Causal inference for treatment effects in partially nested designs.

IF 7.6 1区 心理学 Q1 PSYCHOLOGY, MULTIDISCIPLINARY Psychological methods Pub Date : 2024-06-01 Epub Date: 2023-04-13 DOI:10.1037/met0000565
Xiao Liu, Fang Liu, Laura Miller-Graff, Kathryn H Howell, Lijuan Wang
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Abstract

artially nested designs (PNDs) are common in intervention studies in psychology and other social sciences. With this design, participants are assigned to treatment and control groups on an individual basis, but clustering occurs in some but not all groups (e.g., the treatment group). In recent years, there has been substantial development of methods for analyzing data from PNDs. However, little research has been done on causal inference for PNDs, especially for PNDs with nonrandomized treatment assignments. To reduce the research gap, in the current study, we used the expanded potential outcomes framework to define and identify the average causal treatment effects in PNDs. Based on the identification results, we formulated the outcome models that could produce treatment effect estimates with causal interpretation and evaluated how alternative model specifications affect the causal interpretation. We also developed an inverse propensity weighted (IPW) estimation approach and proposed a sandwich-type standard error estimator for the IPW-based estimate. Our simulation studies demonstrated that both the outcome modeling and the IPW methods specified following the identification results can yield satisfactory estimates and inferences of the average causal treatment effects. We applied the proposed approaches to data from a real-life pilot study of the Pregnant Moms' Empowerment Program for illustration. The current study provides guidance and insights on causal inference for PNDs and adds to researchers' toolbox of treatment effect estimation with PNDs. (PsycInfo Database Record (c) 2024 APA, all rights reserved).

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部分嵌套设计中治疗效果的因果推断。
部分嵌套设计(PND)在心理学和其他社会科学的干预研究中很常见。在这种设计中,参与者以个体为单位被分配到治疗组和对照组,但在某些组而不是所有组(如治疗组)中会出现聚类现象。近年来,分析 PND 数据的方法有了长足的发展。然而,对于 PND 的因果推断,尤其是对于非随机治疗分配的 PND,却鲜有研究。为了缩小研究差距,在本研究中,我们使用了扩展的潜在结果框架来定义和识别 PND 的平均因果治疗效果。根据识别结果,我们建立了能够产生具有因果解释的治疗效果估计值的结果模型,并评估了替代模型规格对因果解释的影响。我们还开发了一种反倾向加权(IPW)估算方法,并为基于 IPW 的估算提出了一种三明治型标准误差估算器。我们的模拟研究表明,根据识别结果指定的结果建模和 IPW 方法都能对平均因果治疗效果做出令人满意的估计和推断。我们将所提出的方法应用于 "孕妇妈妈赋权计划 "的实际试点研究数据,以资说明。本研究为 PND 的因果推断提供了指导和启示,并为研究人员利用 PND 估算治疗效果提供了更多的工具。(PsycInfo Database Record (c) 2024 APA, 版权所有)。
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来源期刊
Psychological methods
Psychological methods PSYCHOLOGY, MULTIDISCIPLINARY-
CiteScore
13.10
自引率
7.10%
发文量
159
期刊介绍: Psychological Methods is devoted to the development and dissemination of methods for collecting, analyzing, understanding, and interpreting psychological data. Its purpose is the dissemination of innovations in research design, measurement, methodology, and quantitative and qualitative analysis to the psychological community; its further purpose is to promote effective communication about related substantive and methodological issues. The audience is expected to be diverse and to include those who develop new procedures, those who are responsible for undergraduate and graduate training in design, measurement, and statistics, as well as those who employ those procedures in research.
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