主成分分析中的同态加密隐私评估

David Arnold, J. Saniie
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摘要

主成分分析(PCA)是一种通用的无监督学习(UL)技术,可用于降低数据集的维度。因此,PCA 被广泛应用于消费和研究领域,作为一种预处理工具,用于在进一步分析前识别重要特征。在现场人员或开发人员不具备应用 UL 技术的专业知识的情况下,通常会使用第三方处理器。然而,泄露客户或专有数据会带来巨大的安全风险。这种风险增加了分析师在处理敏感或机密信息时的监管和合同负担。同态加密(HE)密码系统是一种新型加密算法,允许对加密数据进行近似加法和乘法运算。当应用于 UL 模型(如 PCA)时,专家们可以应用他们的专业知识,同时维护数据隐私。为了评估同态加密的潜在应用,我们使用微软 SEAL HE 库实施了主成分分析。由此产生的实现应用于 MNIST 手写数据集,用于特征还原和图像重建。根据我们的结果,HE 大大增加了处理数据集所需的时间。不过,HE 算法在非实时应用中仍然是可行的,因为它在所有图像重建中的平均像素误差几乎为零。
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Evaluation of Homomorphic Encryption for Privacy in Principal Component Analysis
Principal Component Analysis (PCA) is a versatile Unsupervised Learning (UL) technique for reducing the dimensionality of datasets. As a result, PCA is widely used in consumer and research applications as a preprocessing tool for identifying important features prior to further analysis. In instances where on-site personnel or developers do not have the expertise to apply UL techniques, third party processors are frequently retained. However, the release of client or proprietary data poses a substantial security risk. This risk increases the regulatory and contractual burden on analysts when interacting with sensitive or classified information. Homomorphic Encryption (HE) cryptosystems are a novel family of encryption algorithms that permit approximate addition and multiplication on encrypted data. When applied to UL models, such as PCA, experts may apply their expertise while maintaining data privacy. In order to evaluate the potential application of Homomorphic Encryption, we implemented Principal Component Analysis using the Microsoft SEAL HE libraries. The resulting implementation was applied to the MNIST Handwritten dataset for feature reduction and image reconstruction. Based on our results, HE considerably increased the time required to process the dataset. However, the HE algorithm is still viable for non-real-time applications as it had an average pixel error of near-zero for all image reconstructions.
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