基于改进HDP-HMM的轨道车辆轴承健康状态分析

Zaidong Sun, Ning Zhang
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引用次数: 3

摘要

针对隐马尔可夫模型(HMM)的状态数必须预先确定以及HDP-HMM的收敛结果对超参数敏感的问题,提出了一种基于改进HDP-HMM的轴承健康状态分析模型。该模型基于递阶狄利克雷过程(HDP)和隐马尔可夫模型,利用递阶狄利克雷过程的非参数特性来推断隐状态的数量,补偿隐马尔可夫模型的缺陷,并利用贝叶斯优化和Mann-Kendall准则对其超参数进行优化。同时,考虑到传统HDP-HMM的遍历拓扑不适合用于轴承的定时监测数据,我们将HDPHMM拓扑转换为从左到右的模式,更适合健康状态分析的需要。此外,考虑到轨道车辆轴承性能退化过程的非线性特点,采用贪婪核主成分分析(GKPCA)方法提取轴承退化特征。最后,利用列车运行过程中采集的轴承温度等监测数据对模型进行了验证。实验结果表明,该方法能有效识别轨道车辆轴承的多种健康状态,具有可靠的性能。为铁路车辆轴承在实际工况下的状态维修提供了重要依据。
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Analysis of the Health Status of Railway Vehicle Bearings Based on Improved HDP-HMM
In order to solve the problem that state number of the hidden Markov model (HMM) must be specified in advance and the convergence result of HDP-HMM is sensitive to hyperparameters, a bearing health status analysis model based on improved HDP-HMM is proposed in this paper. Based on the Hierarchical Dirichlet Process (HDP) and Hidden Markov Models, the model uses the nonparametric properties of the hierarchical Dirichlet process to infer the number of hidden states, compensates for the defects of HMM, and utilizes Bayesian Optimization and Mann-Kendall criteria optimize its hyperparameters. At the same time, considering the ergodic topology of the traditional HDP-HMM is not suitable for the timing monitoring data of the bearings, we convert the HDPHMM topology into a left-to-right mode, which is more suitable for the needs of health status analysis. In addition, taking the nonlinear characteristics of the performance degradation process of railway vehicle bearings into consideration, we use GKPCA (greedy kernel principal components analysis) to extract features of bearing degradation. Finally, the model is verified by using the monitoring data collected during the train running such as the bearing temperatures. The experimental results show that the proposed HDP-HMM can effectively identify multiple health status of the railway vehicle bearings and has reliable performance. It provides an important basis for the state repair of the railway vehicles bearings under actual conditions.
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