The New Jim Crow's Equal Protection Potential

Katherine Macfarlane
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Abstract

In 1954, the Supreme Court’s Brown v. Board of Education opinion relied on social science research to overturn Plessy v. Ferguson’s separate but equal doctrine. Since Brown, social science research has been considered by the Court in cases involving equal protection challenges to grand jury selection, death penalty sentences, and affirmative action. In 2016, Justice Sotomayor cited an influential piece of social science research, Michelle Alexander’s The New Jim Crow: Mass Incarceration in the Age of Colorblindness, in her powerful Utah v. Strieff dissent. Sotomayor contended that the Court’s holding overlooked the unequal racial impact of suspicionless stops. Though the defendant in Strieff was white, Sotomayor emphasized that “it is no secret that people of color are disproportionate victims of this type of scrutiny,” and mentioned The New Jim Crow in support of her conclusions about the role race plays in suspicionless stops. The New Jim Crow, published in 2010, has sold over 750,000 copies. It describes how the criminal justice system disproportionately targets and incarcerates black men. The book has inspired a popular movement to end mass incarceration and the racial caste system mass incarceration has created. In addition to its appearance in Strieff, The New Jim Crow was cited in United States v. Nesbeth, a well-publicized 2016 sentencing order from the Eastern District of New York in which the court imposed probation instead of the incarceration recommended by the federal sentencing guidelines. The New Jim Crow has also been cited to explain the unfair collateral consequences faced by those convicted of drug crimes, as well as convictions’ disproportionate racial impact. This essay is the first to study The New Jim Crow’s equal protection potential. The New Jim Crow’s presence in federal decisions is reminiscent of the Supreme Court’s citation to social science research in Brown v. Board of Education. This essay considers whether The New Jim Crow sits alongside canonical works of social science research considered by the Supreme Court in cases like Brown. It examines how The New Jim Crow is sometimes cited by the federal courts in passing, as a nod to a work that has infiltrated popular culture, but not always as evidence that influences case outcomes. Noting its appearance in Judge Scheindlin’s orders finding that the NYPD’s use of stop-and-frisk encouraged unconstitutional racial profiling, it questions whether The New Jim Crow could successfully support equal protection claims. It concludes that citations to The New Jim Crow represent soft law, albeit soft law with hard law potential.
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新吉姆·克劳的平等保护潜力
1954年,最高法院在“布朗诉教育委员会”案中,依靠社会科学研究推翻了普莱西诉弗格森案中“隔离但平等”的原则。自布朗案以来,最高法院在涉及平等保护挑战大陪审团选择、死刑判决和平权法案的案件中考虑了社会科学研究。2016年,索托马约尔大法官在她对犹他州诉斯特雷夫案的有力异议中,引用了米歇尔·亚历山大(Michelle Alexander)的《新吉姆·克劳法:色盲时代的大规模监禁》(The New Jim Crow: Mass Incarceration In The Age of Colorblindness)一篇有影响力的社会科学研究。索托马约尔认为,最高法院的裁决忽视了毫无疑点的拦截对种族的不平等影响。虽然斯特雷夫案的被告是白人,但索托马约尔强调,“有色人种是这种审查的不成比例的受害者,这不是什么秘密。”她还提到了《新吉姆·克劳法》(the New Jim Crow),以支持她关于种族在毫无嫌疑的拦截中所起作用的结论。《新吉姆·克劳》于2010年出版,销量超过75万册。它描述了刑事司法系统如何不成比例地针对和监禁黑人男性。这本书激发了一场结束大规模监禁和大规模监禁所造成的种族种姓制度的大众运动。除了在斯特里夫案中出现外,《新吉姆·克劳法》还在美国诉内斯贝斯案中被引用,这是纽约东区在2016年发布的一项广为人知的判决令,法院判处缓刑,而不是联邦量刑指南建议的监禁。新吉姆·克劳法也被用来解释那些被判犯有毒品罪的人所面临的不公平的附带后果,以及定罪的不成比例的种族影响。本文首次对《新吉姆·克劳法》的平等保护潜力进行了研究。新吉姆·克劳法在联邦判决中的存在让人想起最高法院在布朗诉教育委员会案中引用社会科学研究。本文考虑《新吉姆·克劳法》是否与最高法院在布朗案等案件中所考虑的社会科学研究的经典著作并立。它研究了联邦法院有时会顺便引用《新吉姆·克劳》,作为对这部渗透到流行文化中的作品的认可,但并不总是作为影响案件结果的证据。注意到它出现在法官谢恩德林的命令中,发现纽约警察局使用拦截搜身鼓励违宪的种族定性,它质疑新吉姆克劳是否能成功地支持平等保护主张。它的结论是,对新吉姆·克劳法的引用代表了软法律,尽管软法律具有硬法律的潜力。
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