉得怀特大法官的警世故事令人不寒而栗。随着时间的推移,我发现自己在审理有公开争议的案件时,怀特大法官失去保留职位的阴影偶尔会在我的余光中徘徊,有时会更明确地显现出来——比如2010年爱荷华州最高法院的三名大法官在一项引起分歧的同性婚姻裁决后失去了保留职位选举。但每当这种威胁再次出现时,我就会有意识地、而且希望能成功地把它赶走,方法是考虑遵守我的就职誓言的重要性,保持我的正直,并提醒自己,可能发生的最糟糕的事情就是我被选举下台,被迫昂首挺胸地回到律师行业。
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引用次数: 1
Voting Rights and the “Statutory Constitution” 投票权与“法定宪法”
Q2 Social Sciences Pub Date : 2018-12-26 DOI: 10.2307/1192097
P. Shane
The appeal of regarding certain statutes as having constitutional status is discussed. The possibility that certain statutes may lay claim to expressing fundamental law in a way that entitles them to be included within the range of material relevant to constitutional interpretation is examined.
讨论了将某些法规视为具有宪法地位的诉求。某些成文法可能声称以某种方式表达基本法律,使它们有权被列入与宪法解释有关的材料范围的可能性进行了审查。
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引用次数: 1
Challenging Gender in Single-Sex Spaces: Lessons from a Feminist Softball League 在单一性别空间中挑战性别:来自女权垒球联盟的经验教训
Q2 Social Sciences Pub Date : 2017-09-22 DOI: 10.31228/osf.io/38cwn
Erin E. Buzuvis
This Article explores transgender inclusion within adult recreational women’s leagues by using the example of the Mary Vazquez Women’s Softball League (MVWSL), in Northampton, Massachusetts. A MVWSL policy addressing transgender inclusion became necessary due to a noticeable increase in gender-identity diversity. The resultant policy respects the league’s core lesbian constituency by providing individuals with the freedom to acknowledge openly a gender identity that has or is evolving from lesbian to something else, and reflects the league’s founding feminist principles by refusing to define for others the suitability of a women’s community. The Author demonstrates the successful creation of a policy based on internal principles and values rather than external ones, and defines inclusion and prohibits discrimination based on gender identity. This application can be applied in other sporting contexts that separate players by sex to determine the values-driven process of defining who is eligible in each category or, when separation is necessary, to promote the objectives of the leagues, particularly when such a policy is absent from public law.
本文以马萨诸塞州北安普顿的玛丽·巴斯克斯女子垒球联盟(MVWSL)为例,探讨了成人休闲女子联盟中跨性别者的包容性。由于性别认同多样性的显著增加,有必要制定一项涉及跨性别包容的MVWSL政策。最终的政策尊重了联盟的核心女同性恋群体,为个人提供了公开承认自己已经或正在从女同性恋转变为其他性别身份的自由,并反映了联盟的女权主义原则,拒绝为他人定义一个女性社区的适用性。作者成功地建立了以内部原则和价值为基础的政策,而不是以外部原则和价值为基础的政策,并定义了包容,禁止了基于性别认同的歧视。这个应用程序可以应用于其他体育环境,按性别区分球员,以确定在每个类别中定义谁有资格的价值观驱动的过程,或者,当需要区分时,促进联盟的目标,特别是在公法中没有这样的政策时。
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引用次数: 2
Treaties and Human Rights: The Role of Long-Term Trends 条约与人权:长期趋势的作用
Q2 Social Sciences Pub Date : 2016-07-25 DOI: 10.2139/SSRN.2815272
Adam Chilton, E. Posner
Several recent studies have found a positive, statistically significant correlation between ratification of human rights treaties and respect for human rights. Some commentators have interpreted these results as evidence of the causal effect of international human rights law on human rights outcomes. We revisit this debate and present evidence that for two treaties — the Convention on Elimination of Discrimination Against Women and the Convention Against Torture — these results disappear once time trends are taken into account. Our evidence suggests that recent improvements in human rights are attributable to long running trends that pre-date the emergence of the relevant treaty regimes.
最近的几项研究发现,批准人权条约与尊重人权之间存在积极的、统计上显著的相互关系。一些评论员将这些结果解释为国际人权法对人权结果产生因果影响的证据。我们重新审视这场辩论,并提出证据表明,对于两项条约- -《消除对妇女歧视公约》和《禁止酷刑公约》- -一旦考虑到时间趋势,这些结果就会消失。我们的证据表明,最近人权方面的改善可归因于相关条约制度出现之前的长期趋势。
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引用次数: 3
Correcting Federalism Mistakes in Statutory Interpretation: The Supreme Court and the Federal Arbitration Act 纠正法定解释中的联邦制错误:最高法院与联邦仲裁法
Q2 Social Sciences Pub Date : 2016-05-13 DOI: 10.2139/SSRN.2779716
David S. Schwartz
The current judicial treatment of the Federal Arbitration Act1 (FAA) is an embarrassment to a Court whose majority is supposed to be leading a federalism revival. The Court's 1984 decision in Southland Corp. v. Keating, held that the FAA is substantive federal law that preempts state laws regulating arbitration agreements. The Court thereby transformed a quaint, sixty-year-old procedural statute into "a permanent, unauthorized eviction of state-court power to adjudicate a potentially large class of disputes," as well as an eviction of state lawmaking power over the traditional state domain of contract law. Ignoring contrary congressional intent, the Southland decision is wrong as a matter of black-letter preemption doctrine, and it imposes a very high cost to the federalism values espoused by the Court in its recent federalism jurisprudence. Moreover, there is no significant federal interest at stake in a state's policy choice between opening its courts to litigants or compelling them to arbitrate pursuant to private contracts. The article argues that Southland cannot be justified on alternative theories, such as "dynamic statutory interpretation" or statutory stare decisis, and should be overruled.
目前对《联邦仲裁法》(FAA)的司法处理,对于一个多数人被认为是领导联邦主义复兴的法院来说,是一种尴尬。法院在1984年南方公司诉基廷案的判决中认为,联邦航空局是实质性的联邦法律,优先于规范仲裁协议的州法律。因此,最高法院将一个古怪的、有60年历史的程序性法规转变为“永久地、未经授权地剥夺州法院对潜在的大规模纠纷进行裁决的权力”,同时也剥夺了州对合同法传统领域的立法权。无视国会相反的意图,南地案的决定是错误的,是一个白纸黑字的优先原则问题,它使最高法院在其最近的联邦主义判例中所支持的联邦制价值观付出了非常高的代价。此外,在一个州的政策选择中,是向诉讼人开放法院,还是强迫他们根据私人合同进行仲裁,并没有重大的联邦利益受到威胁。文章认为,“动态法定解释”或“法定先例”等其他理论不能证明南方土地的正当性,应该被推翻。
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引用次数: 7
Designated Hitters, Pinch Hitters, and Bat Boys: Judges Dealing with Judgment and Inexperience, Career Clerks or Term Clerks 指定击球手,临时击球手和球童:处理判断和缺乏经验的法官,职业文员或任期文员
Q2 Social Sciences Pub Date : 2016-03-28 DOI: 10.2139/SSRN.2822430
Don Molloy
This paper explores the relationship of the law clerk to the judge and why judges decide to make their term clerks career clerks or switch from career clerks back to term clerks. In exploring this issue, 26 judges were interviewed and provided a broad set of reasons both to have a career clerk or to stick with term clerks. The decision to hire a career clerk rests on serendipitous events while the choice to switch back to term clerks is deliberate. In the game of baseball the manager in the World Series has to change tactics when considering how to use the designated hitter. The district judge hiring law clerks has to consider how that person is to be used, as a designated hitter, a pinch hitter or a bat boy. Experience, wisdom, judgment, maturity, and even humility -- aspirational qualities for judges -- are not often found in new law clerks. Delegating the judge's responsibilities to such a person creates risks for the system.
本文探讨了法律书记员与法官的关系,以及法官决定将任期书记员转为职业书记员或由职业书记员转为任期书记员的原因。在探讨这个问题的过程中,我们采访了26名法官,并提供了一系列广泛的理由,说明他们选择职业书记员还是坚持使用任期书记员。雇佣一名职业文员的决定取决于偶然事件,而选择转回任期文员是经过深思熟虑的。在棒球比赛中,当考虑如何使用指定击球手时,世界职业棒球大赛的经理必须改变战术。地区法官雇用法律助理时必须考虑如何使用这个人,是指定击球手、临时击球手还是球童。经验、智慧、判断力、成熟,甚至谦卑——这些法官梦寐以求的品质——在新的法律助理身上往往找不到。将法官的职责委托给这样的人会给制度带来风险。
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引用次数: 1
Between Community Law and Common Law: The Rise of the Caribbean Court of Justice at the Intersection of Regional Integration and Post-Colonial Legacies 在共同体法和普通法之间:加勒比法院在区域一体化和后殖民遗产交汇处的兴起
Q2 Social Sciences Pub Date : 2016-03-08 DOI: 10.2139/SSRN.2528978
Salvatore Caserta, M. Madsen
This article provides a pioneering empirical analysis of the emergence and transformation of the Caribbean Court of Justice (CCJ). The article analyses both the protracted process of negotiating a common court for the Caribbean and its subsequent institutionalization as the CCJ. The court eventually created in 2005 was uniquely vested with a double jurisdiction: original jurisdiction over Caribbean community law, notably the Revised Treaty of Chaguaramas (RTC) (2001), and appellate jurisdiction over other civil and criminal matters. We argue that this double competence is symptomatic of the complex socio-political context and transformation of which it is part. While the CCJ’s original jurisdiction over the RTC has been the background to a new more legalized process of Caribbean integration under the CARICOM, in its appellate function the Court is now gradually repatriating to the Caribbean the development and control over the common law from the Judicial Committee of the Privy Council (Privy Council/JCPC) in London which until recently remained the last court of appeals for civil and criminal cases from the Caribbean. Using unique data collected on the ground, in both our legal and sociological analysis of the development of the CCJ since 2005, we show how this combination of globalization and latter-day decolonization continued to have a fundamental impact on the Court and its authority in the region. We moreover demonstrate how the Court has changed from initially deploying a sort of Legal Diplomacy (Madsen 2011) to now increasingly seeking to legitimize its practices in providing justice to the Caribbean people. The latter has helped the CCJ expand its group of interlocutors significantly beyond the initially rather narrow set of insiders involved in litigation before the Court as well as expanded its authority.
本文对加勒比法院(CCJ)的出现和转变进行了开创性的实证分析。本文分析了加勒比共同法院谈判的漫长过程及其随后作为中央法院的制度化。最终于2005年成立的法院拥有独特的双重管辖权:对加勒比共同体法律的原始管辖权,特别是2001年修订的查瓜拉马斯条约(RTC),以及对其他民事和刑事案件的上诉管辖权。我们认为,这种双重能力是复杂的社会政治背景和转型的症状,它是其中的一部分。虽然中央法院对加勒比共同体的最初管辖权是加勒比共同体下加勒比一体化的一个更加合法化的新进程的背景,但在其上诉职能方面,法院现在正逐步将设在伦敦的枢密院司法委员会(枢密院/司法委员会)对普通法的发展和控制移交给加勒比,该委员会直到最近仍然是加勒比民事和刑事案件的最后上诉法院。我们利用实地收集的独特数据,对2005年以来中央法院的发展进行了法律和社会学分析,展示了全球化和后期非殖民化的结合如何继续对法院及其在该地区的权威产生根本性影响。此外,我们还展示了法院如何从最初部署一种法律外交(Madsen 2011)转变为现在越来越多地寻求使其为加勒比人民提供正义的做法合法化。后者帮助CCJ扩大了其对话者群体,大大超出了最初参与法院诉讼的相当狭窄的内部人士群体,并扩大了其权威。
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引用次数: 17
A Comment on Metzger and Zaring: The Quicksilver Problem 评梅茨格和扎林:水银问题
Q2 Social Sciences Pub Date : 2015-06-22 DOI: 10.7916/D8GH9HKS
T. Merrill
I INTRODUCTION It is a pleasure to comment on the fine institutional studies in this issue by Gillian Metzger and David Zaring. (1) Professor Metzger explores the many ways in which financial regulation, as reflected in the regulatory functions of the Federal Reserve (the Fed), differs from mainstream administrative law, as represented by the Environmental Protection Agency (EPA). She describes the historical roots of the divergence, explains how it has persisted over time, and offers some intriguing thoughts about the possibilities for convergence in the future. Professor Zaring paints a fascinating portrait of the Federal Open Market Committee (FOMC), the entity within the Fed that determines national monetary policy. Drawing upon transcripts of FOMC meetings during the Alan Greenspan era, he concludes that internal custom provides a more important constraint on the Committee's behavior than formal administrative law does. A common theme of both the Metzger and Zaring studies is that financial regulators differ from ordinary administrative agencies on the familiar dimensions of accountability and transparency. Both the Fed and the FOMC are highly independent, effectively immune from presidential oversight, and largely free to ignore Congress because they are funded out of their own operations. They operate under vague statutory mandates that confer enormous discretion. There is no public participation in the Fed's oversight of banks or the FOMC's setting of monetary policy. As Professor Zaring notes, judicial review is almost completely absent. (2) Moreover, most of the critical functions performed by the Fed and the FOMC are shrouded in secrecy. Meetings of the Fed and the FOMC are closed to the public, the results of bank examinations are confidential, the monetary policy directives of the FOMC are not disclosed until they are no longer in effect, and the transcripts of these meetings remain under wraps for five years. What is missing from both studies is the identification of a key attribute of financial regulation that helps explain these departures from traditional administrative law. Financial regulation concerns activity that has very low exit costs. What is being regulated is money, money substitutes (like money market funds and short-term repurchase agreements), and other financial assets, such as bonds, stocks, and derivatives. Financial regulation is concerned with the ultimate in slippery stuff; financial instruments are like quicksilver that can wiggle out of your grasp at a moment's notice. (3) This attribute exerts a pervasive influence on the nature of financial regulation, rendering it difficult in many circumstances to adopt ordinary norms of administrative law. There seems to be no prospect of this changing in the foreseeable future, and therefore it is unlikely that a complete convergence between financial regulation and other forms of administrative law will occur. II EXIT COSTS AND THE NATURE OF REGULATION Ordinary adminis
很高兴对Gillian Metzger和David Zaring在本期的优秀制度研究发表评论。(1) Metzger教授探讨了美联储(Fed)的监管职能所反映的金融监管不同于以环境保护署(EPA)为代表的主流行政法的许多方面。她描述了这种差异的历史根源,解释了它是如何随着时间的推移而持续存在的,并就未来趋同的可能性提出了一些有趣的想法。扎林教授为联邦公开市场委员会(FOMC)描绘了一幅迷人的肖像,FOMC是美联储内部决定国家货币政策的实体。根据艾伦•格林斯潘(Alan Greenspan)时代联邦公开市场委员会(FOMC)的会议记录,他得出结论,内部习惯比正式的行政法对委员会的行为提供了更重要的约束。梅茨格和扎林研究的一个共同主题是,金融监管机构与普通行政机构在问责制和透明度等熟悉的方面有所不同。美联储和联邦公开市场委员会都高度独立,实际上不受总统的监督,而且在很大程度上可以无视国会,因为它们的资金来自于自己的业务。他们在模糊的法定授权下运作,赋予他们巨大的自由裁量权。公众没有参与美联储对银行的监管,也没有参与联邦公开市场委员会制定货币政策。正如扎林教授所指出的,司法审查几乎完全不存在。(2)此外,美联储和联邦公开市场委员会履行的大多数关键职能都是保密的。美联储和联邦公开市场委员会的会议是不对公众开放的,银行检查的结果是保密的,联邦公开市场委员会的货币政策指令直到它们不再有效才会被披露,这些会议的记录在五年内都是保密的。这两项研究都缺少的是对金融监管的一个关键属性的识别,这个属性有助于解释这些与传统行政法的背离。金融监管关注的是退出成本极低的活动。受监管的是货币、货币替代品(如货币市场基金和短期回购协议)和其他金融资产,如债券、股票和衍生品。金融监管关注的是那些极其狡猾的东西;金融工具就像水银,一接到通知就会从你手中溜走。(3)这一属性对金融监管的性质产生了普遍的影响,使得在许多情况下难以采用行政法的一般规范。在可预见的将来,这种情况似乎没有改变的前景,因此,金融监管和其他形式的行政法之间不太可能完全趋同。普通行政法是在没有退出选择或退出成本非常高的活动背景下发展起来的。铁路就是一个先锋的例子,因为它们是第一个主要的联邦监管法规——《州际商法》(Interstate Commerce Act)的主体。铁路有很大的固定成本,而且几乎被钉在了地上。退出这个行业的唯一办法就是破产。其他公用事业,如电力和天然气配送公司,也有类似的特点。梅茨格教授将EPA规则制定作为现代行政法的范式,反映了大多数行政法学者的思想。(5) EPA的规定,不亚于州际商务委员会和公共服务委员会的费率规定,针对的是固定成本高、短期内难以搬迁的设施,如燃煤电厂和汽车装配及分销设施。…
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引用次数: 4
The Challenging Authority of the European Court of Human Rights: From Cold War Legal Diplomacy to the Brighton Declaration and Backlash 欧洲人权法院权威的挑战:从冷战法律外交到布莱顿宣言和反弹
Q2 Social Sciences Pub Date : 2015-04-01 DOI: 10.2139/SSRN.2588471
M. Madsen
This article examines the changing authority of the European Court of Human Rights (ECtHR) since its establishment in 1959. The first part focuses on the particular challenges the Cold War period posed for the Court and its constituencies. A second part considers the post-Cold War period in which the Court was fundamentally transformed from an ad hoc tribunal to becoming a permanent international Court for some 800 million Europeans. It argues that it was not until the mid- to late 1970s that the authority of the ECtHR expanded beyond a rather narrow group of litigants. The very limited case-load of the first fifteen years of operation made the Court of little or no importance to states other than those immediately involved in the scattered cases. Over time the ECtHR developed extensive authority, becoming a de facto supreme court of human rights in Europe. The European Court of Human Rights had a steady and growing business, and despite occasional counter-reactions to its expanding jurisprudence member states generally comply with its judgments. However, in recent years the European Court has come under repeated attack by new and old member alike, and especially the United Kingdom and Russia. It argues in conclusion that in recent years the authority of the Court has become increasingly uneven and partial and, in light of the 2012 Brighton Declaration, perhaps it has even started shrinking.
本文考察了欧洲人权法院(ECtHR)自1959年成立以来不断变化的权力。第一部分的重点是冷战时期对法院及其支持者构成的特殊挑战。第二部分审议了冷战后时期,在这一时期,国际法院从一个特设法庭根本转变为一个为大约8亿欧洲人服务的常设国际法院。它认为,直到20世纪70年代中后期,欧洲人权法院的权威才扩展到一个相当狭窄的诉讼群体之外。在最初15年的运作中,案件负荷非常有限,这使得法院对除了那些直接涉及分散案件的国家之外的国家来说很少或根本不重要。随着时间的推移,欧洲人权委员会发展了广泛的权力,成为欧洲事实上的最高人权法院。欧洲人权法院的业务稳步增长,尽管偶尔会对其扩大的法理产生反对意见,但成员国通常遵守其判决。然而,近年来,欧洲法院一再受到新老成员的攻击,特别是联合王国和俄罗斯。它在结论中认为,近年来,法院的权威变得越来越不平衡和不公正,根据2012年的《布莱顿宣言》,法院的权威甚至可能开始萎缩。
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引用次数: 59
Representational Practices at the International Criminal Court: The Gap between Juridified and Abstract Victimhood 国际刑事法院的代表性实践:法定受害人与抽象受害人之间的差距
Q2 Social Sciences Pub Date : 2013-08-12 DOI: 10.2139/SSRN.2313094
S. Kendall, S. Nouwen
In the context of a special issue on ‘practices’ at the International Criminal Court, this article focuses on the practice of representation, and in particular on the practice of representing victims. As political and social theorists such as Pitkin and Bourdieu have argued with respect to politics, representation does not merely reflect reality, it is constitutive of it. In the ICC, two practices of victim representation have been prevalent. The first is the rather novel and widely welcomed practice of representing victims as participants in ICC proceedings. The second is the older practice of the discursive invocation of victims as the telos of international criminal law. But these two practices lead in different directions. Victim participation in court proceedings has led to the juridification of victimhood — the legal categorisation of victims — and as a result of this juridification, very few individuals are actually personally represented in the Court’s proceedings. The discursive invocation of victims as the telos of the Court’s work has created a deity-like and seemingly sovereign entity — ‘The Victims’ — that transcends all actual victims and corresponds to no individual victim in their particularity. The result of the two practices is an increasing gap between the limited role that victims play in international criminal proceedings due to the juridification of victimhood and the continued presentation of ‘The Victims’ as the raison d’etre of international criminal law. The overdetermined presence of the figure of ‘The Victims’ as a rhetorical construct obscures the representative challenges faced by conflict-affected individuals in accessing the form of justice that is practiced in their (abstract) name.
在关于国际刑事法院“实践”的特刊背景下,本文侧重于代理的实践,特别是代表受害者的实践。正如皮特金(Pitkin)和布迪厄(Bourdieu)等政治和社会理论家就政治问题所争论的那样,代表性不仅反映现实,而且是现实的组成部分。在国际刑事法院,受害者代理的两种做法一直很普遍。第一个是相当新颖和广受欢迎的做法,即代表受害者作为国际刑事法院诉讼的参与者。第二种是将受害者作为国际刑法终极目标的旧做法。但这两种做法走向不同的方向。受害者参与法庭诉讼导致了受害者身份的正当化- -受害者的法律分类- -由于这种正当化,很少有人在法院的诉讼中实际亲自代表。将受害者作为法院工作的终极目标的话语召唤创造了一个神一般的、看似主权的实体- -“受害者”- -它超越了所有实际的受害者,在特殊性上不对应于任何一个受害者。这两种做法的结果是,受害者在国际刑事诉讼中发挥的有限作用由于受害者身份的正当化而与继续将“受害者”作为国际刑法的存在理由之间的差距越来越大。作为一种修辞结构,“受害者”形象的过度确定掩盖了受冲突影响的个人在以他们(抽象)的名义获得正义形式时所面临的代表性挑战。
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引用次数: 124
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