《武器贸易条约》和双重用途货物和技术的管制:欧洲联盟的出口管制制度能提供什么?

Daniel Fiott, Katherine Prizeman
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引用次数: 4

摘要

本文试图说明一些初步的因素和工作方法,这些因素和方法有助于为双重用途货物和技术建立一个可行的国际出口管制制度。本工作文件借鉴了联合国各项倡议和《瓦森纳尔协定》所开展的工作,但特别着眼于欧洲联盟出口制度模式,询问是否可以以及如何在国际一级采用类似的模式。作者并没有建议欧盟的制度应该或可以在全球范围内采用,也没有建议欧盟的制度是完全可靠的,而是承认欧盟的条例被认为是目前在双重用途货物和技术方面最严格的框架之一。因此,本文提出,在《武器贸易条约》谈判后,欧盟管制制度的哪些要素可能对国际有益,以及如何在更国际化的基础上加以采用。事实上,任何未来的《武器贸易条约》两用物品控制机制都必须借鉴现有的武器转让和控制制度。它通过分析《武器贸易条约》和目前谈判中关于两用货物和技术的论述,对欧盟出口管制制度的优缺点进行评估,并询问在未来的《武器贸易条约》谈判后,欧盟制度的哪些要素可以用于国际控制机制,来做到这一点。
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The Arms Trade Treaty and the Control of Dual-Use Goods and Technologies: What Can the European Union's Export Control Regime Offer?
This paper seeks to delineate some preliminary factors and working methods that could work in favour of establishing a workable international export control regime for dual-use goods and technologies. Drawing on the work initiated by various United Nations initiatives and the Wassenaar Agreement, but specifically looking at the European Union export regime model, this working paper asks if and how a similar model could be adopted at the international level. Far from suggesting that the EU regime should of could be adopted on a global basis or that the regime is full-proof, the authors acknowledge that EU regulations are seen as among the most stringent of frameworks on dual-use goods and technologies available. Accordingly, this paper asks what elements of the EU’s control regime could be of international benefit after the ATT negotiations and how it could be adopted on a more international basis. Indeed, any future ATT control mechanism for dual-use items will have to draw on existing arms transfers and control regimes. It does this through an analysis of the ATT and the current discourse on dual-use goods and technologies in the negotiations, an stocktaking of the strengths and weaknesses of the EU’s export control regime and by asking what elements of the EU’s regime could be utilised for international control mechanisms after a future ATT is negotiated.
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