Virtual sample generation for model-based prognostics and health management of on-board high-speed train control system

Jiang Liu , Baigen Cai , Jinlan Wang , Jian Wang
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Abstract

In view of class imbalance in data-driven modeling for Prognostics and Health Management (PHM), existing classification methods may fail in generating effective fault prediction models for the on-board high-speed train control equipment. A virtual sample generation solution based on Generative Adversarial Network (GAN) is proposed to overcome this shortcoming. Aiming at augmenting the sample classes with the imbalanced data problem, the GAN-based virtual sample generation strategy is embedded into the establishment of fault prediction models. Under the PHM framework of the on-board train control system, the virtual sample generation principle and the detailed procedures are presented. With the enhanced class-balancing mechanism and the designed sample augmentation logic, the PHM scheme of the on-board train control equipment has powerful data condition adaptability and can effectively predict the fault probability and life cycle status. Practical data from a specific type of on-board train control system is employed for the validation of the presented solution. The comparative results indicate that GAN-based sample augmentation is capable of achieving a desirable sample balancing level and enhancing the performance of correspondingly derived fault prediction models for the Condition-based Maintenance (CBM) operations.

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基于模型的高速列车控制系统预测与健康管理虚拟样本生成
针对数据驱动的预测与健康管理(PHM)建模中存在的类不平衡问题,现有的分类方法可能无法生成有效的高速列车控制设备故障预测模型。针对这一缺点,提出了一种基于生成对抗网络(GAN)的虚拟样本生成方案。针对不平衡数据问题,将基于gan的虚拟样本生成策略嵌入到故障预测模型的建立中。在车载列车控制系统的PHM框架下,给出了虚拟样本生成的原理和具体步骤。通过增强的类平衡机制和设计的样本增强逻辑,列车控制设备的PHM方案具有强大的数据条件适应性,能够有效地预测故障概率和生命周期状态。利用某型车载列车控制系统的实际数据对所提出的解决方案进行了验证。对比结果表明,基于gan的样本增强能够达到理想的样本平衡水平,并提高相应的基于状态维护(CBM)的故障预测模型的性能。
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