基于概率模型检验的医疗器械风险评估方法研究

Giuseppe Cicotti, A. Coronato
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引用次数: 4

摘要

医疗仪器(MDs)须遵守风险管理流程,以确保患者和医疗保健操作员可能遇到的风险安全。广为人知的经典概率风险评估(PRA)技术,如失效模型和有效关键分析(FMEA)以及故障树/事件树,广泛应用于MD领域,不允许对涉及系统组件、人类行为、过程操作和环境之间相互作用的危险情况进行动态建模。通过使用动态PRA (DPRA)方法克服了这一不足,该方法有助于指定风险情景。dpa广泛用于核、航空电子和航天工业,以识别可能的事故情景,但据我们所知,它在MD领域并非如此。在本文中,我们提出了一种dpa方法用于MD风险评估,该方法依赖于使用概率模型检查(PMC)技术对风险情景进行定量分析。特别是,我们的方法结合了事件序列图(ESD)的易用性来捕捉风险情景的动态,并将马尔可夫决策过程形式化用作编码ESD的随机模型。通过使用PMC技术来评估基于mdp的风险情景,我们获得了两个主要好处。首先,由于当前PMC算法的计算效率,可以在几秒钟内分析数百种不同的场景实现。其次,由于这种技术基于状态转换表示,我们利用风险情景状态空间内状态的可达性分析来量化用于预防和/或减少MD暴露于风险因素的控制机制或缓解行动的有效性。我们的最终目标是推导出一种直观、简单、计算效率高的形式化方法来进行定量的风险情景分析,以提高MD安全性。我们已经将我们的方法应用于一个实际的MD,作为一个案例研究来演示我们的dpa解决方案的特性。
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Towards a Probabilistic Model Checking-based approach for Medical Device Risk Assessment
Medical Devices (MDs) are subject to a Risk Management process to guarantee their safety with respect to risks patients and healthcare operators may experience. Well known classical Probabilistic Risk Assessment (PRA) techniques widely used in the MD sector, such as Failure Model and Effective Critical Analysis (FMEA) and Fault-Tree/Event-Tree do not allow to model the dynamics of hazardous situations which involves interactions among system components, human actions, process operations and the environment. This lack is overcome by using a dynamic PRA (DPRA) approach which aids in specifying risk scenarios. DPRA is extensively used in the nuclear, avionics, and space industries to identify possible accident scenarios, but to the best of our knowledge it is not so in the MD field. In this paper we propose a DPRA approach for MD Risk Assessment which relies on the use of a Probabilistic Model Checking (PMC) technique to perform quantitative analysis of risk scenarios. Particularly, our approach combines the ease of Event Sequence Diagram (ESD) to capture the dynamics of risk scenarios and the Markov Decision Processes formalism used as a stochastic model by which to encode ESD. By using a PMC technique to evaluate the MDP-based risk scenarios, we achieve two main benefits. Firstly, hundreds of different scenario realisations can be analysed in seconds due to the computational effectiveness of current PMC algorithms. Secondly, since such technique is based on a state-transition representation, we take advantage of the reachability analysis of states within the risk scenario state space to also quantify the effectiveness of control mechanisms or mitigation actions used to prevent and/or reduce the MD exposition to risk factors. Our ultimate objective is to derive an intuitive, easy, and computationally efficient formal method to perform quantitative risk scenario analysis oriented towards increasing the MD safety. We have applied our approach to an actual MD taken as a case study to demonstrate the features of our DPRA solution.
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