海洋水轮机故障数据类不平衡对可靠状态检测的影响研究

Janell Duhaney, T. Khoshgoftaar, Amri Napolitano
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引用次数: 6

摘要

在许多现实世界的数据集中,类不平衡是很普遍的。当数据集中的一个或多个类中的示例数量明显少于其余类中的实例数量时,就会出现这种情况。当在高度不平衡的数据集上训练时,传统的机器学习技术通常可以简单地忽略少数类,并将所有实例标记为多数类,以最大限度地提高准确性。这一问题已经在许多领域得到了研究,但很少或没有关于故障数据中类不平衡对海洋水轮机状态监测的影响的研究。这项研究通过深入了解振动数据中的班级不平衡如何影响学习者可靠地识别海洋涡轮机运行状态变化的能力,从而首次努力弥合这一差距。为此,我们在四个具有不同类别分布(一个平衡和三个不平衡)的数据集上训练时,经验地评估了三种流行但非常不同的机器学习算法的性能,以区分正常状态和异常状态。本研究中使用的所有数据都是从海洋涡轮机的试验台收集的,并进行了采样以模拟不同程度的不平衡。我们在这里发现,与其他领域一样,当在高度倾斜的类分布数据上进行训练时,这三个学习器似乎总体上受到了影响(0.1%的样本处于故障/异常状态,而其余99.9%的样本处于正常运行状态)。然而,值得注意的是,逻辑回归和决策树分类器在只有5%的示例总数代表异常状态(其余95%因此表明正常操作)时的表现优于没有不平衡时的表现。
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Studying the Effect of Class Imbalance in Ocean Turbine Fault Data on Reliable State Detection
Class imbalance is prevalent in many real world datasets. It occurs when there are significantly fewer examples in one or more classes in a dataset compared to the number of instances in the remaining classes. When trained on highly imbalanced datasets, traditional machine learning techniques can often simply ignore the minority class(es) and label all instances as being of the majority class to maximize accuracy. This problem has been studied in many domains but there is little or no research related to the effect of class imbalance in fault data for condition monitoring of an ocean turbine. This study makes the first efforts in bridging that gap by providing insight into how class imbalance in vibration data can impact a learner's ability to reliably identify changes in the ocean turbine's operational state. To do so, we empirically evaluate the performances of three popular, but very different, machine learning algorithms when trained on four datasets with varying class distributions (one balanced and three imbalanced) to distinguish between a normal and an abnormal state. All data used in this study were collected from the testbed for an ocean turbine and were under sampled to simulate the different levels of imbalance. We find here, as in other domains, that the three learners seemed to suffer overall when trained on data with a highly skewed class distribution (with 0.1% examples in a faulty/abnormal state while the remaining 99.9% were captured in a normal operational state). It was noted, however, that the Logistic Regression and Decision Tree classifiers performed better when only 5% of the total number of examples were representative of an abnormal state (the remaining 95% therefore indicating normal operation) than they did when there was no imbalance present.
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