The Inadequate Heirs of Theodosius. Ancestry, merit and divine blessing in the representation of Arcadius and Honorius

Q4 Social Sciences Millennium DIPr Pub Date : 2014-12-16 DOI:10.1515/mill-2014-0105
M. Icks
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Although performances and speeches which were tied to specific events still emphasized the emperors’ Theodosian ancestry and the military victories that were achieved in their names, the coins and titulature of Arcadius and Honorius contain no reference to these elements whatsoever. Instead, these media represent the reign of the brothers as eternal and unchanging, without any focus on its origins or the reason for their accession to the throne. In marked contrast to Theodosius, Arcadius and Honorius never emphasized popular consent as a relevant factor in their legitimation, deriving their authority directly from the blessing of God. From this perspective, imperial successes such as military victories confirmed, rather than generated their right to rule. As the emperors maintained, as long as they were steadfast in their piety, no amount of political or military upheaval could undermine their claim to power. In AD 379, Themistius came to visit the newly appointed emperor Theodosius at Thessalonica and held a speech in his honour. ‘It was not family connection which advanced you to the purple,’ the famous orator declared, ‘but virtue in superabundance, not close kinship but display of strength and manhood.’ The emperor Gratian, too, was praised because he had selected the best man for the job, instead of granting imperial powers to his nearest relative. Perceptive listeners would surely have understood this comment as a veiled attack on the recently deceased Valens, who had been appointed as co-emperor by his brother without possessing the necessary qualities to govern the Empire.1 The soldiers had acclaimed this inadequate candidate half-heartedly, not daring to contest Valentinian’s choice. Theodosius,  Themistius, Oratio 14.182b–c; see also p. 228 n. 65 (P. Heather & D. Moncur [eds. & transl.], 2001. Politics, Philosophy, and Empire in the Fourth Century: Select Orations of Themistius, Liverpool). For Valens, see Noel Lenski’s lucid study, which describes the emperor’s reign as ‘something of a failure’ (N. Lenski, 2002. Failure of Empire: Valens and the Roman State in the Fourth Century A.D., Berkeley – Los Angeles – London, 373). however, had been summoned to rule by the Roman people themselves – or so Themistius claimed – because they knew that only he could save them from the threatening barbarian hordes.2 In AD 389, the western orator Pacatus expressed a similar sentiment when he addressed the emperor at Rome, stating that Theodosius had risen to the purple in a time of great need and that everyone in the world would have selected him as ruler because of his extraordinary qualities.3 Clearly, the notion that it was merit, rather than ancestry, which should determine the appointment of emperors was not new. Two and a half centuries earlier, Tacitus had already spoken out against dynastic succession, warning that ‘to be begotten and born of princes is mere chance’, whereas ‘the judgment displayed in adoption is unhampered’.4 Unlike the adoptive emperors from Tacitus’s time, however, Theodosius had two healthy sons, and in spite of all the meritocratic arguments that had been formulated to justify his own elevation, the emperor did not hesitate to appoint them as his successors. Unfortunately, it soon became clear that Arcadius and Honorius were particularly unsuited to wear the purple. In the East, the powerful eunuch Eutropius allegedly ‘ruled Arcadius like a fatted animal’.5 The weak government could not stop Alaric and his Visigoths from ravishing Thrace, while failure to deal effectively with the rebellions of Tribigild and Gainas led to the occupation of Constantinople by Gothic troops for several months in AD 399–400. It is small wonder, then, that Alan Cameron has described Arcadius as ‘notoriously and beyond any possibility of confutation a spineless booby’.6 In the West, matters were even worse. The young emperor Honorius – who came to the throne at the tender age of ten – was overshadowed by his magister militum, the formidable Stilicho. During the long and troubled reign of Theodosius’s youngest son, Africa rebelled against the western government, barbarians crossed the Rhine in droves, the Goths plundered Italy and Rome itself was sacked for the first time in eight centuries. Moreover, the emperor was confronted with a whole string of pretenders and was not able to maintain a strong Roman presence in less central regions of his domain, such as Gaul and es Ammianus Marcellinus 26.4.3 (acclamation of Valens) (J. Henderson [ed.] & J.C. Rolfe [transl.], 1939. Ammianus Marcellinus:With an English Translation by John C. Rolfe, 3 volumes, Cambridge, MA – London); Themistius, Oratio 14.182c.  Pacatus, Gratiarum actio (Panegyrici Latini 2) 3.1–6 (C.E.V. Nixon & B.S. Rodgers [eds. & transl.], 1994. In Praise of Later Roman Emperors: The Panegyrici Latini: Introduction, Translation, and Historical Commentary, with the Latin Text of R.A.B. Mynors, Berkeley – Los Angeles – Oxford, 448–516).  Tacitus, Historiae 1.16 (J. Henderson [ed.] & C.H. Moore [transl.], 2006. Tacitus, The Histories: With an English Translation by Clifford H. Moore, 2 volumes, Cambridge, MA – London, 11 unrev. ed.). The words were allegedly spoken by Galba to his intended successor, Piso, but clearly reflect sentiments from the age of the adoptive emperors.  Zosimus 5.12.1 (R.T. Ridley [ed. & transl.], 2006. Zosimus, New History: A Translation with Commentary by Ronald T. Ridley, Sydney, 5 unrev. ed.).  A. Cameron, 1970. Claudian: Poetry and Propaganda at the Court of Honorius, Oxford, 422. For a milder verdict on Arcadius, see W. Hagl, 1997. Arcadius Apis Imperator. Synesios von Kyrene und sein Beitrag zum Herrscherideal der Spätantike, Stuttgart, 62. 70 Martijn Icks","PeriodicalId":36600,"journal":{"name":"Millennium DIPr","volume":null,"pages":null},"PeriodicalIF":0.0000,"publicationDate":"2014-12-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"3","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Millennium DIPr","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1515/mill-2014-0105","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q4","JCRName":"Social Sciences","Score":null,"Total":0}
引用次数: 3

Abstract

Although Arcadius (AD 395–408) and Honorius (AD 395–423) occupied the throne in times of great political and military turmoil, their reigns marked a decisive shift to a ‘palace emperorship’ in which rulers no longer led armies in person, but cultivated their ceremonious and religious roles. In this article, I examine how the traditional aspects of imperial legitimacy – in particular, dynastic arguments, personal qualities and achievements, and divine approval, or even appointment – were adapted and rearranged during this transformational period. Although performances and speeches which were tied to specific events still emphasized the emperors’ Theodosian ancestry and the military victories that were achieved in their names, the coins and titulature of Arcadius and Honorius contain no reference to these elements whatsoever. Instead, these media represent the reign of the brothers as eternal and unchanging, without any focus on its origins or the reason for their accession to the throne. In marked contrast to Theodosius, Arcadius and Honorius never emphasized popular consent as a relevant factor in their legitimation, deriving their authority directly from the blessing of God. From this perspective, imperial successes such as military victories confirmed, rather than generated their right to rule. As the emperors maintained, as long as they were steadfast in their piety, no amount of political or military upheaval could undermine their claim to power. In AD 379, Themistius came to visit the newly appointed emperor Theodosius at Thessalonica and held a speech in his honour. ‘It was not family connection which advanced you to the purple,’ the famous orator declared, ‘but virtue in superabundance, not close kinship but display of strength and manhood.’ The emperor Gratian, too, was praised because he had selected the best man for the job, instead of granting imperial powers to his nearest relative. Perceptive listeners would surely have understood this comment as a veiled attack on the recently deceased Valens, who had been appointed as co-emperor by his brother without possessing the necessary qualities to govern the Empire.1 The soldiers had acclaimed this inadequate candidate half-heartedly, not daring to contest Valentinian’s choice. Theodosius,  Themistius, Oratio 14.182b–c; see also p. 228 n. 65 (P. Heather & D. Moncur [eds. & transl.], 2001. Politics, Philosophy, and Empire in the Fourth Century: Select Orations of Themistius, Liverpool). For Valens, see Noel Lenski’s lucid study, which describes the emperor’s reign as ‘something of a failure’ (N. Lenski, 2002. Failure of Empire: Valens and the Roman State in the Fourth Century A.D., Berkeley – Los Angeles – London, 373). however, had been summoned to rule by the Roman people themselves – or so Themistius claimed – because they knew that only he could save them from the threatening barbarian hordes.2 In AD 389, the western orator Pacatus expressed a similar sentiment when he addressed the emperor at Rome, stating that Theodosius had risen to the purple in a time of great need and that everyone in the world would have selected him as ruler because of his extraordinary qualities.3 Clearly, the notion that it was merit, rather than ancestry, which should determine the appointment of emperors was not new. Two and a half centuries earlier, Tacitus had already spoken out against dynastic succession, warning that ‘to be begotten and born of princes is mere chance’, whereas ‘the judgment displayed in adoption is unhampered’.4 Unlike the adoptive emperors from Tacitus’s time, however, Theodosius had two healthy sons, and in spite of all the meritocratic arguments that had been formulated to justify his own elevation, the emperor did not hesitate to appoint them as his successors. Unfortunately, it soon became clear that Arcadius and Honorius were particularly unsuited to wear the purple. In the East, the powerful eunuch Eutropius allegedly ‘ruled Arcadius like a fatted animal’.5 The weak government could not stop Alaric and his Visigoths from ravishing Thrace, while failure to deal effectively with the rebellions of Tribigild and Gainas led to the occupation of Constantinople by Gothic troops for several months in AD 399–400. It is small wonder, then, that Alan Cameron has described Arcadius as ‘notoriously and beyond any possibility of confutation a spineless booby’.6 In the West, matters were even worse. The young emperor Honorius – who came to the throne at the tender age of ten – was overshadowed by his magister militum, the formidable Stilicho. During the long and troubled reign of Theodosius’s youngest son, Africa rebelled against the western government, barbarians crossed the Rhine in droves, the Goths plundered Italy and Rome itself was sacked for the first time in eight centuries. Moreover, the emperor was confronted with a whole string of pretenders and was not able to maintain a strong Roman presence in less central regions of his domain, such as Gaul and es Ammianus Marcellinus 26.4.3 (acclamation of Valens) (J. Henderson [ed.] & J.C. Rolfe [transl.], 1939. Ammianus Marcellinus:With an English Translation by John C. Rolfe, 3 volumes, Cambridge, MA – London); Themistius, Oratio 14.182c.  Pacatus, Gratiarum actio (Panegyrici Latini 2) 3.1–6 (C.E.V. Nixon & B.S. Rodgers [eds. & transl.], 1994. In Praise of Later Roman Emperors: The Panegyrici Latini: Introduction, Translation, and Historical Commentary, with the Latin Text of R.A.B. Mynors, Berkeley – Los Angeles – Oxford, 448–516).  Tacitus, Historiae 1.16 (J. Henderson [ed.] & C.H. Moore [transl.], 2006. Tacitus, The Histories: With an English Translation by Clifford H. Moore, 2 volumes, Cambridge, MA – London, 11 unrev. ed.). The words were allegedly spoken by Galba to his intended successor, Piso, but clearly reflect sentiments from the age of the adoptive emperors.  Zosimus 5.12.1 (R.T. Ridley [ed. & transl.], 2006. Zosimus, New History: A Translation with Commentary by Ronald T. Ridley, Sydney, 5 unrev. ed.).  A. Cameron, 1970. Claudian: Poetry and Propaganda at the Court of Honorius, Oxford, 422. For a milder verdict on Arcadius, see W. Hagl, 1997. Arcadius Apis Imperator. Synesios von Kyrene und sein Beitrag zum Herrscherideal der Spätantike, Stuttgart, 62. 70 Martijn Icks
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狄奥多西的不合格继承人。祖先,功绩和神圣的祝福在阿卡狄俄斯和霍诺留斯的代表
虽然阿卡迪乌斯(公元395-408年)和霍诺留斯(公元395-423年)是在政治和军事动荡时期占据王位的,但他们的统治标志着向“宫廷皇帝”的决定性转变,统治者不再亲自领导军队,而是培养他们的仪式和宗教角色。在这篇文章中,我研究了帝国合法性的传统方面——特别是王朝的争论、个人品质和成就、神的认可,甚至任命——是如何在这个转型时期被调整和重新安排的。虽然与特定事件有关的表演和演讲仍然强调皇帝的狄奥多西血统和以他们的名义取得的军事胜利,但阿卡迪乌斯和霍诺留斯的硬币和文献中没有提到这些元素。相反,这些媒体将兄弟俩的统治描述为永恒不变的,而没有关注其起源或他们登上王位的原因。与狄奥多西形成鲜明对比的是,阿卡迪乌斯和奥诺留斯从未强调民众的同意是他们合法性的相关因素,他们的权威直接来自上帝的祝福。从这个角度来看,帝国的胜利,如军事胜利,证实了而不是产生了他们的统治权。正如皇帝们所坚持的那样,只要他们坚定不移地虔诚,任何政治或军事动荡都无法削弱他们对权力的要求。公元379年,忒米修斯来到帖萨洛尼卡拜访新任命的皇帝狄奥多西,并向他发表了演讲。这位著名的演说家宣称:“不是家庭关系使你晋升为贵族,而是美德,不是亲缘关系,而是力量和男子气概的展示。”格拉提安皇帝也受到了赞扬,因为他选择了最合适的人来做这件事,而不是把皇权授予他最近的亲戚。敏锐的听众肯定会理解这句话是对最近去世的瓦伦斯的隐晦攻击,瓦伦斯被他的兄弟任命为共同皇帝,但却不具备管理帝国的必要素质。士兵们对这个不称职的候选人赞誉不全,不敢质疑瓦伦丁的选择。狄奥多西,忒米修斯,Oratio 14.182b-c;另见第228页,第65页(p. Heather & D. Moncur编)。& transl。), 2001年。《四世纪的政治、哲学和帝国:特米修斯的演讲选》,利物浦。关于瓦伦斯,请参阅诺埃尔·伦斯基(Noel Lenski)的清晰研究,该研究将皇帝的统治描述为“某种失败”(N. Lenski, 2002)。《帝国的失败:公元四世纪的瓦伦斯和罗马帝国》,伯克利-洛杉矶-伦敦,373年。然而,他是被罗马人民自己召唤来统治的——至少忒米修斯是这么宣称的——因为他们知道,只有他才能把他们从威胁他们的蛮族手中拯救出来公元389年,西方演说家帕卡图斯在向罗马皇帝讲话时表达了类似的情绪,他说狄奥多西是在一个非常需要的时候升为皇帝的,世界上的每个人都会选择他作为统治者,因为他有非凡的品质显然,决定皇帝任命的是功绩而不是血统的观念并不新鲜。早在两个半世纪前,塔西佗就已经公开反对王朝继承,他警告说,“生为王子纯属偶然”,而“收养所显示的判断力是不受阻碍的”然而,与塔西佗时代的继位皇帝不同的是,狄奥多西有两个健康的儿子,尽管人们为证明自己的地位而提出了种种精英主义的论点,但狄奥多西还是毫不犹豫地任命他们为自己的继任者。不幸的是,很快就发现阿卡狄俄斯和霍诺留斯特别不适合穿紫色。据说,在东方,强大的太监欧特罗庇俄斯“像一头肥硕的动物一样统治着阿卡狄俄斯”软弱的政府无法阻止阿拉里克和他的西哥特人征服色雷斯,而未能有效处理特里比吉尔德和盖纳斯的叛乱导致哥特军队在公元399-400年占领君士坦丁堡数月。难怪艾伦·卡梅隆将阿卡迪乌斯描述为“臭名昭著的、无可辩驳的没有骨气的笨蛋”在西方,情况更糟。年轻的皇帝霍诺里乌斯在十岁的时候登上了王位,他的军事大臣,令人敬畏的斯蒂利科,使他黯然失色。在狄奥多西最小的儿子漫长而混乱的统治期间,非洲人反抗西方政府,野蛮人成群结队地越过莱茵河,哥特人掠夺意大利,罗马自己也在8个世纪以来第一次被洗劫。
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Millennium DIPr
Millennium DIPr Social Sciences-Law
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