复杂环境中公共干预的评估:从案例研究中发展可推广的知识

P. Kubera
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引用次数: 1

摘要

目的:越来越多的人表示,不仅要通过其影响来看待公共干预,而且要考虑如何产生这些影响。问题在于,我们生活在一个以反馈循环为特征的复杂世界中,干预者和接受者都需要适应。具有解释力的案例研究方法并不一定要为一次性的、离散的评估服务。本文的目的是面对案例研究中泛化知识发展的困境,并在现有文献的基础上提出提高其外部有效性的方法,以实现中庸理论的形成。方法:为此,进行了文献综述,以确定可用于增强案例研究外部有效性的技术,并审查科学与创新政策评估库(SIPER)的评估报告,从案例研究利用的角度检查评估实践。研究发现:个案研究方法在以学习为导向的评鉴中扮演重要角色。环境和人的能动性很重要,但它们很难被其他方法(如(准)实验设计)捕获。虽然评价人员经常求助于案例研究,但它们的全部潜力没有得到充分利用。原创性/价值:本文对如何通过更多地使用案例研究来提高公共政策工具的有效性的辩论作出了贡献。它背离了传统思维,认为评估是一种达到适用于任何地方、任何时间的普遍规律的方式。相反,中间理论对实践的重要性得到了承认。
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EVALUATION OF PUBLIC INTERVENTIONS IN A COMPLEX ENVIRONMENT: DEVELOPING GENERALIZABLE KNOWLEDGE FROM CASE STUDIES
Purpose: There is a growing need expressed to view public interventions not only through their effects but also to consider how those effects are produced. The problem is that we live in a complex world which is characterised by feedback loops, adaptation by both- those delivering and those receiving the intervention. Case study approach which has the explanatory power does not necessary have to serve for one-off, discrete evaluation. The aim of this article is to confront the dilemma of developing generalizable knowledge from case study research and on the basis of the extant literature suggest approaches to enhance its external validity to enable the middle-ranged theories formulation. Methodology: To this end , the literature review has been carried out to identify techniques that can be used to enhance external validity of case study, as well as the review of evaluation reports from the Science and Innovation Policy Evaluations Repository (SIPER) to examine the evaluation practice from the point of view of case study utilisation. Findings: Case study approach is in the position to play an instrumental role in evaluation oriented on learning. Context and human agency matter but they are difficult to capture by other approaches such as (quasi-) experimental designs. Although evaluators often resort to case studies, their full potential is not being exploited. Originality/value: The paper makes a contribution in the debate on how to increase the effectiveness of public policy instruments through greater use of case studies. It departs from traditional thinking about evaluation as a way of arriving at universal laws that apply anywhere, anytime. Instead, the significance of middle-range theories for practice is acknowledged.
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