裁判员、法官与隐喻:审美体育中的裁判及其对法律的启示

Chad Oldfather
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引用次数: 0

摘要

在他的确认听证会上,首席大法官罗伯茨将他对司法角色的看法描述为类似于法官的角色。“法官就像裁判,”他说。“裁判不制定规则;他们会付诸实践。”当然,首席大法官并不是第一个做出这种类比的人,他也肯定不会是最后一个。这种比较是很自然的,因为这两个角色都要求他们的居住者“做出决定”,或者更正式地说,作为竞争各方权利的推定最终裁决者。然而,尽管“作为裁判的法官”似乎自然而然地抓住了法官、评论员和外行的想象力,但它也受到了批评,批评者指出这种比较在各个方面都是不恰当的。也许最常被提及的区别是,与首席大法官的建议相反,法官与裁判员不同,实际上必须在制定和完善他们必须适用的规则方面发挥作用。因此,评论家们提出了替代类比,包括“作为专员的正义”和“作为有色评论员的正义”。本文的目的不是补充这些批评,而是建议有一个更好的类比——“法官就是法官”这个不那么悦耳的概念。与法律裁判最相似的体育裁判可能是他们在体育运动中的名字——在体育哲学家称之为“美学运动”(如体操和花样滑冰)中提供权威评分的裁判。审美体育的裁判,就像他们在法律上的同行一样,他们的权威和合法性的很大一部分来自于他们带给这个职位的专业知识。两者都在制定管理标准的内容方面发挥着重要作用,并在相当程度上利用他们在制定和应用规则方面的“隐性知识”。然而,与此同时,他们对这种专业知识的依赖——这必然需要应用外行观察者甚至不太专业的参与者无法获得或至少不透明的标准——为怀疑主义创造了机会。观察员往往无法自己判断这两种法官是否准确地评估了案情,而他们这样做的努力往往会导致他们得出与法官不同的评估,这可能是因为外行观察员没有考虑到专家法官所考虑的所有因素。由于这些观察者无法接触到推动专家决策的所有因素,因此无法完全理解这些因素,因此他们很容易得出结论,认为这些决策是由不适当的因素驱动的。当然,审美运动的裁判也曾被指控腐败,以及不那么有害的偏见,偶尔也会被判有罪。法官在法律上也是如此。事实上,考虑到与评判审美运动相关的巨大认知需求,一些外来因素影响官员的决定也就不足为奇了。这也适用于法律审判。
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Of Umpires, Judges, and Metaphors: Adjudication in Aesthetic Sports and Its Implications for Law
In his confirmation hearings, Chief Justice Roberts famously described his vision of the judicial role as analogous to that of an umpire. “Judges are like umpires,” he said. “Umpires don’t make the rules; they apply them.” The Chief Justice was, of course, hardly the first to draw this analogy, and he will certainly not be the last. The comparison is natural, for both roles require their occupant to “make the call,” or, more formally, to serve as the presumptively final adjudicator of the rights of competing parties.Yet while the “judge as umpire” seems to have naturally captured the imagination of judges, commentators, and laypersons alike, it has also come in for its share of critique, with critics pointing out the various ways in which the comparison is inapt. Perhaps the most frequently mentioned distinction is that judges, unlike umpires, and contrary to the Chief Justice’s suggestion, actually do have to role to play in the creation and refinement of the rules they must apply. Thus, commentators have proposed substitute analogies, including the “justice as commissioner” and “justice as color commentator.”This essay’s goal is not to add to these critiques, but rather to suggest that there is a better analogy — the somewhat less euphonious notion of the “judge as judge.” The best sporting analogy to judges in law may be to their namesakes in sport — the judges who provide the authoritative scoring in what philosophers of sport call “aesthetic sports,” such as gymnastics and figure skating.Judges in aesthetic sports, like their counterparts in law, derive a substantial portion of their authority and legitimacy from the expertise they bring to the position. Both play a significant role in shaping the content of the governing standards and draw, to a considerable degree, on their “tacit knowledge” in shaping and applying the rules. At the same time, however, their reliance on this sort of expertise — which necessarily entails the application of criteria unavailable or at least opaque to the lay observer or even the less expert participant — creates an opening for skepticism. Observers will often be unable to determine for themselves whether judges of either sort have accurately assessed the merits, and their efforts to do so will often lead them to assessments that differ from the judges, likely because the lay observer will not have accounted for all the factors that an expert judge considers. Because these observers cannot access all the factors driving the experts’ decisions and, thus, cannot fully understand them, they can easily conclude that those decisions are being driven by improper factors. Of course, judges in aesthetic sports have been accused, and occasionally found to be guilty, of corruption, as well as less pernicious forms of bias. The same is true of judges in law. Indeed, given the enormous cognitive demands associated with judging aesthetic sports, it is unsurprising that some extraneous factors influence officials’ determinations. That, too, can be said about judging in law.
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